Title 31

PART 501

Part 501 - Reporting, Procedures And Penalties Regulations

PART 501 - REPORTING, PROCEDURES AND PENALTIES REGULATIONS Authority:8 U.S.C. 1189; 18 U.S.C. 2332d, 2339B; 19 U.S.C. 3901-3913; 21 U.S.C. 1901-1908; 22 U.S.C. 287c, 2370(a), 6009, 6032, 7205, 8501-8551; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); 31 U.S.C. 321(b); 50 U.S.C. 1701-1706, 4301-4341. Source:62 FR 45101, Aug. 25, 1997, unless otherwise noted.

• Authority: 8 U.S.C. 1189; 18 U.S.C. 2332d, 2339B; 19 U.S.C. 3901-3913; 21 U.S.C. 1901-1908; 22 U.S.C. 287c, 2370(a), 6009, 6032, 7205, 8501-8551; Pub. L. 101-410, 104 Stat. 890 (28 U.S.C. 2461 note); 31 U.S.C. 321(b); 50 U.S.C. 1701-1706, 4301-4341.
• Source: 62 FR 45101, Aug. 25, 1997, unless otherwise noted.

31:3.1.1.1.2.1	SUBPART A	Subpart A - Relation of This Part to Other Parts in This Chapter
31:3.1.1.1.2.1.1.1	SECTION 501.101	501.101 Relation of this part to other parts in this chapter.
31:3.1.1.1.2.2	SUBPART B	Subpart B - Definitions
31:3.1.1.1.2.2.1.1	SECTION 501.301	501.301 Definitions.
31:3.1.1.1.2.3	SUBPART C	Subpart C - Reports
31:3.1.1.1.2.3.1.1	SECTION 501.601	501.601 Records and recordkeeping requirements.
31:3.1.1.1.2.3.1.2	SECTION 501.602	501.602 Reports to be furnished on demand.
31:3.1.1.1.2.3.1.3	SECTION 501.603	501.603 Reports on blocked and unblocked property.
31:3.1.1.1.2.3.1.4	SECTION 501.604	501.604 Reports on rejected transactions.
31:3.1.1.1.2.3.1.5	SECTION 501.605	501.605 Reports on litigation, arbitration, and dispute resolution proceedings.
31:3.1.1.1.2.3.1.6	SECTION 501.606	501.606 Reporting and recordkeeping requirements applicable to economic sanctions programs.
31:3.1.1.1.2.4	SUBPART D	Subpart D - Trading With the Enemy Act (TWEA) Penalties
31:3.1.1.1.2.4.1.1	SECTION 501.700	501.700 Applicability.
31:3.1.1.1.2.4.1.2	SECTION 501.701	501.701 Penalties.
31:3.1.1.1.2.4.1.3	SECTION 501.702	501.702 Definitions.
31:3.1.1.1.2.4.1.4	SECTION 501.703	501.703 Overview of civil penalty process and construction of rules.
31:3.1.1.1.2.4.1.5	SECTION 501.704	501.704 Appearance and practice.
31:3.1.1.1.2.4.1.6	SECTION 501.705	501.705 Service and filing.
31:3.1.1.1.2.4.1.7	SECTION 501.706	501.706 Prepenalty Notice; issuance by Director.
31:3.1.1.1.2.4.1.8	SECTION 501.707	501.707 Response to Prepenalty Notice.
31:3.1.1.1.2.4.1.9	SECTION 501.708	501.708 Director's finding of no penalty warranted.
31:3.1.1.1.2.4.1.10	SECTION 501.709	501.709 Penalty notice.
31:3.1.1.1.2.4.1.11	SECTION 501.710	501.710 Settlement.
31:3.1.1.1.2.4.1.12	SECTION 501.711	501.711 Hearing request.
31:3.1.1.1.2.4.1.13	SECTION 501.712	501.712 Acknowledgment of hearing request.
31:3.1.1.1.2.4.1.14	SECTION 501.713	501.713 Order Instituting Proceedings.
31:3.1.1.1.2.4.1.15	SECTION 501.714	501.714 Answer to Order Instituting Proceedings.
31:3.1.1.1.2.4.1.16	SECTION 501.715	501.715 Notice of Hearing.
31:3.1.1.1.2.4.1.17	SECTION 501.716	501.716 Default.
31:3.1.1.1.2.4.1.18	SECTION 501.717	501.717 Consolidation of proceedings.
31:3.1.1.1.2.4.1.19	SECTION 501.718	501.718 Conduct and order of hearings.
31:3.1.1.1.2.4.1.20	SECTION 501.719	501.719 Ex parte communications.
31:3.1.1.1.2.4.1.21	SECTION 501.720	501.720 Separation of functions.
31:3.1.1.1.2.4.1.22	SECTION 501.721	501.721 Hearings to be public.
