Title 12

PART 225 SUBPART I

Subpart I - Financial Holding Companies Source:Reg. Y, 66 FR 415, Jan. 3, 2001, unless otherwise noted.

12:3.0.1.1.6.9.6SUBJGRP 6
Interpretations
12:3.0.1.1.6.9.6.1SECTION 225.81
   225.81 What is a financial holding company
12:3.0.1.1.6.9.6.2SECTION 225.82
   225.82 How does a bank holding company elect to become a financial holding company
12:3.0.1.1.6.9.6.3SECTION 225.83
   225.83 What are the consequences of failing to continue to meet applicable capital and management requirements
12:3.0.1.1.6.9.6.4SECTION 225.84
   225.84 What are the consequences of failing to maintain a satisfactory or better rating under the Community Reinvestment Act at all insured depository institution subsidiaries
12:3.0.1.1.6.9.6.5SECTION 225.85
   225.85 Is notice to or approval from the Board required prior to engaging in a financial activity
12:3.0.1.1.6.9.6.6SECTION 225.86
   225.86 What activities are permissible for any financial holding company
12:3.0.1.1.6.9.6.7SECTION 225.87
   225.87 Is notice to the Board required after engaging in a financial activity
12:3.0.1.1.6.9.6.8SECTION 225.88
   225.88 How to request the Board to determine that an activity is financial in nature or incidental to a financial activity
12:3.0.1.1.6.9.6.9SECTION 225.89
   225.89 How to request approval to engage in an activity that is complementary to a financial activity
12:3.0.1.1.6.9.6.10SECTION 225.90
   225.90 What are the requirements for a foreign bank to be treated as a financial holding company
12:3.0.1.1.6.9.6.11SECTION 225.91
   225.91 How may a foreign bank elect to be treated as a financial holding company
12:3.0.1.1.6.9.6.12SECTION 225.92
   225.92 How does an election by a foreign bank become effective
12:3.0.1.1.6.9.6.13SECTION 225.93
   225.93 What are the consequences of a foreign bank failing to continue to meet applicable capital and management requirements
12:3.0.1.1.6.9.6.14SECTION 225.94
   225.94 What are the consequences of an insured branch or depository institution failing to maintain a satisfactory or better rating under the Community Reinvestment Act
12:3.0.1.1.6.9.6.15SECTION 225.101
   225.101 Bank holding company's subsidiary banks owning shares of nonbanking companies.
12:3.0.1.1.6.9.6.16SECTION 225.102
   225.102 Bank holding company indirectly owning nonbanking company through subsidiaries.
12:3.0.1.1.6.9.6.17SECTION 225.103
   225.103 Bank holding company acquiring stock by dividends, stock splits or exercise of rights.
12:3.0.1.1.6.9.6.18SECTION 225.104
   225.104 “Services” under section 4(c)(1) of Bank Holding Company Act.
12:3.0.1.1.6.9.6.19SECTION 225.107
   225.107 Acquisition of stock in small business investment company.
12:3.0.1.1.6.9.6.20SECTION 225.109
   225.109 “Services” under section 4(c)(1) of Bank Holding Company Act.
12:3.0.1.1.6.9.6.21SECTION 225.111
   225.111 Limit on investment by bank holding company system in stock of small business investment companies.
12:3.0.1.1.6.9.6.22SECTION 225.112
   225.112 Indirect control of small business concern through convertible debentures held by small business investment company.
12:3.0.1.1.6.9.6.23SECTION 225.113
   225.113 Services under section 4(a) of Bank Holding Company Act.
12:3.0.1.1.6.9.6.24SECTION 225.115
   225.115 Applicability of Bank Service Corporation Act in certain bank holding company situations.
12:3.0.1.1.6.9.6.25SECTION 225.118
   225.118 Computer services for customers of subsidiary banks.
12:3.0.1.1.6.9.6.26SECTION 225.121
   225.121 Acquisition of Edge corporation affiliate by State member banks of registered bank holding company.
12:3.0.1.1.6.9.6.27SECTION 225.122
   225.122 Bank holding company ownership of mortgage companies.
12:3.0.1.1.6.9.6.28SECTION 225.123
   225.123 Activities closely related to banking.
12:3.0.1.1.6.9.6.29SECTION 225.124
   225.124 Foreign bank holding companies.
12:3.0.1.1.6.9.6.30SECTION 225.125
   225.125 Investment adviser activities.
12:3.0.1.1.6.9.6.31SECTION 225.126
   225.126 Activities not closely related to banking.
12:3.0.1.1.6.9.6.32SECTION 225.127
   225.127 Investment in corporations or projects designed primarily to promote community welfare.
12:3.0.1.1.6.9.6.33SECTION 225.129
   225.129 Activities closely related to banking.
12:3.0.1.1.6.9.6.34SECTION 225.130
   225.130 Issuance and sale of short-term debt obligations by bank holding companies.
12:3.0.1.1.6.9.6.35SECTION 225.131
   225.131 Activities closely related to banking.
12:3.0.1.1.6.9.6.36SECTION 225.132
   225.132 Acquisition of assets.
12:3.0.1.1.6.9.6.37SECTION 225.133
   225.133 Computation of amount invested in foreign corporations under general consent procedures.
12:3.0.1.1.6.9.6.38SECTION 225.134
   225.134 Escrow arrangements involving bank stock resulting in a violation of the Bank Holding Company Act.
12:3.0.1.1.6.9.6.39SECTION 225.136
   225.136 Utilization of foreign subsidiaries to sell long-term debt obligations in foreign markets and to transfer the proceeds to their United States parent(s) for domestic purposes.
12:3.0.1.1.6.9.6.40SECTION 225.137
   225.137 Acquisitions of shares pursuant to section 4(c)(6) of the Bank Holding Company Act.
12:3.0.1.1.6.9.6.41SECTION 225.138
   225.138 Statement of policy concerning divestitures by bank holding companies.
12:3.0.1.1.6.9.6.42SECTION 225.139
   225.139 Presumption of continued control under section 2(g)(3) of the Bank Holding Company Act.
12:3.0.1.1.6.9.6.43SECTION 225.140
   225.140 Disposition of property acquired in satisfaction of debts previously contracted.
12:3.0.1.1.6.9.6.44SECTION 225.141
   225.141 Operations subsidiaries of a bank holding company.
12:3.0.1.1.6.9.6.45SECTION 225.142
   225.142 Statement of policy concerning bank holding companies engaging in futures, forward and options contracts on U.S. Government and agency securities and money market instruments.
12:3.0.1.1.6.9.6.46SECTION 225.143
   225.143 Policy statement on nonvoting equity investments by bank holding companies.
12:3.0.1.1.6.9.6.47SECTION 225.145
   225.145 Limitations established by the Competitive Equality Banking Act of 1987 on the activities and growth of nonbank banks.