Title 12

PART 223

Part 223 - Transactions Between Member Banks And Their Affiliates (regulation W)

PART 223 - TRANSACTIONS BETWEEN MEMBER BANKS AND THEIR AFFILIATES (REGULATION W) Authority:12 U.S.C. 371c(b)(1)(E), (b)(2)(A), and (f), 371c-1(e), 1828(j), 1468(a), and section 312(b)(2)(A) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (12 U.S.C. 5412). Source:67 FR 76604, Dec. 12, 2002, unless otherwise noted.

12:3.0.1.1.4.1SUBPART A
Subpart A - Introduction and Definitions
12:3.0.1.1.4.1.3.1SECTION 223.1
   223.1 Authority, purpose, and scope.
12:3.0.1.1.4.1.3.2SECTION 223.2
   223.2 What is an “affiliate” for purposes of sections 23A and 23B and this part
12:3.0.1.1.4.1.3.3SECTION 223.3
   223.3 What are the meanings of the other terms used in sections 23A and 23B and this part
12:3.0.1.1.4.2SUBPART B
Subpart B - General Provisions of Section 23A
12:3.0.1.1.4.2.3.1SECTION 223.11
   223.11 What is the maximum amount of covered transactions that a member bank may enter into with any single affiliate
12:3.0.1.1.4.2.3.2SECTION 223.12
   223.12 What is the maximum amount of covered transactions that a member bank may enter into with all affiliates
12:3.0.1.1.4.2.3.3SECTION 223.13
   223.13 What safety and soundness requirement applies to covered transactions
12:3.0.1.1.4.2.3.4SECTION 223.14
   223.14 What are the collateral requirements for a credit transaction with an affiliate
12:3.0.1.1.4.2.3.5SECTION 223.15
   223.15 May a member bank purchase a low-quality asset from an affiliate
12:3.0.1.1.4.2.3.6SECTION 223.16
   223.16 What transactions by a member bank with any person are treated as transactions with an affiliate
12:3.0.1.1.4.3SUBPART C
Subpart C - Valuation and Timing Principles Under Section 23A
12:3.0.1.1.4.3.3.1SECTION 223.21
   223.21 What valuation and timing principles apply to credit transactions
12:3.0.1.1.4.3.3.2SECTION 223.22
   223.22 What valuation and timing principles apply to asset purchases
12:3.0.1.1.4.3.3.3SECTION 223.23
   223.23 What valuation and timing principles apply to purchases of and investments in securities issued by an affiliate
12:3.0.1.1.4.3.3.4SECTION 223.24
   223.24 What valuation principles apply to extensions of credit secured by affiliate securities
12:3.0.1.1.4.4SUBPART D
Subpart D - Other Requirements Under Section 23A
12:3.0.1.1.4.4.3.1SECTION 223.31
   223.31 How does section 23A apply to a member bank's acquisition of an affiliate that becomes an operating subsidiary of the member bank after the acquisition
12:3.0.1.1.4.4.3.2SECTION 223.32
   223.32 What rules apply to financial subsidiaries of a member bank
12:3.0.1.1.4.4.3.3SECTION 223.33
   223.33 What rules apply to derivative transactions
12:3.0.1.1.4.5SUBPART E
Subpart E - Exemptions from the Provisions of Section 23A
12:3.0.1.1.4.5.3.1SECTION 223.41
   223.41 What covered transactions are exempt from the quantitative limits and collateral requirements
12:3.0.1.1.4.5.3.2SECTION 223.42
   223.42 What covered transactions are exempt from the quantitative limits, collateral requirements, and low-quality asset prohibition
12:3.0.1.1.4.5.3.3SECTION 223.43
   223.43 What are the standards under which the Board may grant additional exemptions from the requirements of section 23A
12:3.0.1.1.4.6SUBPART F
Subpart F - General Provisions of Section 23B
12:3.0.1.1.4.6.3.1SECTION 223.51
   223.51 What is the market terms requirement of section 23B
12:3.0.1.1.4.6.3.2SECTION 223.52
   223.52 What transactions with affiliates or others must comply with section 23B's market terms requirement
12:3.0.1.1.4.6.3.3SECTION 223.53
   223.53 What asset purchases are prohibited by section 23B
12:3.0.1.1.4.6.3.4SECTION 223.54
   223.54 What advertisements and statements are prohibited by section 23B
12:3.0.1.1.4.6.3.5SECTION 223.55
   223.55 What are the standards under which the Board may grant exemptions from the requirements of section 23B
12:3.0.1.1.4.6.3.6SECTION 223.56
   223.56 What transactions are exempt from the market-terms requirement of section 23B
12:3.0.1.1.4.7SUBPART G
Subpart G - Application of Sections 23A and 23B to U.S. Branches and Agencies of Foreign Banks
12:3.0.1.1.4.7.3.1SECTION 223.61
   223.61 How do sections 23A and 23B apply to U.S. branches and agencies of foreign banks
12:3.0.1.1.4.8SUBPART H
Subpart H - Miscellaneous Interpretations
12:3.0.1.1.4.8.3.1SECTION 223.71
   223.71 How do sections 23A and 23B apply to transactions in which a member bank purchases from one affiliate an asset relating to another affiliate
12:3.0.1.1.4.9SUBPART I
Subpart I - Savings Associations - Transactions with Affiliates
12:3.0.1.1.4.9.3.1SECTION 223.72
   223.72 Transactions with affiliates.