eCFR.io
Daily eCFR

§ 200.735-5 Securities transactions.

17 CFR 200.735-5

  1. CFR
  2. ›
  3. Title 17
  4. ›
  5. Chapter II
  6. ›
  7. Part 200
  8. ›
  9. Subpart M
  10. ›
  11. 17 CFR 200.735-5
Citation17 CFR 200.735-5
CorpusDaily eCFR
Displayed edition2026-06-23
Last updated2026-06-23

§ 200.735-5 Securities transactions.

Securities transactions by members and employees must comply with the provisions of 5 CFR 4401.102 (Prohibited and restricted financial interests and transactions).

[75 FR 42277, July 20, 2010]