Regulation 14A: Solicitation of Proxies

1. CFR
2. ›
3. Title 17
4. ›
5. Chapter II
6. ›
7. Part 240
8. ›
9. Subpart A
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11. Subject Group Regulation 14A: Solicitation of Proxies

Sections

• 240.14a-1
  § 240.14a-1 Definitions.
• 240.14a-2
  § 240.14a-2 Solicitations to which § 240.14a-3 to § 240.14a-15 apply.
• 240.14a-3
  § 240.14a-3 Information to be furnished to security holders.
• 240.14a-4
  § 240.14a-4 Requirements as to proxy.
• 240.14a-5
  § 240.14a-5 Presentation of information in proxy statement.
• 240.14a-6
  § 240.14a-6 Filing requirements.
• 240.14a-7
  § 240.14a-7 Obligations of registrants to provide a list of, or mail soliciting material to, security holders.
• 240.14a-8
  § 240.14a-8 Shareholder proposals.
• 240.14a-9
  § 240.14a-9 False or misleading statements.
• 240.14a-10
  § 240.14a-10 Prohibition of certain solicitations.
• 240.14a-12
  § 240.14a-12 Solicitation before furnishing a proxy statement.
• 240.14a-13
  § 240.14a-13 Obligation of registrants in communicating with beneficial owners.
• 240.14a-14
  § 240.14a-14 Modified or superseded documents.
• 240.14a-15
  § 240.14a-15 Differential and contingent compensation in connection with roll-up transactions.
• 240.14a-16
  § 240.14a-16 Internet availability of proxy materials.
• 240.14a-17
  § 240.14a-17 Electronic shareholder forums.
• 240.14a-18
  § 240.14a-18 Disclosure regarding nominating shareholders and nominees submitted for inclusion in a registrant's proxy materials pursuant to applicable state or foreign law, or a registrant's governing documents.
• 240.14a-19
  § 240.14a-19 Solicitation of proxies in support of director nominees other than the registrant's nominees.
• 240.14a-20
  § 240.14a-20 Shareholder approval of executive compensation of TARP recipients.
• 240.14a-21
  § 240.14a-21 Shareholder approval of executive compensation, frequency of votes for approval of executive compensation and shareholder approval of golden parachute compensation.
• 240.14a-101
  § 240.14a-101 Schedule 14A. Information required in proxy statement.
• 240.14a-102
  § 240.14a-102 [Reserved]
• 240.14a-103
  § 240.14a-103 Notice of Exempt Solicitation. Information to be included in statements submitted by or on behalf of a person pursuant to § 240.14a-6(g).
• 240.14a-104
  § 240.14a-104 Notice of Exempt Preliminary Roll-up Communication. Information regarding ownership interests and any potential conflicts of interest to be included in statements submitted by or on behalf of a person pursuant to § 240.14a-2(b)(4) and § 240.14a-6(n).
• 240.14Ad-1
  § 240.14Ad-1 Report of proxy voting record.
• 240.14b-1
  § 240.14b-1 Obligation of registered brokers and dealers in connection with the prompt forwarding of certain communications to beneficial owners.
• 240.14b-2
  § 240.14b-2 Obligation of banks, associations and other entities that exercise fiduciary powers in connection with the prompt forwarding of certain communications to beneficial owners.