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§ 240.15aa-1 Registration of a national or an affiliated securities association.

17 CFR 240.15aa-1

  1. CFR
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  3. Title 17
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  5. Chapter II
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  7. Part 240
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  9. Subpart A
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  11. Subject Group National and Affiliated Securities Associations
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  13. 17 CFR 240.15aa-1
Citation17 CFR 240.15aa-1
CorpusDaily eCFR
Displayed edition2026-04-15
Last updated2026-04-15

§ 240.15aa-1 Registration of a national or an affiliated securities association.

Any application for registration of an association as a national, or as an affiliated, securities association shall be submitted on Form 15A. Filings on Form 15A (§ 249.801 of this chapter) submitted pursuant to this section shall be filed electronically on EDGAR in accordance with the requirements of 17 CFR part 232 (Regulation S-T).

[90 FR 7365, Jan. 21, 2025]