Title 31

PART 1023 SUBPART F

Subpart F - Special Standards of Diligence; Prohibitions; and Special Measures for Brokers or Dealers in Securities

• 12 U.S.C. 1829b and 1951-1959; 31 U.S.C. 5311-5314 and 5316-5332; title III, sec. 314, Pub. L. 107-56, 115 Stat. 307; sec. 701, Pub. L. 114-74, 129 Stat. 599.
• 75 FR 65812, Oct. 25, 2010, unless otherwise noted.

31:3.1.6.1.7.6.5.1	SECTION 1023.600	1023.600 General.
31:3.1.6.1.7.6.5.2	SECTION 1023.610	1023.610 Due diligence programs for correspondent accounts for foreign financial institutions.
31:3.1.6.1.7.6.5.3	SECTION 1023.620	1023.620 Due diligence programs for private banking accounts.
31:3.1.6.1.7.6.5.4	SECTION 1023.630	1023.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
31:3.1.6.1.7.6.5.5	SECTION 1023.640	1023.640 [Reserved]
31:3.1.6.1.7.6.5.6	SECTION 1023.670	1023.670 Summons or subpoena of foreign bank records; termination of correspondent relationship.

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