§ 505.102 Certain civil penalties information released.

§ 505.102 Certain civil penalties information released.

(a) After the conclusion of a civil penalties proceeding that results in either the imposition of a civil monetary penalty or a settlement agreement, OFAC shall make available to the public certain information on a routine basis, not less frequently than monthly, as follows:

(1) In each such proceeding against an entity, OFAC shall make available to the public:

(i) The name and location of the entity involved;

(ii) The sanctions program(s) involved;

(iii) A brief description of the violation or apparent violation;

(iv) A clear indication whether the proceeding resulted in a settlement agreement or the imposition of penalties;

(v) An indication whether the entity voluntarily disclosed the violation or apparent violation to OFAC; and

(vi) The amount of the penalty imposed or the amount of the agreed settlement.

(2) In such proceedings against individuals, OFAC shall release on an aggregate basis:

(i) The number of penalties imposed and settlement agreements reached;

(ii) The sanctions program(s) involved;

(iii) A brief description of the violations or apparent violations;

(iv) A clear indication whether the proceedings resulted in settlement agreements or in the imposition of penalties; and

(v) The amounts of the penalties imposed and the amounts of the agreed settlements.

(b) The medium through which information will be made available to the public is OFAC's website at ofac.treasury.gov.

(c) The information made available pursuant to paragraph (a) of this section shall generally not include the following:

(1) The name of any violator or alleged violator who is an individual.

(2) Records or information obtained or created in the implementation of part 598 of this chapter.

(d) On a case-by-case basis, OFAC may release additional information concerning a particular civil penalties proceeding.