Title 12

PART 703

Part 703 - Investment And Deposit Activities

PART 703 - INVESTMENT AND DEPOSIT ACTIVITIES Authority:12 U.S.C. 1757(7), 1757(8), 1757(15). Source:68 FR 32960, June 3, 2003, unless otherwise noted.

• Authority: 12 U.S.C. 1757(7), 1757(8), 1757(15).
• Source: 68 FR 32960, June 3, 2003, unless otherwise noted.

12:7.0.2.3.4.1	SUBPART A	Subpart A - General Investment and Deposit Activities
12:7.0.2.3.4.1.11.1	SECTION 703.1	703.1 Purpose and scope.
12:7.0.2.3.4.1.11.2	SECTION 703.2	703.2 Definitions.
12:7.0.2.3.4.1.11.3	SECTION 703.3	703.3 Investment policies.
12:7.0.2.3.4.1.11.4	SECTION 703.4	703.4 Recordkeeping and documentation requirements.
12:7.0.2.3.4.1.11.5	SECTION 703.5	703.5 Discretionary control over investments and investment advisers.
12:7.0.2.3.4.1.11.6	SECTION 703.6	703.6 Credit analysis.
12:7.0.2.3.4.1.11.7	SECTION 703.7	703.7 Notice of non-compliant investments.
12:7.0.2.3.4.1.11.8	SECTION 703.8	703.8 Broker-dealers.
12:7.0.2.3.4.1.11.9	SECTION 703.9	703.9 Safekeeping of investments.
12:7.0.2.3.4.1.11.10	SECTION 703.10	703.10 Monitoring non-security investments.
12:7.0.2.3.4.1.11.11	SECTION 703.11	703.11 Valuing securities.
12:7.0.2.3.4.1.11.12	SECTION 703.12	703.12 Monitoring securities.
12:7.0.2.3.4.1.11.13	SECTION 703.13	703.13 Permissible investment activities.
12:7.0.2.3.4.1.11.14	SECTION 703.14	703.14 Permissible investments.
12:7.0.2.3.4.1.11.15	SECTION 703.15	703.15 Prohibited investment activities.
12:7.0.2.3.4.1.11.16	SECTION 703.16	703.16 Prohibited investments.
12:7.0.2.3.4.1.11.17	SECTION 703.17	703.17 Conflicts of interest.
12:7.0.2.3.4.1.11.18	SECTION 703.18	703.18 Grandfathered investments.
12:7.0.2.3.4.1.11.19	SECTION 703.19	703.19 Investment pilot program.
12:7.0.2.3.4.1.11.20	SECTION 703.20	703.20 Request for additional authority.
12:7.0.2.3.4.2	SUBPART B	Subpart B - Derivatives Authority
12:7.0.2.3.4.2.11.1	SECTION 703.100	703.100 Purpose and scope.
12:7.0.2.3.4.2.11.2	SECTION 703.101	703.101 Definitions.
12:7.0.2.3.4.2.11.3	SECTION 703.102	703.102 Permissible derivatives.
12:7.0.2.3.4.2.11.4	SECTION 703.103	703.103 Derivative authority.
12:7.0.2.3.4.2.11.5	SECTION 703.104	703.104 Requirements for derivative counterparty agreements, collateral and margining.
12:7.0.2.3.4.2.11.6	SECTION 703.105	703.105 Reporting requirements.
12:7.0.2.3.4.2.11.7	SECTION 703.106	703.106 Operational support requirements.
12:7.0.2.3.4.2.11.8	SECTION 703.107	703.107 External service providers.
12:7.0.2.3.4.2.11.9	SECTION 703.108	703.108 Eligibility.
12:7.0.2.3.4.2.11.10	SECTION 703.109	703.109 Applying for derivatives authority.
12:7.0.2.3.4.2.11.11	SECTION 703.110	703.110 Application content.
12:7.0.2.3.4.2.11.12	SECTION 703.111	703.111 NCUA approval.
12:7.0.2.3.4.2.11.13	SECTION 703.112	703.112 Applying for additional products or characteristics.
12:7.0.2.3.4.2.11.14	SECTION 703.113	703.113 Pilot program participants with active derivatives positions.
12:7.0.2.3.4.2.11.15	SECTION 703.114	703.114 Regulatory violation.
12:7.0.2.3.4.2.11.16.12	APPENDIX	Appendix to Subpart B of Part 708 - Examples of Derivative Limit Authority Calculations

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