Title 12

PART 303

Part 303 - Filing Procedures

PART 303 - FILING PROCEDURES Authority:12 U.S.C. 378, 478, 1463, 1467a, 1813, 1815, 1817, 1818, 1819 (Seventh and Tenth), 1820, 1823, 1828, 1831i, 1831e, 1831o, 1831p-1, 1831w, 1831z, 1835a, 1843(l), 3104, 3105, 3108, 3207, 5412; 15 U.S.C. 1601-1607. Link to an amendment published at 86 FR 8097, Feb. 3, 2021. Source:67 FR 79247, Dec. 27, 2002, unless otherwise noted.

• Authority: 12 U.S.C. 378, 478, 1463, 1467a, 1813, 1815, 1817, 1818, 1819 (Seventh and Tenth), 1820, 1823, 1828, 1831i, 1831e, 1831o, 1831p-1, 1831w, 1831z, 1835a, 1843(l), 3104, 3105, 3108, 3207, 5412; 15 U.S.C. 1601-1607.
• Source: 67 FR 79247, Dec. 27, 2002, unless otherwise noted.

12:5.0.1.1.2.0.1.1	SECTION 303.0	303.0 Scope.
12:5.0.1.1.2.1	SUBPART A	Subpart A - Rules of General Applicability
12:5.0.1.1.2.1.1.1	SECTION 303.1	303.1 Scope.
12:5.0.1.1.2.1.1.2	SECTION 303.2	303.2 Definitions.
12:5.0.1.1.2.1.1.3	SECTION 303.3	303.3 General filing procedures.
12:5.0.1.1.2.1.1.4	SECTION 303.4	303.4 Computation of time.
12:5.0.1.1.2.1.1.5	SECTION 303.5	303.5 Effect of Community Reinvestment Act performance on filings.
12:5.0.1.1.2.1.1.6	SECTION 303.6	303.6 Investigations and examinations.
12:5.0.1.1.2.1.1.7	SECTION 303.7	303.7 Public notice requirements.
12:5.0.1.1.2.1.1.8	SECTION 303.8	303.8 Public access to filing.
12:5.0.1.1.2.1.1.9	SECTION 303.9	303.9 Comments.
12:5.0.1.1.2.1.1.10	SECTION 303.10	303.10 Hearings and other meetings.
12:5.0.1.1.2.1.1.11	SECTION 303.11	303.11 Decisions.
12:5.0.1.1.2.1.1.12	SECTION 303.12	303.12 Waivers.
12:5.0.1.1.2.1.1.13	SECTION 303.13	303.13 [Reserved]
12:5.0.1.1.2.1.1.14	SECTION 303.14	303.14 Being “engaged in the business of receiving deposits other than trust funds.”
12:5.0.1.1.2.1.1.15	SECTION 303.15	303.15 Certain limited liability companies deemed incorporated under State law.
12:5.0.1.1.2.1.1.16	SECTION 303.16-303.19	303.16-303.19 [Reserved]
12:5.0.1.1.2.2	SUBPART B	Subpart B - Deposit Insurance
12:5.0.1.1.2.2.1.1	SECTION 303.20	303.20 Scope.
12:5.0.1.1.2.2.1.2	SECTION 303.21	303.21 Filing procedures.
12:5.0.1.1.2.2.1.3	SECTION 303.22	303.22 Processing.
12:5.0.1.1.2.2.1.4	SECTION 303.23	303.23 Public notice requirements.
12:5.0.1.1.2.2.1.5	SECTION 303.24	303.24 Application for deposit insurance for an interim institution.
12:5.0.1.1.2.2.1.6	SECTION 303.25	303.25 Continuation of deposit insurance upon withdrawing from membership in the Federal Reserve System.
12:5.0.1.1.2.2.1.7	SECTION 303.26-303.39	303.26-303.39 [Reserved]
12:5.0.1.1.2.3	SUBPART C	Subpart C - Establishment and Relocation of Domestic Branches and Offices
12:5.0.1.1.2.3.1.1	SECTION 303.40	303.40 Scope.
12:5.0.1.1.2.3.1.2	SECTION 303.41	303.41 Definitions.
12:5.0.1.1.2.3.1.3	SECTION 303.42	303.42 Filing procedures.
12:5.0.1.1.2.3.1.4	SECTION 303.43	303.43 Processing.
12:5.0.1.1.2.3.1.5	SECTION 303.44	303.44 Public notice requirements.
12:5.0.1.1.2.3.1.6	SECTION 303.45	303.45 Special provisions.
12:5.0.1.1.2.3.1.7	SECTION 303.46	303.46 Financial education programs that include the provision of bank products and services.
12:5.0.1.1.2.3.1.8	SECTION 303.47-303.59	303.47-303.59 [Reserved]
12:5.0.1.1.2.4	SUBPART D	Subpart D - Merger Transactions
12:5.0.1.1.2.4.1.1	SECTION 303.60	303.60 Scope.
12:5.0.1.1.2.4.1.2	SECTION 303.61	303.61 Definitions.
12:5.0.1.1.2.4.1.3	SECTION 303.62	303.62 Transactions requiring prior approval.
