Title 10

Volume 4 CHAPTER II SUBCHAP H

Subchapter H - Assistance Regulations

10:4.0.1.3.9PART 600
PART 600 - FINANCIAL ASSISTANCE RULES
10:4.0.1.3.9.1SUBPART A
Subpart A - General
10:4.0.1.3.9.1.13.1SECTION 600.1
     600.1 Purpose.
10:4.0.1.3.9.1.13.2SECTION 600.2
     600.2 Applicability.
10:4.0.1.3.9.1.13.3SECTION 600.3
     600.3 Definitions.
10:4.0.1.3.9.1.13.4SECTION 600.4
     600.4 Deviations.
10:4.0.1.3.9.1.13.5SECTION 600.5
     600.5 Selection of award instrument.
10:4.0.1.3.9.1.13.6SECTION 600.6
     600.6 Eligibility.
10:4.0.1.3.9.1.13.7SECTION 600.7
     600.7 Small and disadvantaged and women-owned business participation.
10:4.0.1.3.9.1.13.8SECTION 600.8
     600.8 Funding Opportunity Announcement.
10:4.0.1.3.9.1.13.9SECTION 600.9
     600.9 [Reserved]
10:4.0.1.3.9.1.13.10SECTION 600.10
     600.10 Form and content of applications.
10:4.0.1.3.9.1.13.11SECTION 600.11-600.12
     600.11-600.12 [Reserved]
10:4.0.1.3.9.1.13.12SECTION 600.13
     600.13 Merit review.
10:4.0.1.3.9.1.13.13SECTION 600.14
     600.14 [Reserved]
10:4.0.1.3.9.1.13.14SECTION 600.15
     600.15 Authorized uses of information.
10:4.0.1.3.9.1.13.15SECTION 600.16
     600.16 Legal authority and effect of an award.
10:4.0.1.3.9.1.13.16SECTION 600.17
     600.17 Contents of Award.
10:4.0.1.3.9.1.13.17SECTION 600.18
     600.18 [Reserved]
10:4.0.1.3.9.1.13.18SECTION 600.19
     600.19 Notification to unsuccessful applicants.
10:4.0.1.3.9.1.13.19SECTION 600.20
     600.20 Maximum DOE obligation.
10:4.0.1.3.9.1.13.20SECTION 600.21
     600.21 Access to records.
10:4.0.1.3.9.1.13.21SECTION 600.22
     600.22 Disputes and appeals.
10:4.0.1.3.9.1.13.22SECTION 600.23
     600.23 [Reserved]
10:4.0.1.3.9.1.13.23SECTION 600.24
     600.24 Noncompliance.
10:4.0.1.3.9.1.13.24SECTION 600.25
     600.25 Suspension and termination.
10:4.0.1.3.9.1.13.25SECTION 600.26-600.28
     600.26-600.28 [Reserved]
10:4.0.1.3.9.1.13.26SECTION 600.29
     600.29 Fixed obligation awards.
10:4.0.1.3.9.1.13.27SECTION 600.30
     600.30 Cost sharing.
10:4.0.1.3.9.1.13.28SECTION 600.31
     600.31 Research misconduct.
10:4.0.1.3.9.2SUBPART B
Subpart B - Uniform Administrative Requirements for Grants and Cooperative Agreements With Institutions of Higher Education, Hospitals, and Other Nonprofit Organizations
10:4.0.1.3.9.2.13SUBJGRP 13
  General
10:4.0.1.3.9.2.13.1SECTION 600.100
     600.100 Purpose.
10:4.0.1.3.9.2.13.2SECTION 600.101
     600.101 Definitions.
10:4.0.1.3.9.2.13.3SECTION 600.102
     600.102 Effect on other issuances.
10:4.0.1.3.9.2.13.4SECTION 600.103
     600.103 Deviations.
10:4.0.1.3.9.2.13.5SECTION 600.104
     600.104 Subawards.
10:4.0.1.3.9.2.14SUBJGRP 14
  Pre-Award Requirements
10:4.0.1.3.9.2.14.6SECTION 600.110
     600.110 Purpose.
10:4.0.1.3.9.2.14.7SECTION 600.111
     600.111 Pre-award policies.
10:4.0.1.3.9.2.14.8SECTION 600.112
     600.112 Forms for applying for Federal assistance.
10:4.0.1.3.9.2.14.9SECTION 600.113
     600.113 Debarment and suspension.
10:4.0.1.3.9.2.14.10SECTION 600.114
     600.114 Special award conditions.
10:4.0.1.3.9.2.14.11SECTION 600.115
     600.115 Metric system of measurement.
10:4.0.1.3.9.2.14.12SECTION 600.116
     600.116 Resource Conservation and Recovery Act.
10:4.0.1.3.9.2.14.13SECTION 600.117
     600.117 [Reserved]
10:4.0.1.3.9.2.15SUBJGRP 15
  Post-Award Requirements
10:4.0.1.3.9.2.15.14SECTION 600.120
     600.120 Purpose of financial and program management.
10:4.0.1.3.9.2.15.15SECTION 600.121
     600.121 Standards for financial management systems.
10:4.0.1.3.9.2.15.16SECTION 600.122
     600.122 Payment.
10:4.0.1.3.9.2.15.17SECTION 600.123
     600.123 Cost sharing or matching.
10:4.0.1.3.9.2.15.18SECTION 600.124
     600.124 Program income.
10:4.0.1.3.9.2.15.19SECTION 600.125
     600.125 Revision of budget and program plans.
10:4.0.1.3.9.2.15.20SECTION 600.126
     600.126 Non-Federal audits.
