Title 17

PART 75

Part 75 - Proprietary Trading And Certain Interests In And Relationships With Covered Funds

PART 75 - PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS Authority:12 U.S.C. 1851. Source:79 FR 6048, Jan. 31, 2014, unless otherwise noted.

• Authority: 12 U.S.C. 1851.
• Source: 79 FR 6048, Jan. 31, 2014, unless otherwise noted.

17:2.0.1.1.10.1	SUBPART A	Subpart A - Authority and Definitions
17:2.0.1.1.10.1.1.1	SECTION 75.1	75.1 Authority, purpose, scope, and relationship to other authorities.
17:2.0.1.1.10.1.1.2	SECTION 75.2	75.2 Definitions.
17:2.0.1.1.10.2	SUBPART B	Subpart B - Proprietary Trading
17:2.0.1.1.10.2.1.1	SECTION 75.3	75.3 Prohibition on proprietary trading.
17:2.0.1.1.10.2.1.2	SECTION 75.4	75.4 Permitted underwriting and market making-related activities.
17:2.0.1.1.10.2.1.3	SECTION 75.5	75.5 Permitted risk-mitigating hedging activities.
17:2.0.1.1.10.2.1.4	SECTION 75.6	75.6 Other permitted proprietary trading activities.
17:2.0.1.1.10.2.1.5	SECTION 75.7	75.7 Limitations on permitted proprietary trading activities.
17:2.0.1.1.10.2.1.6	SECTION 75.8-75.9	75.8-75.9 [Reserved]
17:2.0.1.1.10.3	SUBPART C	Subpart C - Covered Fund Activities and Investments
17:2.0.1.1.10.3.1.1	SECTION 75.10	75.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
17:2.0.1.1.10.3.1.2	SECTION 75.11	75.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
17:2.0.1.1.10.3.1.3	SECTION 75.12	75.12 Permitted investment in a covered fund.
17:2.0.1.1.10.3.1.4	SECTION 75.13	75.13 Other permitted covered fund activities and investments.
17:2.0.1.1.10.3.1.5	SECTION 75.14	75.14 Limitations on relationships with a covered fund.
17:2.0.1.1.10.3.1.6	SECTION 75.15	75.15 Other limitations on permitted covered fund activities.
17:2.0.1.1.10.3.1.7	SECTION 75.16	75.16 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
17:2.0.1.1.10.3.1.8	SECTION 75.17-75.19	75.17-75.19 [Reserved]
17:2.0.1.1.10.4	SUBPART D	Subpart D - Compliance Program Requirement; Violations
17:2.0.1.1.10.4.1.1	SECTION 75.20	75.20 Program for compliance; reporting.
17:2.0.1.1.10.4.1.2	SECTION 75.21	75.21 Termination of activities or investments; penalties for violations.
17:2.0.1.1.10.5	SUBPART 0
17:2.0.1.1.10.6.1.1.13	APPENDIX Appendix A	Appendix A to Part 75 - Reporting and Recordkeeping Requirements for Covered Trading Activities

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