Title 12

PART 747

Part 747 - Administrative Actions, Adjudicative Hearings, Rules Of Practice And Procedure, And Investigations

PART 747 - ADMINISTRATIVE ACTIONS, ADJUDICATIVE HEARINGS, RULES OF PRACTICE AND PROCEDURE, AND INVESTIGATIONS Authority:12 U.S.C. 1766, 1782, 1784, 1785, 1786, 1787, 1790a, 1790d; 15 U.S.C. 1639e; 42 U.S.C. 4012a; Pub. L. 101-410; Pub. L. 104-134; Pub. L. 109-351; Pub. L. 114-74. Source:56 FR 37767, Aug. 8, 1991, unless otherwise noted. Editorial Note:Nomenclature changes to part 747 appear at 84 FR 1609, Feb. 5, 2019.

• Authority: 12 U.S.C. 1766, 1782, 1784, 1785, 1786, 1787, 1790a, 1790d; 15 U.S.C. 1639e; 42 U.S.C. 4012a; Pub. L. 101-410; Pub. L. 104-134; Pub. L. 109-351; Pub. L. 114-74.
• Source: 56 FR 37767, Aug. 8, 1991, unless otherwise noted.

12:7.0.2.3.29.0.11.1	SECTION 747.0	747.0 Scope of part 747.
12:7.0.2.3.29.1	SUBPART A	Subpart A - Uniform Rules of Practice and Procedure
12:7.0.2.3.29.1.11.1	SECTION 747.1	747.1 Scope.
12:7.0.2.3.29.1.11.2	SECTION 747.2	747.2 Rules of construction.
12:7.0.2.3.29.1.11.3	SECTION 747.3	747.3 Definitions.
12:7.0.2.3.29.1.11.4	SECTION 747.4	747.4 Authority of the NCUA Board.
12:7.0.2.3.29.1.11.5	SECTION 747.5	747.5 Authority of the administrative law judge.
12:7.0.2.3.29.1.11.6	SECTION 747.6	747.6 Appearance and practice in adjudicatory proceedings.
12:7.0.2.3.29.1.11.7	SECTION 747.7	747.7 Good faith certification.
12:7.0.2.3.29.1.11.8	SECTION 747.8	747.8 Conflicts of interest.
12:7.0.2.3.29.1.11.9	SECTION 747.9	747.9 Ex parte communications.
12:7.0.2.3.29.1.11.10	SECTION 747.10	747.10 Filing of papers.
12:7.0.2.3.29.1.11.11	SECTION 747.11	747.11 Service of papers.
12:7.0.2.3.29.1.11.12	SECTION 747.12	747.12 Construction of time limits.
12:7.0.2.3.29.1.11.13	SECTION 747.13	747.13 Change of time limits.
12:7.0.2.3.29.1.11.14	SECTION 747.14	747.14 Witness fees and expenses.
12:7.0.2.3.29.1.11.15	SECTION 747.15	747.15 Opportunity for informal settlement.
12:7.0.2.3.29.1.11.16	SECTION 747.16	747.16 NCUA's right to conduct examination.
12:7.0.2.3.29.1.11.17	SECTION 747.17	747.17 Collateral attacks on adjudicatory proceeding.
12:7.0.2.3.29.1.11.18	SECTION 747.18	747.18 Commencement of proceeding and contents of notice.
12:7.0.2.3.29.1.11.19	SECTION 747.19	747.19 Answer.
12:7.0.2.3.29.1.11.20	SECTION 747.20	747.20 Amended pleadings.
12:7.0.2.3.29.1.11.21	SECTION 747.21	747.21 Failure to appear.
12:7.0.2.3.29.1.11.22	SECTION 747.22	747.22 Consolidation and severance of actions.
12:7.0.2.3.29.1.11.23	SECTION 747.23	747.23 Motions.
12:7.0.2.3.29.1.11.24	SECTION 747.24	747.24 Scope of document discovery.
12:7.0.2.3.29.1.11.25	SECTION 747.25	747.25 Request for document discovery from parties.
12:7.0.2.3.29.1.11.26	SECTION 747.26	747.26 Document subpoenas to nonparties.
12:7.0.2.3.29.1.11.27	SECTION 747.27	747.27 Deposition of witness unavailable for hearing.
12:7.0.2.3.29.1.11.28	SECTION 747.28	747.28 Interlocutory review.
12:7.0.2.3.29.1.11.29	SECTION 747.29	747.29 Summary disposition.
12:7.0.2.3.29.1.11.30	SECTION 747.30	747.30 Partial summary disposition.
12:7.0.2.3.29.1.11.31	SECTION 747.31	747.31 Scheduling and prehearing conferences.
12:7.0.2.3.29.1.11.32	SECTION 747.32	747.32 Prehearing submissions.
12:7.0.2.3.29.1.11.33	SECTION 747.33	747.33 Public hearings.
12:7.0.2.3.29.1.11.34	SECTION 747.34	747.34 Hearing subpoenas.
12:7.0.2.3.29.1.11.35	SECTION 747.35	747.35 Conduct of hearings.
12:7.0.2.3.29.1.11.36	SECTION 747.36	747.36 Evidence.
