Miscellaneous

Contents

• 1.40
  § 1.40 Crop, market information letters, reports; copies required.
• 1.41
  § 1.41 Designation of hedging accounts.
• 1.42
  § 1.42 Delivery accounts.
• 1.43
  § 1.43 Letters of credit as collateral.
• 1.44
  § 1.44 Margin adequacy and treatment of separate accounts.
• 1.45
  § 1.45 [Reserved]
• 1.46
  § 1.46 Application and closing out of offsetting long and short positions.
• 1.47-1.48
  §§ 1.47-1.48 [Reserved]
• 1.49
  § 1.49 Denomination of customer funds and location of depositories.
• 1.50-1.51
  §§ 1.50-1.51 [Reserved]
• 1.52
  § 1.52 Self-regulatory organization adoption and surveillance of minimum financial requirements.
• 1.53
  § 1.53 [Reserved]
• 1.54
  § 1.54 Contract market rules submitted to and approved or not disapproved by the Secretary of Agriculture.
• 1.55
  § 1.55 Public disclosures by futures commission merchants.
• 1.56
  § 1.56 Prohibition of guarantees against loss.
• 1.57
  § 1.57 Operations and activities of introducing brokers.
• 1.58
  § 1.58 Gross collection of exchange-set margins.
• 1.59
  § 1.59 Activities of self-regulatory organization employees, governing board members, committee members, and consultants.
• 1.60
  § 1.60 Pending legal proceedings.
• 1.61-1.62
  §§ 1.61-1.62 [Reserved]
• 1.63
  § 1.63 Service on self-regulatory organization governing boards or committees by persons with disciplinary histories.
• 1.64
  § 1.64 Composition of various self-regulatory organization governing boards and major disciplinary committees.
• 1.65
  § 1.65 Notice of bulk transfers and disclosure obligations to customers.
• 1.66
  § 1.66 No-action positions with respect to floor traders.
• 1.67
  § 1.67 Notification of final disciplinary action involving financial harm to a customer.
• 1.68
  § 1.68 [Reserved]
• 1.69
  § 1.69 Voting by interested members of self-regulatory organization governing boards and various committees.
• 1.70
  § 1.70 Notification of State enforcement actions brought under the Commodity Exchange Act.
• 1.71
  § 1.71 Conflicts of interest policies and procedures by futures commission merchants and introducing brokers.
• 1.72
  § 1.72 Restrictions on customer clearing arrangements.
• 1.73
  § 1.73 Clearing futures commission merchant risk management.
• 1.74
  § 1.74 Futures commission merchant acceptance for clearing.
• 1.75
  § 1.75 Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with futures commission merchant acceptance for clearing.
• Appendix A to Part 1
  Appendix A to Part 1—Treatment of Certain Foreign Currencies for Margin Adequacy Requirements Under Regulation 1.44
• Appendix B to Part 1
  Appendix B to Part 1—Fees for Contract Market Rule Enforcement Reviews and Financial Reviews
• Appendix C to Part 1
  Appendix C to Part 1—Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.20 Customer Segregated Account
• Appendix D to Part 1
  Appendix D to Part 1—Derivatives Clearing Organization Acknowledgment Letter for CFTC Regulation 1.20 Customer Segregated Account
• Appendix E to Part 1
  Appendix E to Part 1—Government Money Market Fund Prospectus Provisions Acceptable for Compliance with § 1.25(c)(5)
• Appendix F to Part 1
  Appendix F to Part 1—Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Government Money Market Fund Account
• Appendix G to Part 1
  Appendix G to Part 1—Derivatives Clearing Organization Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Government Money Market Fund Account