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§ 249.1701 Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.

17 CFR 249.1701

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  9. Subpart R
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  11. 17 CFR 249.1701
Citation17 CFR 249.1701
CorpusDaily eCFR
Displayed edition2026-04-15
Last updated2026-04-15

§ 249.1701 Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.

This form shall be used for application for registration as a security-based swap execution facility, pursuant to section 3D of the Securities Exchange Act of 1934 (15 U.S.C. 78c-4) and § 242.803 of this chapter, or to amend such application or registration.