Title 31

PART 1010

Part 1010 - General Provisions

PART 1010 - GENERAL PROVISIONS Authority:12 U.S.C. 1829b and 1951-1959; 31 U.S.C. 5311-5314, 5316-5332; Title III, sec. 314, Pub. L. 107-56, 115 Stat. 307; sec. 701, Pub. L. 114-74, 129 Stat. 599. Source:75 FR 65812, Oct. 26, 2010, unless otherwise noted.

31:3.1.6.1.2.1SUBPART A
Subpart A - General Definitions
31:3.1.6.1.2.1.3.1SECTION 1010.100
   1010.100 General definitions.
31:3.1.6.1.2.2SUBPART B
Subpart B - Programs
31:3.1.6.1.2.2.3.1SECTION 1010.200
   1010.200 General.
31:3.1.6.1.2.2.3.2SECTION 1010.205
   1010.205 Exempted anti-money laundering programs for certain financial institutions.
31:3.1.6.1.2.2.3.3SECTION 1010.210
   1010.210 Anti-money laundering programs.
31:3.1.6.1.2.2.3.4SECTION 1010.220
   1010.220 Customer identification program requirements.
31:3.1.6.1.2.2.3.5SECTION 1010.230
   1010.230 Beneficial ownership requirements for legal entity customers.
31:3.1.6.1.2.3SUBPART C
Subpart C - Reports Required To Be Made
31:3.1.6.1.2.3.3.1SECTION 1010.300
   1010.300 General.
31:3.1.6.1.2.3.3.2SECTION 1010.301
   1010.301 Determination by the Secretary.
31:3.1.6.1.2.3.3.3SECTION 1010.305
   1010.305 [Reserved]
31:3.1.6.1.2.3.3.4SECTION 1010.306
   1010.306 Filing of reports.
31:3.1.6.1.2.3.3.5SECTION 1010.310
   1010.310 Reports of transactions in currency.
31:3.1.6.1.2.3.3.6SECTION 1010.311
   1010.311 Filing obligations for reports of transactions in currency.
31:3.1.6.1.2.3.3.7SECTION 1010.312
   1010.312 Identification required.
31:3.1.6.1.2.3.3.8SECTION 1010.313
   1010.313 Aggregation.
31:3.1.6.1.2.3.3.9SECTION 1010.314
   1010.314 Structured transactions.
31:3.1.6.1.2.3.3.10SECTION 1010.315
   1010.315 Exemptions for non-bank financial institutions.
31:3.1.6.1.2.3.3.11SECTION 1010.320
   1010.320 Reports of suspicious transactions.
31:3.1.6.1.2.3.3.12SECTION 1010.330
   1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
31:3.1.6.1.2.3.3.13SECTION 1010.331
   1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks.
31:3.1.6.1.2.3.3.14SECTION 1010.340
   1010.340 Reports of transportation of currency or monetary instruments.
31:3.1.6.1.2.3.3.15SECTION 1010.350
   1010.350 Reports of foreign financial accounts.
31:3.1.6.1.2.3.3.16SECTION 1010.360
   1010.360 Reports of transactions with foreign financial agencies.
31:3.1.6.1.2.3.3.17SECTION 1010.370
   1010.370 Reports of certain domestic coin and currency transactions.
31:3.1.6.1.2.4SUBPART D
Subpart D - Records Required To Be Maintained
31:3.1.6.1.2.4.3.1SECTION 1010.400
   1010.400 General.
31:3.1.6.1.2.4.3.2SECTION 1010.401
   1010.401 Determination by the Secretary.
31:3.1.6.1.2.4.3.3SECTION 1010.405
   1010.405 [Reserved]
31:3.1.6.1.2.4.3.4SECTION 1010.410
   1010.410 Records to be made and retained by financial institutions.
31:3.1.6.1.2.4.3.5SECTION 1010.415
   1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks.
31:3.1.6.1.2.4.3.6SECTION 1010.420
   1010.420 Records to be made and retained by persons having financial interests in foreign financial accounts.
31:3.1.6.1.2.4.3.7SECTION 1010.430
   1010.430 Nature of records and retention period.
31:3.1.6.1.2.4.3.8SECTION 1010.440
   1010.440 Person outside the United States.
31:3.1.6.1.2.5SUBPART E
Subpart E - Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity
31:3.1.6.1.2.5.3.1SECTION 1010.500
   1010.500 General.
31:3.1.6.1.2.5.3.2SECTION 1010.505
   1010.505 Definitions.
31:3.1.6.1.2.5.3.3SECTION 1010.520
   1010.520 Information sharing between government agencies and financial institutions.
31:3.1.6.1.2.5.3.4SECTION 1010.530
   1010.530 [Reserved]
31:3.1.6.1.2.5.3.5SECTION 1010.540
   1010.540 Voluntary information sharing among financial institutions.
31:3.1.6.1.2.6SUBPART F
