Subpart D—Actions Under the Federal Securities Laws

1. CFR
2. ›
3. Title 12
4. ›
5. Chapter I
6. ›
7. Part 19
8. ›
9. Subpart D

Sections

• 19.120
  § 19.120 Exemption hearings under section 12(h) of the Securities Exchange Act of 1934.
• 19.121
  § 19.121 Disciplinary proceedings.
• 19.122
  § 19.122 Civil money penalty authority under Federal securities laws.
• 19.123
  § 19.123 Cease-and-desist authority.