Title 12

PART 344

Part 344 - Recordkeeping And Confirmation Requirements For Securities Transactions

PART 344 - RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS Authority:12 U.S.C. 1817, 1818, 1819, and 5412. Source:78 FR 76723, Dec. 19, 2013, unless otherwise noted.

• Authority: 12 U.S.C. 1817, 1818, 1819, and 5412.
• Source: 78 FR 76723, Dec. 19, 2013, unless otherwise noted.

12:5.0.1.2.33.0.25.1	SECTION 344.1	344.1 Purpose and scope.
12:5.0.1.2.33.0.25.2	SECTION 344.2	344.2 Exceptions.
12:5.0.1.2.33.0.25.3	SECTION 344.3	344.3 Definitions.
12:5.0.1.2.33.0.25.4	SECTION 344.4	344.4 Recordkeeping.
12:5.0.1.2.33.0.25.5	SECTION 344.5	344.5 Content and time of notification.
12:5.0.1.2.33.0.25.6	SECTION 344.6	344.6 Notification by agreement; alternative forms and times of notification.
12:5.0.1.2.33.0.25.7	SECTION 344.7	344.7 Settlement of securities transactions.
12:5.0.1.2.33.0.25.8	SECTION 344.8	344.8 Securities trading policies and procedures.
12:5.0.1.2.33.0.25.9	SECTION 344.9	344.9 Personal securities trading reporting by officers and employees of FDIC-supervised institutions.
12:5.0.1.2.33.0.25.10	SECTION 344.10	344.10 Waivers.

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