Subpart F - Special Standards of Diligence; Prohibitions; and Special Measures
31:3.1.6.1.2.6.3SUBJGRP 3
   Special Due Diligence for Correspondent Accounts and Private Banking Accounts
31:3.1.6.1.2.6.3.1SECTION 1010.600
   1010.600 General.
31:3.1.6.1.2.6.3.2SECTION 1010.605
   1010.605 Definitions.
31:3.1.6.1.2.6.3.3SECTION 1010.610
   1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.
31:3.1.6.1.2.6.3.4SECTION 1010.620
   1010.620 Due diligence programs for private banking accounts.
31:3.1.6.1.2.6.3.5SECTION 1010.630
   1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
31:3.1.6.1.2.6.3.6SECTION 1010.640
   1010.640 [Reserved]
31:3.1.6.1.2.6.4SUBJGRP 4
   Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records
31:3.1.6.1.2.6.4.7SECTION 1010.651
   1010.651 Special measures against Burma.
31:3.1.6.1.2.6.4.8SECTION 1010.653
   1010.653 Special measures against Commercial Bank of Syria.
31:3.1.6.1.2.6.4.9SECTION 1010.655
   1010.655 Special measures against Banco Delta Asia.
31:3.1.6.1.2.6.4.10SECTION 1010.658
   1010.658 Special measures against FBME Bank, Ltd.
31:3.1.6.1.2.6.4.11SECTION 1010.659
   1010.659 Special measures against North Korea.
31:3.1.6.1.2.6.4.12SECTION 1010.660
   1010.660 Special measures against Bank of Dandong.
31:3.1.6.1.2.6.4.13SECTION 1010.661
   1010.661 Special measures against Iran.
31:3.1.6.1.2.6.4.14SECTION 1010.670
   1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship.
31:3.1.6.1.2.7SUBPART G
Subpart G - Administrative Rulings
31:3.1.6.1.2.7.5.1SECTION 1010.710
   1010.710 Scope.
31:3.1.6.1.2.7.5.2SECTION 1010.711
   1010.711 Submitting requests.
31:3.1.6.1.2.7.5.3SECTION 1010.712
   1010.712 Nonconforming requests.
31:3.1.6.1.2.7.5.4SECTION 1010.713
   1010.713 Oral communications.
31:3.1.6.1.2.7.5.5SECTION 1010.714
   1010.714 Withdrawing requests.
31:3.1.6.1.2.7.5.6SECTION 1010.715
   1010.715 Issuing rulings.
31:3.1.6.1.2.7.5.7SECTION 1010.716
   1010.716 Modifying or rescinding rulings.
31:3.1.6.1.2.7.5.8SECTION 1010.717
   1010.717 Disclosing information.
31:3.1.6.1.2.8SUBPART H
Subpart H - Enforcement; Penalties; and Forfeiture
31:3.1.6.1.2.8.5.1SECTION 1010.810
   1010.810 Enforcement.
31:3.1.6.1.2.8.5.2SECTION 1010.820
   1010.820 Civil penalty.
31:3.1.6.1.2.8.5.3SECTION 1010.821
   1010.821 Penalty adjustment and table.
31:3.1.6.1.2.8.5.4SECTION 1010.830
   1010.830 Forfeiture of currency or monetary instruments.
31:3.1.6.1.2.8.5.5SECTION 1010.840
   1010.840 Criminal penalty.
31:3.1.6.1.2.8.5.6SECTION 1010.850
   1010.850 Enforcement authority with respect to transportation of currency or monetary instruments.
31:3.1.6.1.2.9SUBPART I
Subpart I - Summons
31:3.1.6.1.2.9.5.1SECTION 1010.911
   1010.911 General.
31:3.1.6.1.2.9.5.2SECTION 1010.912
   1010.912 Persons who may issue summons.
31:3.1.6.1.2.9.5.3SECTION 1010.913
   1010.913 Contents of summons.
31:3.1.6.1.2.9.5.4SECTION 1010.914
   1010.914 Service of summons.
31:3.1.6.1.2.9.5.5SECTION 1010.915
   1010.915 Examination of witnesses and records.
31:3.1.6.1.2.9.5.6SECTION 1010.916
   1010.916 Enforcement of summons.
31:3.1.6.1.2.9.5.7SECTION 1010.917
   1010.917 Payment of expenses.
31:3.1.6.1.2.10SUBPART J
Subpart J - Miscellaneous
31:3.1.6.1.2.10.5.1SECTION 1010.920
   1010.920 Access to records.
31:3.1.6.1.2.10.5.2SECTION 1010.930
   1010.930 Rewards for informants.
31:3.1.6.1.2.10.5.3SECTION 1010.940
   1010.940 Photographic or other reproductions of Government obligations.
31:3.1.6.1.2.10.5.4SECTION 1010.950
   1010.950 Availability of information.
31:3.1.6.1.2.10.5.5SECTION 1010.960
   1010.960 Disclosure.
31:3.1.6.1.2.10.5.6SECTION 1010.970
   1010.970 Exceptions, exemptions, and reports.
31:3.1.6.1.2.10.5.7SECTION 1010.980
   1010.980 Dollars as including foreign currency.