Title 12
PART 13
Part 13 - Government Securities Sales Practices
- Authority: 12 U.S.C. 1 et seq., and 93a; 15 U.S.C. 78o-5.
- Source: 62 FR 13283, Mar. 19, 1997, unless otherwise noted.
12:1.0.1.1.13.0.26 | SUBJGRP 26 | Interpretations | |
12:1.0.1.1.13.0.26.1 | SECTION 13.1 | 13.1 Scope. | |
12:1.0.1.1.13.0.26.2 | SECTION 13.2 | 13.2 Definitions. | |
12:1.0.1.1.13.0.26.3 | SECTION 13.3 | 13.3 Business conduct. | |
12:1.0.1.1.13.0.26.4 | SECTION 13.4 | 13.4 Recommendations to customers. | |
12:1.0.1.1.13.0.26.5 | SECTION 13.5 | 13.5 Customer information. | |
12:1.0.1.1.13.0.26.6 | SECTION 13.100 | 13.100 Obligations concerning institutional customers. |