Appendix B to Part 30—AES Filing Citation, Exemption and Exclusion Legends
| I. Proof of Filing Citation | AES ITN Example: AES X20170101987654 |
| II. Postdeparture Citation—USPPI, USPPI is filing the EEI | AESPOST USPPI Identification Number Date of Export (mm/dd/yyyy).
Example: AESPOST 12345678912 01/01/2017. |
| III. Postdeparture Citation—Agent, Agent is filing the EEI | AESPOST USPPI Identification Number—Filer ID Date of Export (mm/dd/yyyy).
Example: AESPOST 12345678912—987654321 01/01/2017. |
| IV. AES downtime Filing Citation—Use only when AES or AES Direct is unavailable | AESDOWN Filer ID Date of Export (mm/dd/yyyy) Example: AESDOWN 123456789 01/01/2017 |
| V. Exemption for Shipments to Canada | NOEEI § 30.36 |
| VI. Exemption for Low-Value Shipments | NOEEI § 30.37(a) |
| VII. Miscellaneous Exemption Statements are found in 15 CFR part 30, subpart D, § 30.37(b) through (y) | NOEEI § 30.37 (site corresponding alphabet) |
| VIII. Special Exemption for Shipments to the U.S. Armed Forces | NOEEI § 30.39 |
| IX. Special Exemptions for Certain Shipments to U.S. Government Agencies and Employees (Exemption Statements are found in 15 CFR part 30, subpart D, § 30.40(a) through (c) | NOEEI § 30.40 (site corresponding alphabet) |
| X. Split Shipments Split Shipments should be referenced as such on the manifest in accordance with provisions contained in § 30.28, Split Shipments. The notation should be easily identifiable on the manifest. It is preferable to include a reference to a split shipment in the exemption statements cited in the example, the notation “SS” should be included at the end of the appropriate exemption statement | AES ITN SS Example: AES X20170101987654 SS. |
| XI. Miscellaneous Exclusion Statements are found in 15 CFR part 30 subpart A § 30.2(d) | NOEEI § 30.2(d) (site corresponding number). |
[82 FR 43844, Sept. 20, 2017, as amended at 88 FR 54237, Aug. 10, 2023; 90 FR 41777, Aug. 27, 2025]