Title 12

PART 13

Part 13 - Government Securities Sales Practices

PART 13 - GOVERNMENT SECURITIES SALES PRACTICES Authority:12 U.S.C. 1 et seq., and 93a; 15 U.S.C. 78o-5. Source:62 FR 13283, Mar. 19, 1997, unless otherwise noted.

12:1.0.1.1.13.0.26SUBJGRP 26
   Interpretations
12:1.0.1.1.13.0.26.1SECTION 13.1
   13.1 Scope.
12:1.0.1.1.13.0.26.2SECTION 13.2
   13.2 Definitions.
12:1.0.1.1.13.0.26.3SECTION 13.3
   13.3 Business conduct.
12:1.0.1.1.13.0.26.4SECTION 13.4
   13.4 Recommendations to customers.
12:1.0.1.1.13.0.26.5SECTION 13.5
   13.5 Customer information.
12:1.0.1.1.13.0.26.6SECTION 13.100
   13.100 Obligations concerning institutional customers.