Title 19

PART 111

Part 111 - Customs Brokers

PART 111 - CUSTOMS BROKERS Authority:19 U.S.C. 66, 1202 (General Note 3(i), Harmonized Tariff Schedule of the United States), 1624, 1641.

Section 111.3 also issued under 19 U.S.C. 1484, 1498;

Section 111.96 also issued under 19 U.S.C. 58c, 31 U.S.C. 9701.

Source:T.D. 00-17, 65 FR 13891, Mar. 15, 2000, unless otherwise noted.

• Authority: 19 U.S.C. 66, 1202 (General Note 3(i), Harmonized Tariff Schedule of the United States), 1624, 1641.
• Source: T.D. 00-17, 65 FR 13891, Mar. 15, 2000, unless otherwise noted.

19:1.0.1.1.15.0.311.1	SECTION 111.0	111.0 Scope.
19:1.0.1.1.15.1	SUBPART A	Subpart A - General Provisions
19:1.0.1.1.15.1.311.1	SECTION 111.1	111.1 Definitions.
19:1.0.1.1.15.1.311.2	SECTION 111.2	111.2 License and district permit required.
19:1.0.1.1.15.1.311.3	SECTION 111.3	111.3 [Reserved]
19:1.0.1.1.15.1.311.4	SECTION 111.4	111.4 Transacting customs business without a license.
19:1.0.1.1.15.1.311.5	SECTION 111.5	111.5 Representation before Government agencies.
19:1.0.1.1.15.2	SUBPART B	Subpart B - Procedure To Obtain License or Permit
19:1.0.1.1.15.2.311.1	SECTION 111.11	111.11 Basic requirements for a license.
19:1.0.1.1.15.2.311.2	SECTION 111.12	111.12 Application for license.
19:1.0.1.1.15.2.311.3	SECTION 111.13	111.13 Examination for individual license.
19:1.0.1.1.15.2.311.4	SECTION 111.14	111.14 Investigation of the license applicant.
19:1.0.1.1.15.2.311.5	SECTION 111.15	111.15 Issuance of license.
19:1.0.1.1.15.2.311.6	SECTION 111.16	111.16 Denial of license.
19:1.0.1.1.15.2.311.7	SECTION 111.17	111.17 Review of the denial of a license.
19:1.0.1.1.15.2.311.8	SECTION 111.18	111.18 Reapplication for license.
19:1.0.1.1.15.2.311.9	SECTION 111.19	111.19 Permits.
19:1.0.1.1.15.3	SUBPART C	Subpart C - Duties and Responsibilities of Customs Brokers
19:1.0.1.1.15.3.311.1	SECTION 111.21	111.21 Record of transactions.
19:1.0.1.1.15.3.311.2	SECTION 111.22	111.22 [Reserved]
19:1.0.1.1.15.3.311.3	SECTION 111.23	111.23 Retention of records.
19:1.0.1.1.15.3.311.4	SECTION 111.24	111.24 Records confidential.
19:1.0.1.1.15.3.311.5	SECTION 111.25	111.25 Records must be available.
19:1.0.1.1.15.3.311.6	SECTION 111.26	111.26 Interference with examination of records.
19:1.0.1.1.15.3.311.7	SECTION 111.27	111.27 Audit or inspection of records.
19:1.0.1.1.15.3.311.8	SECTION 111.28	111.28 Responsible supervision.
19:1.0.1.1.15.3.311.9	SECTION 111.29	111.29 Diligence in correspondence and paying monies.
19:1.0.1.1.15.3.311.10	SECTION 111.30	111.30 Notification of change of business address, organization, name, or location of business records; status report; termination of brokerage business.
19:1.0.1.1.15.3.311.11	SECTION 111.31	111.31 Conflict of interest.
19:1.0.1.1.15.3.311.12	SECTION 111.32	111.32 False information.
19:1.0.1.1.15.3.311.13	SECTION 111.33	111.33 Government records.
19:1.0.1.1.15.3.311.14	SECTION 111.34	111.34 Undue influence upon Department of Homeland Security employees.
19:1.0.1.1.15.3.311.15	SECTION 111.35	111.35 Acceptance of fees from attorneys.
19:1.0.1.1.15.3.311.16	SECTION 111.36	111.36 Relations with unlicensed persons.
19:1.0.1.1.15.3.311.17	SECTION 111.37	111.37 Misuse of license or permit.
19:1.0.1.1.15.3.311.18	SECTION 111.38	111.38 False representation to procure employment.
19:1.0.1.1.15.3.311.19	SECTION 111.39	111.39 Advice to client.
19:1.0.1.1.15.3.311.20	SECTION 111.40	111.40 Protests.
19:1.0.1.1.15.3.311.21	SECTION 111.41	111.41 Endorsement of checks.
