Title 31

PART 1010

Part 1010 - General Provisions

PART 1010 - GENERAL PROVISIONS Authority:12 U.S.C. 1829b and 1951-1959; 31 U.S.C. 5311-5314, 5316-5332; Title III, sec. 314, Pub. L. 107-56, 115 Stat. 307; sec. 701, Pub. L. 114-74, 129 Stat. 599. Source:75 FR 65812, Oct. 26, 2010, unless otherwise noted.

• Authority: 12 U.S.C. 1829b and 1951-1959; 31 U.S.C. 5311-5314, 5316-5332; Title III, sec. 314, Pub. L. 107-56, 115 Stat. 307; sec. 701, Pub. L. 114-74, 129 Stat. 599.
• Source: 75 FR 65812, Oct. 26, 2010, unless otherwise noted.

31:3.1.6.1.2.1	SUBPART A	Subpart A - General Definitions
31:3.1.6.1.2.1.3.1	SECTION 1010.100	1010.100 General definitions.
31:3.1.6.1.2.2	SUBPART B	Subpart B - Programs
31:3.1.6.1.2.2.3.1	SECTION 1010.200	1010.200 General.
31:3.1.6.1.2.2.3.2	SECTION 1010.205	1010.205 Exempted anti-money laundering programs for certain financial institutions.
31:3.1.6.1.2.2.3.3	SECTION 1010.210	1010.210 Anti-money laundering programs.
31:3.1.6.1.2.2.3.4	SECTION 1010.220	1010.220 Customer identification program requirements.
31:3.1.6.1.2.2.3.5	SECTION 1010.230	1010.230 Beneficial ownership requirements for legal entity customers.
31:3.1.6.1.2.3	SUBPART C	Subpart C - Reports Required To Be Made
31:3.1.6.1.2.3.3.1	SECTION 1010.300	1010.300 General.
31:3.1.6.1.2.3.3.2	SECTION 1010.301	1010.301 Determination by the Secretary.
31:3.1.6.1.2.3.3.3	SECTION 1010.305	1010.305 [Reserved]
31:3.1.6.1.2.3.3.4	SECTION 1010.306	1010.306 Filing of reports.
31:3.1.6.1.2.3.3.5	SECTION 1010.310	1010.310 Reports of transactions in currency.
31:3.1.6.1.2.3.3.6	SECTION 1010.311	1010.311 Filing obligations for reports of transactions in currency.
31:3.1.6.1.2.3.3.7	SECTION 1010.312	1010.312 Identification required.
31:3.1.6.1.2.3.3.8	SECTION 1010.313	1010.313 Aggregation.
31:3.1.6.1.2.3.3.9	SECTION 1010.314	1010.314 Structured transactions.
31:3.1.6.1.2.3.3.10	SECTION 1010.315	1010.315 Exemptions for non-bank financial institutions.
31:3.1.6.1.2.3.3.11	SECTION 1010.320	1010.320 Reports of suspicious transactions.
31:3.1.6.1.2.3.3.12	SECTION 1010.330	1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
31:3.1.6.1.2.3.3.13	SECTION 1010.331	1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks.
31:3.1.6.1.2.3.3.14	SECTION 1010.340	1010.340 Reports of transportation of currency or monetary instruments.
31:3.1.6.1.2.3.3.15	SECTION 1010.350	1010.350 Reports of foreign financial accounts.
31:3.1.6.1.2.3.3.16	SECTION 1010.360	1010.360 Reports of transactions with foreign financial agencies.
31:3.1.6.1.2.3.3.17	SECTION 1010.370	1010.370 Reports of certain domestic coin and currency transactions.
31:3.1.6.1.2.4	SUBPART D	Subpart D - Records Required To Be Maintained
31:3.1.6.1.2.4.3.1	SECTION 1010.400	1010.400 General.
31:3.1.6.1.2.4.3.2	SECTION 1010.401	1010.401 Determination by the Secretary.
31:3.1.6.1.2.4.3.3	SECTION 1010.405	1010.405 [Reserved]
31:3.1.6.1.2.4.3.4	SECTION 1010.410	1010.410 Records to be made and retained by financial institutions.
31:3.1.6.1.2.4.3.5	SECTION 1010.415	1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks.
31:3.1.6.1.2.4.3.6	SECTION 1010.420	1010.420 Records to be made and retained by persons having financial interests in foreign financial accounts.
31:3.1.6.1.2.4.3.7	SECTION 1010.430	1010.430 Nature of records and retention period.
31:3.1.6.1.2.4.3.8	SECTION 1010.440	1010.440 Person outside the United States.
31:3.1.6.1.2.5	SUBPART E	Subpart E - Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity
31:3.1.6.1.2.5.3.1	SECTION 1010.500	1010.500 General.
31:3.1.6.1.2.5.3.2	SECTION 1010.505	1010.505 Definitions.
31:3.1.6.1.2.5.3.3	SECTION 1010.520	1010.520 Information sharing between government agencies and financial institutions.
31:3.1.6.1.2.5.3.4	SECTION 1010.530	1010.530 [Reserved]
