Title 31

PART 1024

Part 1024 - Rules For Mutual Funds

PART 1024 - RULES FOR MUTUAL FUNDS Authority:12 U.S.C. 1829b and 1951-1959; 31 U.S.C. 5311-5314 and 5316-5332; title III, sec. 314, Pub. L. 107-56, 115 Stat. 307; sec. 701, Pub. L. 114-74, 129 Stat. 599. Source:75 FR 65812, Oct. 26, 2010, unless otherwise noted.

• Authority: 12 U.S.C. 1829b and 1951-1959; 31 U.S.C. 5311-5314 and 5316-5332; title III, sec. 314, Pub. L. 107-56, 115 Stat. 307; sec. 701, Pub. L. 114-74, 129 Stat. 599.
• Source: 75 FR 65812, Oct. 26, 2010, unless otherwise noted.

31:3.1.6.1.8.1	SUBPART A	Subpart A - Definitions
31:3.1.6.1.8.1.5.1	SECTION 1024.100	1024.100 Definitions.
31:3.1.6.1.8.2	SUBPART B	Subpart B - Programs
31:3.1.6.1.8.2.5.1	SECTION 1024.200	1024.200 General.
31:3.1.6.1.8.2.5.2	SECTION 1024.210	1024.210 Anti-money laundering program requirements for mutual funds.
31:3.1.6.1.8.2.5.3	SECTION 1024.220	1024.220 Customer identification programs for mutual funds.
31:3.1.6.1.8.3	SUBPART C	Subpart C - Reports Required To Be Made By Mutual Funds
31:3.1.6.1.8.3.5.1	SECTION 1024.300	1024.300 General.
31:3.1.6.1.8.3.5.2	SECTION 1024.310	1024.310 Reports of transactions in currency.
31:3.1.6.1.8.3.5.3	SECTION 1024.311	1024.311 Filing obligations.
31:3.1.6.1.8.3.5.4	SECTION 1024.312	1024.312 Identification required.
31:3.1.6.1.8.3.5.5	SECTION 1024.313	1024.313 Aggregation.
31:3.1.6.1.8.3.5.6	SECTION 1024.314	1024.314 Structured transactions.
31:3.1.6.1.8.3.5.7	SECTION 1024.315	1024.315 Exemptions.
31:3.1.6.1.8.3.5.8	SECTION 1024.320	1024.320 Reports by mutual funds of suspicious transactions.
31:3.1.6.1.8.4	SUBPART D	Subpart D - Records Required To Be Maintained By Mutual Funds
31:3.1.6.1.8.4.5.1	SECTION 1024.400	1024.400 General.
31:3.1.6.1.8.4.5.2	SECTION 1024.410	1024.410 Recordkeeping.
31:3.1.6.1.8.5	SUBPART E	Subpart E - Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity
31:3.1.6.1.8.5.5.1	SECTION 1024.500	1024.500 General.
31:3.1.6.1.8.5.5.2	SECTION 1024.520	1024.520 Special information sharing procedures to deter money laundering and terrorist activity for mutual funds.
31:3.1.6.1.8.5.5.3	SECTION 1024.530	1024.530 [Reserved]
31:3.1.6.1.8.5.5.4	SECTION 1024.540	1024.540 Voluntary information sharing among financial institutions.
31:3.1.6.1.8.6	SUBPART F	Subpart F - Special Standards of Diligence; Prohibitions; and Special Measures for Mutual Funds
31:3.1.6.1.8.6.5.1	SECTION 1024.600	1024.600 General.
31:3.1.6.1.8.6.5.2	SECTION 1024.610	1024.610 Due diligence programs for correspondent accounts for foreign financial institutions.
31:3.1.6.1.8.6.5.3	SECTION 1024.620	1024.620 Due diligence programs for private banking accounts.
31:3.1.6.1.8.6.5.4	SECTION 1024.630	1024.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
31:3.1.6.1.8.6.5.5	SECTION 1024.640-1024.670	1024.640-1024.670 [Reserved]

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