19:1.0.1.1.15.3.311.22	SECTION 111.42	111.42 Relations with person who is notoriously disreputable or whose license is under suspension, canceled “with prejudice,” or revoked.
19:1.0.1.1.15.3.311.23	SECTION 111.43-111.44	111.43-111.44 [Reserved]
19:1.0.1.1.15.3.311.24	SECTION 111.45	111.45 Revocation by operation of law.
19:1.0.1.1.15.4	SUBPART D	Subpart D - Cancellation, Suspension, or Revocation of License or Permit, and Monetary Penalty in Lieu of Suspension or Revocation
19:1.0.1.1.15.4.311.1	SECTION 111.50	111.50 General.
19:1.0.1.1.15.4.311.2	SECTION 111.51	111.51 Cancellation of license or permit.
19:1.0.1.1.15.4.311.3	SECTION 111.52	111.52 Voluntary suspension of license or permit.
19:1.0.1.1.15.4.311.4	SECTION 111.53	111.53 Grounds for suspension or revocation of license or permit.
19:1.0.1.1.15.4.311.5	SECTION 111.54	111.54 [Reserved]
19:1.0.1.1.15.4.311.6	SECTION 111.55	111.55 Investigation of complaints.
19:1.0.1.1.15.4.311.7	SECTION 111.56	111.56 Review of report on investigation.
19:1.0.1.1.15.4.311.8	SECTION 111.57	111.57 Determination by Assistant Commissioner.
19:1.0.1.1.15.4.311.9	SECTION 111.58	111.58 Content of statement of charges.
19:1.0.1.1.15.4.311.10	SECTION 111.59	111.59 Preliminary proceedings.
19:1.0.1.1.15.4.311.11	SECTION 111.60	111.60 Request for additional information.
19:1.0.1.1.15.4.311.12	SECTION 111.61	111.61 Decision on preliminary proceedings.
19:1.0.1.1.15.4.311.13	SECTION 111.62	111.62 Contents of notice of charges.
19:1.0.1.1.15.4.311.14	SECTION 111.63	111.63 Service of notice and statement of charges.
19:1.0.1.1.15.4.311.15	SECTION 111.64	111.64 Service of notice of hearing and other papers.
19:1.0.1.1.15.4.311.16	SECTION 111.65	111.65 Extension of time for hearing.
19:1.0.1.1.15.4.311.17	SECTION 111.66	111.66 Failure to appear.
19:1.0.1.1.15.4.311.18	SECTION 111.67	111.67 Hearing.
19:1.0.1.1.15.4.311.19	SECTION 111.68	111.68 Proposed findings and conclusions.
19:1.0.1.1.15.4.311.20	SECTION 111.69	111.69 Recommended decision by hearing officer.
19:1.0.1.1.15.4.311.21	SECTION 111.70	111.70 Additional submissions.
19:1.0.1.1.15.4.311.22	SECTION 111.71	111.71 Immaterial mistakes.
19:1.0.1.1.15.4.311.23	SECTION 111.72	111.72 Dismissal subject to new proceedings.
19:1.0.1.1.15.4.311.24	SECTION 111.73	111.73 [Reserved]
19:1.0.1.1.15.4.311.25	SECTION 111.74	111.74 Decision and notice of suspension or revocation or monetary penalty.
19:1.0.1.1.15.4.311.26	SECTION 111.75	111.75 Appeal from the Secretary's decision.
19:1.0.1.1.15.4.311.27	SECTION 111.76	111.76 Reopening the case.
19:1.0.1.1.15.4.311.28	SECTION 111.77	111.77 Notice of vacated or modified order.
19:1.0.1.1.15.4.311.29	SECTION 111.78	111.78 Reprimands.
19:1.0.1.1.15.4.311.30	SECTION 111.79	111.79 Employment of broker who has lost license.
19:1.0.1.1.15.4.311.31	SECTION 111.80	111.80 [Reserved]
19:1.0.1.1.15.4.311.32	SECTION 111.81	111.81 Settlement and compromise.
19:1.0.1.1.15.5	SUBPART E	Subpart E - Monetary Penalty and Payment of Fees
19:1.0.1.1.15.5.311.1	SECTION 111.91	111.91 Grounds for imposition of a monetary penalty; maximum penalty.
19:1.0.1.1.15.5.311.2	SECTION 111.92	111.92 Notice of monetary penalty.
19:1.0.1.1.15.5.311.3	SECTION 111.93	111.93 Petition for relief from monetary penalty.
19:1.0.1.1.15.5.311.4	SECTION 111.94	111.94 Decision on monetary penalty.
19:1.0.1.1.15.5.311.5	SECTION 111.95	111.95 Supplemental petition for relief from monetary penalty.
19:1.0.1.1.15.5.311.6	SECTION 111.96	111.96 Fees.

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