Subpart B—Exercising Fiduciary Powers

1. CFR
2. ›
3. Title 12
4. ›
5. Chapter I
6. ›
7. Part 150
8. ›
9. Subpart B

Contents

• 150.130
  § 150.130 How may I conduct multi-state operations?
• 150.135
  § 150.135 How do I determine which state's laws apply to my operations?
• 150.136
  § 150.136 To what extent do state laws apply to my fiduciary operations?
• 150.140
  § 150.140 Must I adopt and follow written policies and procedures in exercising fiduciary powers?
• Audit Requirements
  Audit Requirements Sections 150.440–150.480
• Compensation, Gifts, and Bequests
  Compensation, Gifts, and Bequests Sections 150.380–150.400
• Custody and Control of Assets
  Custody and Control of Assets Sections 150.230–150.250
• Fiduciary Personnel and Facilities
  Fiduciary Personnel and Facilities Sections 150.150–150.190
• Funds Awaiting Investment or Distribution
  Funds Awaiting Investment or Distribution Sections 150.290–150.320
• Investing Funds of a Fiduciary Account
  Investing Funds of a Fiduciary Account Section 150.260
• Recordkeeping Requirements
  Recordkeeping Requirements Sections 150.410–150.430
• Restrictions on Self Dealing
  Restrictions on Self Dealing Sections 150.330–150.370
• Review of a Fiduciary Account
  Review of a Fiduciary Account Sections 150.200–150.220