Title 12

PART 1500

Part 1500 - Merchant Banking Investments

PART 1500 - MERCHANT BANKING INVESTMENTS Authority:12 U.S.C. 1843(k). Source:Reg. Y, 66 FR 8489, Jan. 31, 2001, unless otherwise noted.

• Authority: 12 U.S.C. 1843(k).
• Source: Reg. Y, 66 FR 8489, Jan. 31, 2001, unless otherwise noted.

12:10.0.5.6.1.0.1.1	SECTION 1500.1	1500.1 What type of investments are permitted by this part, and under what conditions may they be made
12:10.0.5.6.1.0.1.2	SECTION 1500.2	1500.2 What are the limitations on managing or operating a portfolio company held as a merchant banking investment
12:10.0.5.6.1.0.1.3	SECTION 1500.3	1500.3 What are the holding periods permitted for merchant banking investments
12:10.0.5.6.1.0.1.4	SECTION 1500.4	1500.4 How are investments in private equity funds treated under this part
12:10.0.5.6.1.0.1.5	SECTION 1500.5	1500.5 What aggregate thresholds apply to merchant banking investments
12:10.0.5.6.1.0.1.6	SECTION 1500.6	1500.6 What risk management, record keeping and reporting policies are required to make merchant banking investments
12:10.0.5.6.1.0.1.7	SECTION 1500.7	1500.7 How do the statutory cross marketing and sections 23A and B limitations apply to merchant banking investments
12:10.0.5.6.1.0.1.8	SECTION 1500.8	1500.8 Definitions.

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