31:3.1.6.1.2.5.3.5	SECTION 1010.540	1010.540 Voluntary information sharing among financial institutions.
31:3.1.6.1.2.6	SUBPART F	Subpart F - Special Standards of Diligence; Prohibitions; and Special Measures
31:3.1.6.1.2.6.3	SUBJGRP 3	Special Due Diligence for Correspondent Accounts and Private Banking Accounts
31:3.1.6.1.2.6.3.1	SECTION 1010.600	1010.600 General.
31:3.1.6.1.2.6.3.2	SECTION 1010.605	1010.605 Definitions.
31:3.1.6.1.2.6.3.3	SECTION 1010.610	1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.
31:3.1.6.1.2.6.3.4	SECTION 1010.620	1010.620 Due diligence programs for private banking accounts.
31:3.1.6.1.2.6.3.5	SECTION 1010.630	1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
31:3.1.6.1.2.6.3.6	SECTION 1010.640	1010.640 [Reserved]
31:3.1.6.1.2.6.4	SUBJGRP 4	Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records
31:3.1.6.1.2.6.4.7	SECTION 1010.651	1010.651 Special measures against Burma.
31:3.1.6.1.2.6.4.8	SECTION 1010.653	1010.653 Special measures against Commercial Bank of Syria.
31:3.1.6.1.2.6.4.9	SECTION 1010.658	1010.658 Special measures against FBME Bank, Ltd.
31:3.1.6.1.2.6.4.10	SECTION 1010.659	1010.659 Special measures against North Korea.
31:3.1.6.1.2.6.4.11	SECTION 1010.660	1010.660 Special measures against Bank of Dandong.
31:3.1.6.1.2.6.4.12	SECTION 1010.661	1010.661 Special measures against Iran.
31:3.1.6.1.2.6.4.13	SECTION 1010.670	1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship.
31:3.1.6.1.2.7	SUBPART G	Subpart G - Administrative Rulings
31:3.1.6.1.2.7.5.1	SECTION 1010.710	1010.710 Scope.
31:3.1.6.1.2.7.5.2	SECTION 1010.711	1010.711 Submitting requests.
31:3.1.6.1.2.7.5.3	SECTION 1010.712	1010.712 Nonconforming requests.
31:3.1.6.1.2.7.5.4	SECTION 1010.713	1010.713 Oral communications.
31:3.1.6.1.2.7.5.5	SECTION 1010.714	1010.714 Withdrawing requests.
31:3.1.6.1.2.7.5.6	SECTION 1010.715	1010.715 Issuing rulings.
31:3.1.6.1.2.7.5.7	SECTION 1010.716	1010.716 Modifying or rescinding rulings.
31:3.1.6.1.2.7.5.8	SECTION 1010.717	1010.717 Disclosing information.
31:3.1.6.1.2.8	SUBPART H	Subpart H - Enforcement; Penalties; and Forfeiture
31:3.1.6.1.2.8.5.1	SECTION 1010.810	1010.810 Enforcement.
31:3.1.6.1.2.8.5.2	SECTION 1010.820	1010.820 Civil penalty.
31:3.1.6.1.2.8.5.3	SECTION 1010.821	1010.821 Penalty adjustment and table.
31:3.1.6.1.2.8.5.4	SECTION 1010.830	1010.830 Forfeiture of currency or monetary instruments.
31:3.1.6.1.2.8.5.5	SECTION 1010.840	1010.840 Criminal penalty.
31:3.1.6.1.2.8.5.6	SECTION 1010.850	1010.850 Enforcement authority with respect to transportation of currency or monetary instruments.
31:3.1.6.1.2.9	SUBPART I	Subpart I - Summons
31:3.1.6.1.2.9.5.1	SECTION 1010.911	1010.911 General.
31:3.1.6.1.2.9.5.2	SECTION 1010.912	1010.912 Persons who may issue summons.
31:3.1.6.1.2.9.5.3	SECTION 1010.913	1010.913 Contents of summons.
31:3.1.6.1.2.9.5.4	SECTION 1010.914	1010.914 Service of summons.
31:3.1.6.1.2.9.5.5	SECTION 1010.915	1010.915 Examination of witnesses and records.
31:3.1.6.1.2.9.5.6	SECTION 1010.916	1010.916 Enforcement of summons.
31:3.1.6.1.2.9.5.7	SECTION 1010.917	1010.917 Payment of expenses.
31:3.1.6.1.2.10	SUBPART J	Subpart J - Miscellaneous
31:3.1.6.1.2.10.5.1	SECTION 1010.920	1010.920 Access to records.
31:3.1.6.1.2.10.5.2	SECTION 1010.930	1010.930 Rewards for informants.
31:3.1.6.1.2.10.5.3	SECTION 1010.940	1010.940 Photographic or other reproductions of Government obligations.
31:3.1.6.1.2.10.5.4	SECTION 1010.950	1010.950 Availability of information.
31:3.1.6.1.2.10.5.5	SECTION 1010.960	1010.960 Disclosure.
31:3.1.6.1.2.10.5.6	SECTION 1010.970	1010.970 Exceptions, exemptions, and reports.
31:3.1.6.1.2.10.5.7	SECTION 1010.980	1010.980 Dollars as including foreign currency.

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