Disclosing Information—Lower Tier Participants

1. CFR
2. ›
3. Title 29
4. ›
5. Subtitle B
6. ›
7. Chapter XII
8. ›
9. Part 1471
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11. Subpart C
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13. Subject Group Disclosing Information—Lower Tier Participants

Sections

Section numbering in the official eCFR can be non-consecutive. Omitted section numbers are not treated here as reserved unless the source explicitly labels them that way.

• 1471.355
  § 1471.355 What information must I provide to a higher tier participant before entering into a covered transaction with that participant?
• 1471.360
  § 1471.360 What happens if I fail to disclose the information required under § 1471.355?
• 1471.365
  § 1471.365 What must I do if I learn of information required under § 1471.355 after entering into a covered transaction with a higher tier participant?