Title 12

PART 344

Part 344 - Recordkeeping And Confirmation Requirements For Securities Transactions

PART 344 - RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS Authority:12 U.S.C. 1817, 1818, 1819, and 5412. Source:78 FR 76723, Dec. 19, 2013, unless otherwise noted.

12:5.0.1.2.33.0.25.1SECTION 344.1
   344.1 Purpose and scope.
12:5.0.1.2.33.0.25.2SECTION 344.2
   344.2 Exceptions.
12:5.0.1.2.33.0.25.3SECTION 344.3
   344.3 Definitions.
12:5.0.1.2.33.0.25.4SECTION 344.4
   344.4 Recordkeeping.
12:5.0.1.2.33.0.25.5SECTION 344.5
   344.5 Content and time of notification.
12:5.0.1.2.33.0.25.6SECTION 344.6
   344.6 Notification by agreement; alternative forms and times of notification.
12:5.0.1.2.33.0.25.7SECTION 344.7
   344.7 Settlement of securities transactions.
12:5.0.1.2.33.0.25.8SECTION 344.8
   344.8 Securities trading policies and procedures.
12:5.0.1.2.33.0.25.9SECTION 344.9
   344.9 Personal securities trading reporting by officers and employees of FDIC-supervised institutions.
12:5.0.1.2.33.0.25.10SECTION 344.10
   344.10 Waivers.