Title 31

PART 356

Part 356 - Sale And Issue Of Marketable Book-entry Treasury Bills, Notes, And Bonds (department Of The Treasury Circular, Fiscal Service Series No. 1-93)

PART 356 - SALE AND ISSUE OF MARKETABLE BOOK-ENTRY TREASURY BILLS, NOTES, AND BONDS (DEPARTMENT OF THE TREASURY CIRCULAR, FISCAL SERVICE SERIES NO. 1-93) Authority:5 U.S.C. 301; 31 U.S.C. 3102, et seq.; 12 U.S.C. 391. Source:69 FR 45202, July 28, 2004, unless otherwise noted. Editorial Note:Nomenclature changes to part 356 appear at 70 FR 57439, Sept. 30, 2005.

• Authority: 5 U.S.C. 301; 31 U.S.C. 3102, et seq.; 12 U.S.C. 391.
• Source: 69 FR 45202, July 28, 2004, unless otherwise noted.

31:2.1.1.1.53.1	SUBPART A	Subpart A - General Information
31:2.1.1.1.53.1.17.1	SECTION 356.0	356.0 What authority does the Treasury have to sell and issue securities
31:2.1.1.1.53.1.17.2	SECTION 356.1	356.1 To which securities does this circular apply
31:2.1.1.1.53.1.17.3	SECTION 356.2	356.2 What definitions do I need to know to understand this part
31:2.1.1.1.53.1.17.4	SECTION 356.3	356.3 What is the role of the Federal Reserve Banks in this process
31:2.1.1.1.53.1.17.5	SECTION 356.4	356.4 What are the book-entry systems in which auctioned Treasury securities may be issued or maintained
31:2.1.1.1.53.1.17.6	SECTION 356.5	356.5 What types of securities does the Treasury auction
31:2.1.1.1.53.2	SUBPART B	Subpart B - Bidding, Certifications, and Payment
31:2.1.1.1.53.2.17.1	SECTION 356.10	356.10 What is the purpose of an auction announcement
31:2.1.1.1.53.2.17.2	SECTION 356.11	356.11 How are bids submitted in an auction
31:2.1.1.1.53.2.17.3	SECTION 356.12	356.12 What are the different types of bids and do they have specific requirements or restrictions
31:2.1.1.1.53.2.17.4	SECTION 356.13	356.13 When must I report my net long position and how do I calculate it
31:2.1.1.1.53.2.17.5	SECTION 356.14	356.14 What are the requirements for submitting bids for customers
31:2.1.1.1.53.2.17.6	SECTION 356.15	356.15 What rules apply to bids submitted by investment advisers
31:2.1.1.1.53.2.17.7	SECTION 356.16	356.16 Do I have to make any certifications
31:2.1.1.1.53.2.17.8	SECTION 356.17	356.17 How and when do I pay for securities awarded in an auction
31:2.1.1.1.53.3	SUBPART C	Subpart C - Determination of Auction Awards; Settlement
31:2.1.1.1.53.3.17.1	SECTION 356.20	356.20 How does the Treasury determine auction awards
31:2.1.1.1.53.3.17.2	SECTION 356.21	356.21 How are awards at the high yield, discount rate, or discount margin calculated
31:2.1.1.1.53.3.17.3	SECTION 356.22	356.22 Does the Treasury have any limitations on auction awards
31:2.1.1.1.53.3.17.4	SECTION 356.23	356.23 How are the auction results announced
31:2.1.1.1.53.3.17.5	SECTION 356.24	356.24 Will I be notified directly of my awards and, if I am submitting bids for others, do I have to provide confirmations
31:2.1.1.1.53.3.17.6	SECTION 356.25	356.25 How does the settlement process work
31:2.1.1.1.53.4	SUBPART D	Subpart D - Miscellaneous Provisions
31:2.1.1.1.53.4.17.1	SECTION 356.30	356.30 When does the Treasury pay principal and interest on securities
31:2.1.1.1.53.4.17.2	SECTION 356.31	356.31 How does the STRIPS program work
31:2.1.1.1.53.4.17.3	SECTION 356.32	356.32 What tax rules apply
31:2.1.1.1.53.4.17.4	SECTION 356.33	356.33 Does the Treasury have any discretion in the auction process
31:2.1.1.1.53.4.17.5	SECTION 356.34	356.34 What could happen if someone does not fully comply with the auction rules or fails to pay for securities
31:2.1.1.1.53.4.17.6	SECTION 356.35	356.35 Who approved the information collections
31:2.1.1.1.53.5	SUBPART 0
31:2.1.1.1.53.6.17.1.12	APPENDIX Appendix A	Appendix A to Part 356 - Bidder Categories
31:2.1.1.1.53.6.17.1.13	APPENDIX Appendix B	Appendix B to Part 356 - Formulas and Tables
31:2.1.1.1.53.6.17.1.14	APPENDIX Appendix C	Appendix C to Part 356 - Investment Considerations
31:2.1.1.1.53.6.17.1.15	APPENDIX Appendix D	Appendix D to Part 356 - Description of the Indexes

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