12:5.0.1.1.2.4.1.4	SECTION 303.63	303.63 Filing procedures.
12:5.0.1.1.2.4.1.5	SECTION 303.64	303.64 Processing.
12:5.0.1.1.2.4.1.6	SECTION 303.65	303.65 Public notice requirements.
12:5.0.1.1.2.4.1.7	SECTION 303.66-303.79	303.66-303.79 [Reserved]
12:5.0.1.1.2.5	SUBPART E	Subpart E - Change in Bank Control
12:5.0.1.1.2.5.1.1	SECTION 303.80	303.80 Scope.
12:5.0.1.1.2.5.1.2	SECTION 303.81	303.81 Definitions.
12:5.0.1.1.2.5.1.3	SECTION 303.82	303.82 Transactions that require prior notice.
12:5.0.1.1.2.5.1.4	SECTION 303.83	303.83 Transactions that require notice, but not prior notice.
12:5.0.1.1.2.5.1.5	SECTION 303.84	303.84 Transactions that do not require notice.
12:5.0.1.1.2.5.1.6	SECTION 303.85	303.85 Filing procedures.
12:5.0.1.1.2.5.1.7	SECTION 303.86	303.86 Processing.
12:5.0.1.1.2.5.1.8	SECTION 303.87	303.87 Public notice requirements.
12:5.0.1.1.2.5.1.9	SECTION 303.88	303.88 Reporting of stock loans and changes in chief executive officers and directors.
12:5.0.1.1.2.5.1.10	SECTION 303.89-303.99	303.89-303.99 [Reserved]
12:5.0.1.1.2.6	SUBPART F	Subpart F - Change of Director or Senior Executive Officer
12:5.0.1.1.2.6.1.1	SECTION 303.100	303.100 Scope.
12:5.0.1.1.2.6.1.2	SECTION 303.101	303.101 Definitions.
12:5.0.1.1.2.6.1.3	SECTION 303.102	303.102 Filing procedures and waiver of prior notice.
12:5.0.1.1.2.6.1.4	SECTION 303.103	303.103 Processing.
12:5.0.1.1.2.6.1.5	SECTION 303.104-303.119	303.104-303.119 [Reserved]
12:5.0.1.1.2.7	SUBPART G	Subpart G - Activities of Insured State Banks
12:5.0.1.1.2.7.1.1	SECTION 303.120	303.120 Scope.
12:5.0.1.1.2.7.1.2	SECTION 303.121	303.121 Filing procedures.
12:5.0.1.1.2.7.1.3	SECTION 303.122	303.122 Processing.
12:5.0.1.1.2.7.1.4	SECTION 303.123-303.139	303.123-303.139 [Reserved]
12:5.0.1.1.2.8	SUBPART H	Subpart H - Activities of Insured Savings Associations
12:5.0.1.1.2.8.1.1	SECTION 303.140	303.140 Scope.
12:5.0.1.1.2.8.1.2	SECTION 303.141	303.141 Filing procedures.
12:5.0.1.1.2.8.1.3	SECTION 303.142	303.142 Processing.
12:5.0.1.1.2.8.1.4	SECTION 303.143-303.159	303.143-303.159 [Reserved]
12:5.0.1.1.2.9	SUBPART I	Subpart I - Mutual-To-Stock Conversions
12:5.0.1.1.2.9.1.1	SECTION 303.160	303.160 Scope.
12:5.0.1.1.2.9.1.2	SECTION 303.161	303.161 Filing procedures.
12:5.0.1.1.2.9.1.3	SECTION 303.162	303.162 Waiver from compliance.
12:5.0.1.1.2.9.1.4	SECTION 303.163	303.163 Processing.
12:5.0.1.1.2.9.1.5	SECTION 303.164-303.179	303.164-303.179 [Reserved]
12:5.0.1.1.2.10	SUBPART J	Subpart J - International Banking
12:5.0.1.1.2.10.1.1	SECTION 303.180	303.180 Scope.
12:5.0.1.1.2.10.1.2	SECTION 303.181	303.181 Definitions.
12:5.0.1.1.2.10.1.3	SECTION 303.182	303.182 Establishing, moving or closing a foreign branch of an insured state nonmember bank.
12:5.0.1.1.2.10.1.4	SECTION 303.183	303.183 Investment by insured state nonmember banks in foreign organization.
12:5.0.1.1.2.10.1.5	SECTION 303.184	303.184 Moving an insured branch of a foreign bank.
12:5.0.1.1.2.10.1.6	SECTION 303.185	303.185 Merger transactions involving foreign banks or foreign organizations.
12:5.0.1.1.2.10.1.7	SECTION 303.186	303.186 Exemptions from insurance requirements for a state branch of a foreign bank.
12:5.0.1.1.2.10.1.8	SECTION 303.187	303.187 Approval for an insured state branch of a foreign bank to conduct activities not permissible for federal branches.
12:5.0.1.1.2.10.1.9	SECTION 303.188-303.199	303.188-303.199 [Reserved]
