Title 12

PART 223

Part 223 - Transactions Between Member Banks And Their Affiliates (regulation W)

PART 223 - TRANSACTIONS BETWEEN MEMBER BANKS AND THEIR AFFILIATES (REGULATION W) Authority:12 U.S.C. 371c(b)(1)(E), (b)(2)(A), and (f), 371c-1(e), 1828(j), 1468(a), and section 312(b)(2)(A) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (12 U.S.C. 5412). Source:67 FR 76604, Dec. 12, 2002, unless otherwise noted.

• Authority: 12 U.S.C. 371c(b)(1)(E), (b)(2)(A), and (f), 371c-1(e), 1828(j), 1468(a), and section 312(b)(2)(A) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (12 U.S.C. 5412).
• Source: 67 FR 76604, Dec. 12, 2002, unless otherwise noted.

12:3.0.1.1.4.1	SUBPART A	Subpart A - Introduction and Definitions
12:3.0.1.1.4.1.3.1	SECTION 223.1	223.1 Authority, purpose, and scope.
12:3.0.1.1.4.1.3.2	SECTION 223.2	223.2 What is an “affiliate” for purposes of sections 23A and 23B and this part
12:3.0.1.1.4.1.3.3	SECTION 223.3	223.3 What are the meanings of the other terms used in sections 23A and 23B and this part
12:3.0.1.1.4.2	SUBPART B	Subpart B - General Provisions of Section 23A
12:3.0.1.1.4.2.3.1	SECTION 223.11	223.11 What is the maximum amount of covered transactions that a member bank may enter into with any single affiliate
12:3.0.1.1.4.2.3.2	SECTION 223.12	223.12 What is the maximum amount of covered transactions that a member bank may enter into with all affiliates
12:3.0.1.1.4.2.3.3	SECTION 223.13	223.13 What safety and soundness requirement applies to covered transactions
12:3.0.1.1.4.2.3.4	SECTION 223.14	223.14 What are the collateral requirements for a credit transaction with an affiliate
12:3.0.1.1.4.2.3.5	SECTION 223.15	223.15 May a member bank purchase a low-quality asset from an affiliate
12:3.0.1.1.4.2.3.6	SECTION 223.16	223.16 What transactions by a member bank with any person are treated as transactions with an affiliate
12:3.0.1.1.4.3	SUBPART C	Subpart C - Valuation and Timing Principles Under Section 23A
12:3.0.1.1.4.3.3.1	SECTION 223.21	223.21 What valuation and timing principles apply to credit transactions
12:3.0.1.1.4.3.3.2	SECTION 223.22	223.22 What valuation and timing principles apply to asset purchases
12:3.0.1.1.4.3.3.3	SECTION 223.23	223.23 What valuation and timing principles apply to purchases of and investments in securities issued by an affiliate
12:3.0.1.1.4.3.3.4	SECTION 223.24	223.24 What valuation principles apply to extensions of credit secured by affiliate securities
12:3.0.1.1.4.4	SUBPART D	Subpart D - Other Requirements Under Section 23A
12:3.0.1.1.4.4.3.1	SECTION 223.31	223.31 How does section 23A apply to a member bank's acquisition of an affiliate that becomes an operating subsidiary of the member bank after the acquisition
12:3.0.1.1.4.4.3.2	SECTION 223.32	223.32 What rules apply to financial subsidiaries of a member bank
12:3.0.1.1.4.4.3.3	SECTION 223.33	223.33 What rules apply to derivative transactions
12:3.0.1.1.4.5	SUBPART E	Subpart E - Exemptions from the Provisions of Section 23A
12:3.0.1.1.4.5.3.1	SECTION 223.41	223.41 What covered transactions are exempt from the quantitative limits and collateral requirements
12:3.0.1.1.4.5.3.2	SECTION 223.42	223.42 What covered transactions are exempt from the quantitative limits, collateral requirements, and low-quality asset prohibition
12:3.0.1.1.4.5.3.3	SECTION 223.43	223.43 What are the standards under which the Board may grant additional exemptions from the requirements of section 23A
12:3.0.1.1.4.6	SUBPART F	Subpart F - General Provisions of Section 23B
12:3.0.1.1.4.6.3.1	SECTION 223.51	223.51 What is the market terms requirement of section 23B
12:3.0.1.1.4.6.3.2	SECTION 223.52	223.52 What transactions with affiliates or others must comply with section 23B's market terms requirement
12:3.0.1.1.4.6.3.3	SECTION 223.53	223.53 What asset purchases are prohibited by section 23B
12:3.0.1.1.4.6.3.4	SECTION 223.54	223.54 What advertisements and statements are prohibited by section 23B
12:3.0.1.1.4.6.3.5	SECTION 223.55	223.55 What are the standards under which the Board may grant exemptions from the requirements of section 23B
12:3.0.1.1.4.6.3.6	SECTION 223.56	223.56 What transactions are exempt from the market-terms requirement of section 23B
12:3.0.1.1.4.7	SUBPART G	Subpart G - Application of Sections 23A and 23B to U.S. Branches and Agencies of Foreign Banks
12:3.0.1.1.4.7.3.1	SECTION 223.61	223.61 How do sections 23A and 23B apply to U.S. branches and agencies of foreign banks
12:3.0.1.1.4.8	SUBPART H	Subpart H - Miscellaneous Interpretations
12:3.0.1.1.4.8.3.1	SECTION 223.71	223.71 How do sections 23A and 23B apply to transactions in which a member bank purchases from one affiliate an asset relating to another affiliate
12:3.0.1.1.4.9	SUBPART I	Subpart I - Savings Associations - Transactions with Affiliates
12:3.0.1.1.4.9.3.1	SECTION 223.72	223.72 Transactions with affiliates.

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