12:7.0.2.3.29.1.11.37	SECTION 747.37	747.37 Post-hearing filings.
12:7.0.2.3.29.1.11.38	SECTION 747.38	747.38 Recommended decision and filing of record.
12:7.0.2.3.29.1.11.39	SECTION 747.39	747.39 Exceptions to recommended decision.
12:7.0.2.3.29.1.11.40	SECTION 747.40	747.40 Review by the NCUA Board.
12:7.0.2.3.29.1.11.41	SECTION 747.41	747.41 Stays pending judicial review.
12:7.0.2.3.29.2	SUBPART B	Subpart B - Local Rules of Practice and Procedure
12:7.0.2.3.29.2.11.1	SECTION 747.100	747.100 Discovery limitations.
12:7.0.2.3.29.3	SUBPART C	Subpart C - Local Rules and Procedures Applicable to Proceedings for the Involuntary Termination of Insured Status
12:7.0.2.3.29.3.11.1	SECTION 747.201	747.201 Scope.
12:7.0.2.3.29.3.11.2	SECTION 747.202	747.202 Grounds for termination of insurance.
12:7.0.2.3.29.3.11.3	SECTION 747.203	747.203 Notice of charges.
12:7.0.2.3.29.3.11.4	SECTION 747.204	747.204 Notice of intention to terminate insured status.
12:7.0.2.3.29.3.11.5	SECTION 747.205	747.205 Order terminating insured status.
12:7.0.2.3.29.3.11.6	SECTION 747.206	747.206 Consent to termination of insured status.
12:7.0.2.3.29.3.11.7	SECTION 747.207	747.207 Notice of termination of insured status.
12:7.0.2.3.29.3.11.8	SECTION 747.208	747.208 Duties after termination.
12:7.0.2.3.29.4	SUBPART D	Subpart D - Local Rules and Procedures Applicable to Suspensions and Prohibitions Where Felony Charged
12:7.0.2.3.29.4.11.1	SECTION 747.301	747.301 Scope.
12:7.0.2.3.29.4.11.2	SECTION 747.302	747.302 Rules of practice; remainder of board of directors.
12:7.0.2.3.29.4.11.3	SECTION 747.303	747.303 Notice of suspension or prohibition.
12:7.0.2.3.29.4.11.4	SECTION 747.304	747.304 Removal or permanent prohibition.
12:7.0.2.3.29.4.11.5	SECTION 747.305	747.305 Effectiveness of suspension or removal until completion of hearing.
12:7.0.2.3.29.4.11.6	SECTION 747.306	747.306 Notice of opportunity for hearing.
12:7.0.2.3.29.4.11.7	SECTION 747.307	747.307 Hearing.
12:7.0.2.3.29.4.11.8	SECTION 747.308	747.308 Waiver of hearing; failure to request hearing or review based on written submissions; failure to appear.
12:7.0.2.3.29.4.11.9	SECTION 747.309	747.309 Decision of the NCUA Board.
12:7.0.2.3.29.4.11.10	SECTION 747.310	747.310 Reconsideration by the NCUA Board.
12:7.0.2.3.29.4.11.11	SECTION 747.311	747.311 Relevant considerations.
12:7.0.2.3.29.5	SUBPART E	Subpart E - Local Rules and Procedures Applicable to Proceedings Relating to the Suspension or Revocation of Charters and to Involuntary Liquidations Under Title I
12:7.0.2.3.29.5.11.1	SECTION 747.401	747.401 Scope.
12:7.0.2.3.29.5.11.2	SECTION 747.402	747.402 Grounds for suspension or revocation of charter and for involuntary liquidation.
12:7.0.2.3.29.5.11.3	SECTION 747.403	747.403 Notice of intent to suspend or revoke charter; notice of suspension.
12:7.0.2.3.29.5.11.4	SECTION 747.404	747.404 Notice of hearing.
12:7.0.2.3.29.5.11.5	SECTION 747.405	747.405 Issuance of order.
12:7.0.2.3.29.5.11.6	SECTION 747.406	747.406 Cancellation of charter.
12:7.0.2.3.29.6	SUBPART F	Subpart F - Local Rules and Procedures Applicable to Proceedings Relating to the Termination of Membership in the Central Liquidity Facility [Reserved]
12:7.0.2.3.29.7	SUBPART G	Subpart G - Local Rules and Procedures Applicable to Recovery of Attorneys Fees and Other Expenses Under the Equal Access to Justice Act in NCUA Board Adjudications
12:7.0.2.3.29.7.11.1	SECTION 747.601	747.601 Purpose and scope.
12:7.0.2.3.29.7.11.2	SECTION 747.602	747.602 Eligibility of applicants.
