Unlisted Trading

1. CFR
2. ›
3. Title 17
4. ›
5. Chapter II
6. ›
7. Part 240
8. ›
9. Subpart A
10. ›
11. Subject Group Unlisted Trading

Sections

• 240.12f-1
  § 240.12f-1 Applications for permission to reinstate unlisted trading privileges.
• 240.12f-2
  § 240.12f-2 Extending unlisted trading privileges to a security that is the subject of an initial public offering.
• 240.12f-3
  § 240.12f-3 Termination or suspension of unlisted trading privileges.
• 240.12f-4
  § 240.12f-4 Exemption of securities admitted to unlisted trading privileges from sections 13, 14 and 16.
• 240.12f-5
  § 240.12f-5 Exchange rules for securities to which unlisted trading privileges are extended.
• 240.12f-6
  § 240.12f-6 [Reserved]