Title 12

PART 335

Part 335 - Securities Of State Nonmember Banks And State Savings Associations

PART 335 - SECURITIES OF STATE NONMEMBER BANKS AND STATE SAVINGS ASSOCIATIONS Authority:12 U.S.C. 1819; 15 U.S.C. 78j-1, 78l(i), 78m, 78n, 78p, 78w, 5412, 5414, 5415, 7241, 7242, 7243, 7244, 7261, 7262, 7264, and 7265. Source:62 FR 6856, Feb. 14, 1997, unless otherwise noted.

• Authority: 12 U.S.C. 1819; 15 U.S.C. 78j-1, 78l(i), 78m, 78n, 78p, 78w, 5412, 5414, 5415, 7241, 7242, 7243, 7244, 7261, 7262, 7264, and 7265.
• Source: 62 FR 6856, Feb. 14, 1997, unless otherwise noted.

12:5.0.1.2.24.0.25.1	SECTION 335.101	335.101 Scope of part, authority and OMB control number.
12:5.0.1.2.24.0.25.2	SECTION 335.111	335.111 Forms and schedules.
12:5.0.1.2.24.0.25.3	SECTION 335.121	335.121 Listing standards related to audit committees.
12:5.0.1.2.24.0.25.4	SECTION 335.201	335.201 Securities exempted from registration.
12:5.0.1.2.24.0.25.5	SECTION 335.211	335.211 Registration and reporting.
12:5.0.1.2.24.0.25.6	SECTION 335.221	335.221 Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure).
12:5.0.1.2.24.0.25.7	SECTION 335.231	335.231 Certification, suspension of trading, and removal from listing by exchanges.
12:5.0.1.2.24.0.25.8	SECTION 335.241	335.241 Unlisted trading.
12:5.0.1.2.24.0.25.9	SECTION 335.251	335.251 Forms for notification of action taken by national securities exchanges.
12:5.0.1.2.24.0.25.10	SECTION 335.261	335.261 Exemptions, terminations, and definitions.
12:5.0.1.2.24.0.25.11	SECTION 335.301	335.301 Reports of issuers of securities registered pursuant to section 12.
12:5.0.1.2.24.0.25.12	SECTION 335.311	335.311 Forms for annual, quarterly, current, and other reports of issuers.
12:5.0.1.2.24.0.25.13	SECTION 335.321	335.321 Maintenance of records and issuer's representations in connection with required reports.
12:5.0.1.2.24.0.25.14	SECTION 335.331	335.331 Acquisition statements, acquisition of securities by issuers, and other matters.
12:5.0.1.2.24.0.25.15	SECTION 335.401	335.401 Solicitations of proxies.
12:5.0.1.2.24.0.25.16	SECTION 335.501	335.501 Tender offers.
12:5.0.1.2.24.0.25.17	SECTION 335.601	335.601 Requirements of section 16 of the Securities Exchange Act of 1934.
12:5.0.1.2.24.0.25.18	SECTION 335.611	335.611 Initial statement of beneficial ownership of securities (Form 3).
12:5.0.1.2.24.0.25.19	SECTION 335.612	335.612 Statement of changes in beneficial ownership of securities (Form 4).
12:5.0.1.2.24.0.25.20	SECTION 335.613	335.613 Annual statement of beneficial ownership of securities (Form 5).
12:5.0.1.2.24.0.25.21	SECTION 335.701	335.701 Filing requirements, public reference, and confidentiality.
12:5.0.1.2.24.0.25.22	SECTION 335.801	335.801 Inapplicable SEC regulations; FDIC substituted regulations; additional information.

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