Title 12

PART 1081

Part 1081 - Rules Of Practice For Adjudication Proceedings

PART 1081 - RULES OF PRACTICE FOR ADJUDICATION PROCEEDINGS Authority:12 U.S.C. 5563(e); 12 U.S.C. 5512(b). Source:77 FR 39083, June 29, 2012, unless otherwise noted.

• Authority: 12 U.S.C. 5563(e); 12 U.S.C. 5512(b).
• Source: 77 FR 39083, June 29, 2012, unless otherwise noted.

12:9.0.1.1.12.1	SUBPART A	Subpart A - General Rules
12:9.0.1.1.12.1.1.1	SECTION 1081.100	1081.100 Scope of the rules of practice.
12:9.0.1.1.12.1.1.2	SECTION 1081.101	1081.101 Expedition and fairness of proceedings.
12:9.0.1.1.12.1.1.3	SECTION 1081.102	1081.102 Rules of construction.
12:9.0.1.1.12.1.1.4	SECTION 1081.103	1081.103 Definitions.
12:9.0.1.1.12.1.1.5	SECTION 1081.104	1081.104 Authority of the hearing officer.
12:9.0.1.1.12.1.1.6	SECTION 1081.105	1081.105 Assignment, substitution, performance, disqualification of hearing officer.
12:9.0.1.1.12.1.1.7	SECTION 1081.106	1081.106 Deadlines.
12:9.0.1.1.12.1.1.8	SECTION 1081.107	1081.107 Appearance and practice in adjudication proceedings.
12:9.0.1.1.12.1.1.9	SECTION 1081.108	1081.108 Good faith certification.
12:9.0.1.1.12.1.1.10	SECTION 1081.109	1081.109 Conflict of interest.
12:9.0.1.1.12.1.1.11	SECTION 1081.110	1081.110 Ex parte communication.
12:9.0.1.1.12.1.1.12	SECTION 1081.111	1081.111 Filing of papers.
12:9.0.1.1.12.1.1.13	SECTION 1081.112	1081.112 Formal requirements as to papers filed.
12:9.0.1.1.12.1.1.14	SECTION 1081.113	1081.113 Service of papers.
12:9.0.1.1.12.1.1.15	SECTION 1081.114	1081.114 Construction of time limits.
12:9.0.1.1.12.1.1.16	SECTION 1081.115	1081.115 Change of time limits.
12:9.0.1.1.12.1.1.17	SECTION 1081.116	1081.116 Witness fees and expenses.
12:9.0.1.1.12.1.1.18	SECTION 1081.117	1081.117 Bureau's right to conduct examination, collect information.
12:9.0.1.1.12.1.1.19	SECTION 1081.118	1081.118 Collateral attacks on adjudication proceedings.
12:9.0.1.1.12.1.1.20	SECTION 1081.119	1081.119 Confidential information; protective orders.
12:9.0.1.1.12.1.1.21	SECTION 1081.120	1081.120 Settlement.
12:9.0.1.1.12.1.1.22	SECTION 1081.121	1081.121 Cooperation with other agencies.
12:9.0.1.1.12.2	SUBPART B	Subpart B - Initiation of Proceedings and Prehearing Rules
12:9.0.1.1.12.2.1.1	SECTION 1081.200	1081.200 Commencement of proceeding and contents of notice of charges.
12:9.0.1.1.12.2.1.2	SECTION 1081.201	1081.201 Answer and disclosure statement and notification of financial interest.
12:9.0.1.1.12.2.1.3	SECTION 1081.202	1081.202 Amended pleadings.
12:9.0.1.1.12.2.1.4	SECTION 1081.203	1081.203 Scheduling conference.
12:9.0.1.1.12.2.1.5	SECTION 1081.204	1081.204 Consolidation and severance of actions.
12:9.0.1.1.12.2.1.6	SECTION 1081.205	1081.205 Non-dispositive motions.
12:9.0.1.1.12.2.1.7	SECTION 1081.206	1081.206 Availability of documents for inspection and copying.
12:9.0.1.1.12.2.1.8	SECTION 1081.207	1081.207 Production of witness statements.
12:9.0.1.1.12.2.1.9	SECTION 1081.208	1081.208 Subpoenas.
12:9.0.1.1.12.2.1.10	SECTION 1081.209	1081.209 Deposition of witness unavailable for hearing.
12:9.0.1.1.12.2.1.11	SECTION 1081.210	1081.210 Expert discovery.
12:9.0.1.1.12.2.1.12	SECTION 1081.211	1081.211 Interlocutory review.
12:9.0.1.1.12.2.1.13	SECTION 1081.212	1081.212 Dispositive motions.
12:9.0.1.1.12.2.1.14	SECTION 1081.213	1081.213 Partial summary disposition.
12:9.0.1.1.12.2.1.15	SECTION 1081.214	1081.214 Prehearing conferences.
12:9.0.1.1.12.2.1.16	SECTION 1081.215	1081.215 Prehearing submissions.
12:9.0.1.1.12.2.1.17	SECTION 1081.216	1081.216 Amicus participation.
12:9.0.1.1.12.3	SUBPART C	Subpart C - Hearings
12:9.0.1.1.12.3.1.1	SECTION 1081.300	1081.300 Public hearings.
12:9.0.1.1.12.3.1.2	SECTION 1081.301	1081.301 Failure to appear.
12:9.0.1.1.12.3.1.3	SECTION 1081.302	1081.302 Conduct of hearings.
12:9.0.1.1.12.3.1.4	SECTION 1081.303	1081.303 Evidence.
12:9.0.1.1.12.3.1.5	SECTION 1081.304	1081.304 Record of the hearing.
12:9.0.1.1.12.3.1.6	SECTION 1081.305	1081.305 Post-hearing filings.
12:9.0.1.1.12.3.1.7	SECTION 1081.306	1081.306 Record in proceedings before hearing officer; retention of documents; copies.
12:9.0.1.1.12.4	SUBPART D	Subpart D - Decision and Appeals
12:9.0.1.1.12.4.1.1	SECTION 1081.400	1081.400 Recommended decision of the hearing officer.
12:9.0.1.1.12.4.1.2	SECTION 1081.401	1081.401 Transmission of documents to Director; record index; certification.
12:9.0.1.1.12.4.1.3	SECTION 1081.402	1081.402 Notice of appeal; review by the Director.
12:9.0.1.1.12.4.1.4	SECTION 1081.403	1081.403 Briefs filed with the Director.
12:9.0.1.1.12.4.1.5	SECTION 1081.404	1081.404 Oral argument before the Director.
12:9.0.1.1.12.4.1.6	SECTION 1081.405	1081.405 Decision of the Director.
12:9.0.1.1.12.4.1.7	SECTION 1081.406	1081.406 Reconsideration.
12:9.0.1.1.12.4.1.8	SECTION 1081.407	1081.407 Effective date; stays pending judicial review.
12:9.0.1.1.12.5	SUBPART E	Subpart E - Temporary Cease-and-Desist Proceedings
12:9.0.1.1.12.5.1.1	SECTION 1081.500	1081.500 Scope.
12:9.0.1.1.12.5.1.2	SECTION 1081.501	1081.501 Basis for issuance, form, and service.
12:9.0.1.1.12.5.1.3	SECTION 1081.502	1081.502 Judicial review, duration.

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