31:3.1.1.1.2.4.1.23	SECTION 501.722	501.722 Prehearing conferences.
31:3.1.1.1.2.4.1.24	SECTION 501.723	501.723 Prehearing disclosures; methods to discover additional matter.
31:3.1.1.1.2.4.1.25	SECTION 501.724	501.724 Documents that may be withheld.
31:3.1.1.1.2.4.1.26	SECTION 501.725	501.725 Confidential treatment of information in certain filings.
31:3.1.1.1.2.4.1.27	SECTION 501.726	501.726 Motions.
31:3.1.1.1.2.4.1.28	SECTION 501.727	501.727 Motion for summary disposition.
31:3.1.1.1.2.4.1.29	SECTION 501.728	501.728 Subpoenas.
31:3.1.1.1.2.4.1.30	SECTION 501.729	501.729 Sanctions.
31:3.1.1.1.2.4.1.31	SECTION 501.730	501.730 Depositions upon oral examination.
31:3.1.1.1.2.4.1.32	SECTION 501.731	501.731 Depositions upon written questions.
31:3.1.1.1.2.4.1.33	SECTION 501.732	501.732 Evidence.
31:3.1.1.1.2.4.1.34	SECTION 501.733	501.733 Evidence: confidential information, protective orders.
31:3.1.1.1.2.4.1.35	SECTION 501.734	501.734 Introducing prior sworn statements of witnesses into the record.
31:3.1.1.1.2.4.1.36	SECTION 501.735	501.735 Proposed findings, conclusions and supporting briefs.
31:3.1.1.1.2.4.1.37	SECTION 501.736	501.736 Authority of Administrative Law Judge.
31:3.1.1.1.2.4.1.38	SECTION 501.737	501.737 Adjustments of time, postponements and adjournments.
31:3.1.1.1.2.4.1.39	SECTION 501.738	501.738 Disqualification and withdrawal of Administrative Law Judge.
31:3.1.1.1.2.4.1.40	SECTION 501.739	501.739 Record in proceedings before Administrative Law Judge; retention of documents; copies.
31:3.1.1.1.2.4.1.41	SECTION 501.740	501.740 Decision of Administrative Law Judge.
31:3.1.1.1.2.4.1.42	SECTION 501.741	501.741 Review of decision or ruling.
31:3.1.1.1.2.4.1.43	SECTION 501.742	501.742 Secretary's designee's consideration of decisions by Administrative Law Judges.
31:3.1.1.1.2.4.1.44	SECTION 501.743	501.743 Briefs filed with the Secretary's designee.
31:3.1.1.1.2.4.1.45	SECTION 501.744	501.744 Record before the Secretary's designee.
31:3.1.1.1.2.4.1.46	SECTION 501.745	501.745 Orders and decisions: signature, date and public availability.
31:3.1.1.1.2.4.1.47	SECTION 501.746	501.746 Referral to United States Department of Justice; administrative collection measures.
31:3.1.1.1.2.4.1.48	SECTION 501.747	501.747 Procedures on remand of decisions.
31:3.1.1.1.2.5	SUBPART E	Subpart E - Procedures
31:3.1.1.1.2.5.1.1	SECTION 501.801	501.801 Licensing.
31:3.1.1.1.2.5.1.2	SECTION 501.802	501.802 Decisions.
31:3.1.1.1.2.5.1.3	SECTION 501.803	501.803 Amendment, modification, or revocation.
31:3.1.1.1.2.5.1.4	SECTION 501.804	501.804 Rulemaking.
31:3.1.1.1.2.5.1.5	SECTION 501.805	501.805 Rules governing availability of information.
31:3.1.1.1.2.5.1.6	SECTION 501.806	501.806 Procedures for unblocking funds believed to have been blocked due to mistaken identity.
31:3.1.1.1.2.5.1.7	SECTION 501.807	501.807 Procedures governing delisting from the Specially Designated Nationals and Blocked Persons List.
31:3.1.1.1.2.5.1.8	SECTION 501.808	501.808 License application and other procedures applicable to economic sanctions programs.
31:3.1.1.1.2.6	SUBPART F	Subpart F - Paperwork Reduction Act
31:3.1.1.1.2.6.1.1	SECTION 501.901	501.901 Paperwork Reduction Act notice.
31:3.1.1.1.2.6.1.2.1	APPENDIX Appendix A	Appendix A to Part 501 - Economic Sanctions Enforcement Guidelines.

---