Disclosing Information—Lower Tier Participants

1. CFR
2. ›
3. Title 31
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5. Subtitle A
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7. Part 19
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9. Subpart C
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11. Subject Group Disclosing Information—Lower Tier Participants

Sections

Section numbering in the official eCFR can be non-consecutive. Omitted section numbers are not treated here as reserved unless the source explicitly labels them that way.

• 19.355
  § 19.355 What information must I provide to a higher tier participant before entering into a covered transaction with that participant?
• 19.360
  § 19.360 What happens if I fail to disclose the information required under § 19.355?
• 19.365
  § 19.365 What must I do if I learn of information required under § 19.355 after entering into a covered transaction with a higher tier participant?