12:5.0.1.1.2.11	SUBPART K	Subpart K - Prompt Corrective Action
12:5.0.1.1.2.11.1.1	SECTION 303.200	303.200 Scope.
12:5.0.1.1.2.11.1.2	SECTION 303.201	303.201 Filing procedures.
12:5.0.1.1.2.11.1.3	SECTION 303.202	303.202 Processing.
12:5.0.1.1.2.11.1.4	SECTION 303.203	303.203 Applications for capital distributions.
12:5.0.1.1.2.11.1.5	SECTION 303.204	303.204 Applications for acquisitions, branching, and new lines of business.
12:5.0.1.1.2.11.1.6	SECTION 303.205	303.205 Applications for bonuses and increased compensation for senior executive officers.
12:5.0.1.1.2.11.1.7	SECTION 303.206	303.206 Application for payment of principal or interest on subordinated debt.
12:5.0.1.1.2.11.1.8	SECTION 303.207	303.207 Restricted activities for critically undercapitalized institutions.
12:5.0.1.1.2.11.1.9	SECTION 303.208-303.219	303.208-303.219 [Reserved]
12:5.0.1.1.2.12	SUBPART L	Subpart L - Section 19 of the FDI Act (Consent to Service of Persons Convicted of, or Who Have Program Entries for, Certain Criminal Offenses)
12:5.0.1.1.2.12.1.1	SECTION 303.220	303.220 What is section 19 of the FDI Act
12:5.0.1.1.2.12.1.2	SECTION 303.221	303.221 Who is covered by section 19
12:5.0.1.1.2.12.1.3	SECTION 303.222	303.222 What offenses are covered under section 19
12:5.0.1.1.2.12.1.4	SECTION 303.223	303.223 What constitutes a conviction under section 19
12:5.0.1.1.2.12.1.5	SECTION 303.224	303.224 What constitutes a pretrial diversion or similar program (program entry) under section 19
12:5.0.1.1.2.12.1.6	SECTION 303.225	303.225 What are the types of applications that can be filed
12:5.0.1.1.2.12.1.7	SECTION 303.226	303.226 When must an application be filed
12:5.0.1.1.2.12.1.8	SECTION 303.227	303.227 When is an application not required for a covered offense or program entry (de minimis offenses)
12:5.0.1.1.2.12.1.9	SECTION 303.228	303.228 How to file an application.
12:5.0.1.1.2.12.1.10	SECTION 303.229	303.229 How an application is evaluated.
12:5.0.1.1.2.12.1.11	SECTION 303.230	303.230 What will the FDIC do if the application is denied
12:5.0.1.1.2.12.1.12	SECTION 303.231	303.231 Waiting time for a subsequent application if an application is denied.
12:5.0.1.1.2.13	SUBPART M	Subpart M - Other Filings
12:5.0.1.1.2.13.1.1	SECTION 303.240	303.240 General.
12:5.0.1.1.2.13.1.2	SECTION 303.241	303.241 Reduce or retire capital stock or capital debt instruments.
12:5.0.1.1.2.13.1.3	SECTION 303.242	303.242 Exercise of trust powers.
12:5.0.1.1.2.13.1.4	SECTION 303.243	303.243 Brokered deposit waivers.
12:5.0.1.1.2.13.1.5	SECTION 303.244	303.244 Golden parachute and severance plan payments.
12:5.0.1.1.2.13.1.6	SECTION 303.245	303.245 Waiver of liability for commonly controlled depository institutions.
12:5.0.1.1.2.13.1.7	SECTION 303.246	303.246 Conversion with diminution of capital.
12:5.0.1.1.2.13.1.8	SECTION 303.247	303.247 Continue or resume status as an insured institution following termination under section 8 of the FDI Act.
12:5.0.1.1.2.13.1.9	SECTION 303.248	303.248 Truth in Lending Act - Relief from reimbursement.
12:5.0.1.1.2.13.1.10	SECTION 303.249	303.249 Management official interlocks.
12:5.0.1.1.2.13.1.11	SECTION 303.250	303.250 Modification of conditions.
12:5.0.1.1.2.13.1.12	SECTION 303.251	303.251 Extension of time.
12:5.0.1.1.2.13.1.13	SECTION 303.252-303.259	303.252-303.259 [Reserved]

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