12:7.0.2.3.29.7.11.3	SECTION 747.603	747.603 Prevailing party.
12:7.0.2.3.29.7.11.4	SECTION 747.604	747.604 Standards for award.
12:7.0.2.3.29.7.11.5	SECTION 747.605	747.605 Allowable fees and expenses.
12:7.0.2.3.29.7.11.6	SECTION 747.606	747.606 Contents of application.
12:7.0.2.3.29.7.11.7	SECTION 747.607	747.607 Statement of net worth.
12:7.0.2.3.29.7.11.8	SECTION 747.608	747.608 Documentation of fees and expenses.
12:7.0.2.3.29.7.11.9	SECTION 747.609	747.609 Filing and service of applications.
12:7.0.2.3.29.7.11.10	SECTION 747.610	747.610 Answer to application.
12:7.0.2.3.29.7.11.11	SECTION 747.611	747.611 Comments by other parties.
12:7.0.2.3.29.7.11.12	SECTION 747.612	747.612 Settlement.
12:7.0.2.3.29.7.11.13	SECTION 747.613	747.613 Further proceedings.
12:7.0.2.3.29.7.11.14	SECTION 747.614	747.614 Recommended decision.
12:7.0.2.3.29.7.11.15	SECTION 747.615	747.615 Decision of the NCUA Board.
12:7.0.2.3.29.7.11.16	SECTION 747.616	747.616 Payment of award.
12:7.0.2.3.29.8	SUBPART H	Subpart H - Local Rules and Procedures Applicable to Investigations
12:7.0.2.3.29.8.11.1	SECTION 747.701	747.701 Applicability.
12:7.0.2.3.29.8.11.2	SECTION 747.702	747.702 Information obtained in investigations.
12:7.0.2.3.29.8.11.3	SECTION 747.703	747.703 Authority to conduct investigations.
12:7.0.2.3.29.9	SUBPART I	Subpart I - Local Rules Applicable to Formal Investigative Proceedings
12:7.0.2.3.29.9.11.1	SECTION 747.801	747.801 Applicability.
12:7.0.2.3.29.9.11.2	SECTION 747.802	747.802 Non-public formal investigative proceedings.
12:7.0.2.3.29.9.11.3	SECTION 747.803	747.803 Subpoenas.
12:7.0.2.3.29.9.11.4	SECTION 747.804	747.804 Oath; false statements.
12:7.0.2.3.29.9.11.5	SECTION 747.805	747.805 Self-incrimination; immunity.
12:7.0.2.3.29.9.11.6	SECTION 747.806	747.806 Transcripts.
12:7.0.2.3.29.9.11.7	SECTION 747.807	747.807 Rights of witnesses.
12:7.0.2.3.29.10	SUBPART J	Subpart J [Reserved]
12:7.0.2.3.29.11	SUBPART K	Subpart K - Inflation Adjustment of Civil Monetary Penalties
12:7.0.2.3.29.11.11.1	SECTION 747.1001	747.1001 Adjustment of civil monetary penalties by the rate of inflation.
12:7.0.2.3.29.12	SUBPART L	Subpart L - Issuance, Review and Enforcement of Orders Imposing Prompt Corrective Action
12:7.0.2.3.29.12.11.1	SECTION 747.2001	747.2001 Scope.
12:7.0.2.3.29.12.11.2	SECTION 747.2002	747.2002 Review of orders imposing discretionary supervisory action.
12:7.0.2.3.29.12.11.3	SECTION 747.2003	747.2003 Review of order reclassifying a credit union on safety and soundness criteria.
12:7.0.2.3.29.12.11.4	SECTION 747.2004	747.2004 Review of order to dismiss a director or senior executive officer.
12:7.0.2.3.29.12.11.5	SECTION 747.2005	747.2005 Enforcement of orders.
12:7.0.2.3.29.13	SUBPART M	Subpart M - Issuance, Review and Enforcement of Orders Imposing Prompt Corrective Action on Corporate Credit Unions
12:7.0.2.3.29.13.11.1	SECTION 747.3001	747.3001 Scope.
12:7.0.2.3.29.13.11.2	SECTION 747.3002	747.3002 Review of orders imposing discretionary supervisory action.
12:7.0.2.3.29.13.11.3	SECTION 747.3003	747.3003 Review of order reclassifying a corporate credit union on safety and soundness criteria.
12:7.0.2.3.29.13.11.4	SECTION 747.3004	747.3004 Review of order to dismiss a director or senior executive officer.
12:7.0.2.3.29.13.11.5	SECTION 747.3005	747.3005 Enforcement of directives.
12:7.0.2.3.29.13.11.6	SECTION 747.3006	747.3006 Conservatorship or liquidation of critically undercapitalized corporate credit union.

---