Title 12

PART 19 SUBPART E

Subpart E - Disciplinary Proceedings Involving the Federal Securities Laws

• 5 U.S.C. 504, 554-557; 12 U.S.C. 93(b), 93a, 164, 481, 504, 1817, 1818, 1820, 1831m, 1831o, 1832, 1884, 1972, 3102, 3108(a), 3110, 3909, and 4717; 15 U.S.C. 78(h) and (i), 78o-4(c), 78o-5, 78q-1, 78s, 78u, 78u-2, 78u-3, 78w, and 1639e; 28 U.S.C. 2461 note; 31 U.S.C. 330 and 5321; and 42 U.S.C. 4012a.
• 56 FR 38028, Aug. 9, 1991, unless otherwise noted.

12:1.0.1.1.17.5.27.1	SECTION 19.130	19.130 Scope.
12:1.0.1.1.17.5.27.2	SECTION 19.131	19.131 Notice of charges and answer.
12:1.0.1.1.17.5.27.3	SECTION 19.132	19.132 Disciplinary orders.
12:1.0.1.1.17.5.27.4	SECTION 19.135	19.135 Applications for stay or review of disciplinary actions imposed by registered clearing agencies.

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