Registration of Government Securities Brokers and Government Securities Dealers

1. CFR
2. ›
3. Title 17
4. ›
5. Chapter II
6. ›
7. Part 240
8. ›
9. Subpart A
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11. Subject Group Registration of Government Securities Brokers and Government Securities Dealers

Sections

• 240.15Ca1-1
  § 240.15Ca1-1 Notice of government securities broker-dealer activities.
• 240.15Ca2-1
  § 240.15Ca2-1 Application for registration as a government securities broker or government securities dealer.
• 240.15Ca2-2
  § 240.15Ca2-2 [Reserved]
• 240.15Ca2-3
  § 240.15Ca2-3 Registration of successor to registered government securities broker or government securities dealer.
• 240.15Ca2-4
  § 240.15Ca2-4 Registration of fiduciaries.
• 240.15Ca2-5
  § 240.15Ca2-5 Consent to service of process to be furnished by non-resident government securities brokers or government securities dealers and by non-resident general partners or managing agents of government securities brokers or government securities dealers.
• 240.15Cc1-1
  § 240.15Cc1-1 Withdrawal from registration of government securities brokers or government securities dealers.