Other Reports

1. CFR
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3. Title 17
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5. Chapter II
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7. Part 240
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9. Subpart A
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11. Subject Group Other Reports

Sections

• 240.13a-10
  § 240.13a-10 Transition reports.
• 240.13a-11
  § 240.13a-11 Current reports on Form 8-K (§ 249.308 of this chapter).
• 240.13a-13
  § 240.13a-13 Quarterly reports on Form 10-Q (§ 249.308a of this chapter).
• 240.13a-14
  § 240.13a-14 Certification of disclosure in annual and quarterly reports.
• 240.13a-15
  § 240.13a-15 Controls and procedures.
• 240.13a-16
  § 240.13a-16 Reports of foreign private issuers on Form 6-K (17 CFR 249.306).
• 240.13a-17
  § 240.13a-17 Reports of asset-backed issuers on Form 10-D (§ 249.312 of this chapter).
• 240.13a-18
  § 240.13a-18 Compliance with servicing criteria for asset-backed securities.
• 240.13a-19
  § 240.13a-19 Reports by shell companies on Form 20-F.
• 240.13a-20
  § 240.13a-20 Plain English presentation of specified information.
• 240.13a-21
  § 240.13a-21 [Reserved]
• 240.15d-10
  § 240.15d-10 Transition reports.
• 240.15d-11
  § 240.15d-11 Current reports on Form 8-K (§ 249.308 of this chapter).
• 240.15d-13
  § 240.15d-13 Quarterly reports on Form 10-Q (§ 249.308 of this chapter).
• 240.15d-14
  § 240.15d-14 Certification of disclosure in annual and quarterly reports.
• 240.15d-15
  § 240.15d-15 Controls and procedures.
• 240.15d-16
  § 240.15d-16 Reports of foreign private issuers on Form 6-K [17 CFR 249.306].
• 240.15d-17
  § 240.15d-17 Reports of asset-backed issuers on Form 10-D (§ 249.312 of this chapter).
• 240.15d-18
  § 240.15d-18 Compliance with servicing criteria for asset-backed securities.
• 240.15d-19
  § 240.15d-19 Reports by shell companies on Form 20-F.
• 240.15d-20
  § 240.15d-20 Plain English presentation of specified information.