PART 129—REGISTRATION AND LICENSING OF BROKERS
Sections
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129.1
§ 129.1 Purpose. -
129.2
§ 129.2 Definitions. -
129.3
§ 129.3 Requirement to register. -
129.4
§ 129.4 Requirement for approval. -
129.5
§ 129.5 Exemption from requirement for approval. -
129.6
§ 129.6 Procedures for obtaining approval. -
129.7
§ 129.7 Policy on embargoes and other proscriptions. -
129.8
§ 129.8 Submission of Statement of Registration, registration fees, and notification of changes in information furnished by registrants. -
129.9
§ 129.9 Guidance. -
129.10
§ 129.10 Reports. -
129.11
§ 129.11 Maintenance of brokering records by registrants.