10:4.0.1.3.9.2.15.21SECTION 600.127
     600.127 Allowable costs.
10:4.0.1.3.9.2.15.22SECTION 600.128
     600.128 Period of availability of funds.
10:4.0.1.3.9.2.15.23SECTION 600.130
     600.130 Purpose of property standards.
10:4.0.1.3.9.2.15.24SECTION 600.131
     600.131 Insurance coverage.
10:4.0.1.3.9.2.15.25SECTION 600.132
     600.132 Real property.
10:4.0.1.3.9.2.15.26SECTION 600.133
     600.133 Federally-owned and exempt property.
10:4.0.1.3.9.2.15.27SECTION 600.134
     600.134 Equipment.
10:4.0.1.3.9.2.15.28SECTION 600.135
     600.135 Supplies and other expendable property.
10:4.0.1.3.9.2.15.29SECTION 600.136
     600.136 Intangible property.
10:4.0.1.3.9.2.15.30SECTION 600.137
     600.137 Property trust relationship.
10:4.0.1.3.9.2.15.31SECTION 600.140
     600.140 Purpose of procurement standards.
10:4.0.1.3.9.2.15.32SECTION 600.141
     600.141 Recipient responsibilities.
10:4.0.1.3.9.2.15.33SECTION 600.142
     600.142 Codes of conduct.
10:4.0.1.3.9.2.15.34SECTION 600.143
     600.143 Competition.
10:4.0.1.3.9.2.15.35SECTION 600.144
     600.144 Procurement procedures.
10:4.0.1.3.9.2.15.36SECTION 600.145
     600.145 Cost and price analysis.
10:4.0.1.3.9.2.15.37SECTION 600.146
     600.146 Procurement records.
10:4.0.1.3.9.2.15.38SECTION 600.147
     600.147 Contract administration.
10:4.0.1.3.9.2.15.39SECTION 600.148
     600.148 Contract provisions.
10:4.0.1.3.9.2.15.40SECTION 600.149
     600.149 Resource Conservation and Recovery Act (RCRA).
10:4.0.1.3.9.2.15.41SECTION 600.150
     600.150 Purpose of reports and records.
10:4.0.1.3.9.2.15.42SECTION 600.151
     600.151 Monitoring and reporting program performance.
10:4.0.1.3.9.2.15.43SECTION 600.152
     600.152 Financial reporting.
10:4.0.1.3.9.2.15.44SECTION 600.153
     600.153 Retention and access requirements for records.
10:4.0.1.3.9.2.15.45SECTION 600.160
     600.160 Purpose of termination and enforcement.
10:4.0.1.3.9.2.15.46SECTION 600.161
     600.161 Termination.
10:4.0.1.3.9.2.15.47SECTION 600.162
     600.162 Enforcement.
10:4.0.1.3.9.2.16SUBJGRP 16
  After-the-Award Requirements
10:4.0.1.3.9.2.16.48SECTION 600.170
     600.170 Purpose.
10:4.0.1.3.9.2.16.49SECTION 600.171
     600.171 Closeout procedures.
10:4.0.1.3.9.2.16.50SECTION 600.172
     600.172 Subsequent adjustments and continuing responsibilities.
10:4.0.1.3.9.2.16.51SECTION 600.173
     600.173 Collection of amounts due.
10:4.0.1.3.9.2.17SUBJGRP 17
  Additional Provisions
10:4.0.1.3.9.2.18.52.3APPENDIX Appendix A
  Appendix A to Subpart B of Part 600 - Contract Provisions
10:4.0.1.3.9.3SUBPART C
Subpart C - Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments
10:4.0.1.3.9.3.18SUBJGRP 18
  General
10:4.0.1.3.9.3.18.1SECTION 600.200
     600.200 Purpose and scope of this subpart.
10:4.0.1.3.9.3.18.2SECTION 600.201
     600.201 Scope of §§ 600.200 through 600.205.
10:4.0.1.3.9.3.18.3SECTION 600.202
     600.202 Definitions.
10:4.0.1.3.9.3.18.4SECTION 600.203
     600.203 Applicability.
10:4.0.1.3.9.3.18.5SECTION 600.204
     600.204 Effect on other issuances.
10:4.0.1.3.9.3.18.6SECTION 600.205
     600.205 Additions and exceptions.
10:4.0.1.3.9.3.19SUBJGRP 19
  Pre-Award Requirements
10:4.0.1.3.9.3.19.7SECTION 600.210
     600.210 Forms for applying for grants.
10:4.0.1.3.9.3.19.8SECTION 600.211
     600.211 State plans.
10:4.0.1.3.9.3.19.9SECTION 600.212
     600.212 Special grant or subgrant conditions for “high-risk” recipients.
10:4.0.1.3.9.3.20SUBJGRP 20
  Post-Award Requirements
10:4.0.1.3.9.3.20.10SECTION 600.220
     600.220 Standards for financial management systems.
10:4.0.1.3.9.3.20.11SECTION 600.221
     600.221 Payment.
10:4.0.1.3.9.3.20.12SECTION 600.222
     600.222 Allowable costs.
10:4.0.1.3.9.3.20.13SECTION 600.223
     600.223 Period of availability of funds.
10:4.0.1.3.9.3.20.14SECTION 600.224
     600.224 Matching or cost sharing.
10:4.0.1.3.9.3.20.15SECTION 600.225
     600.225 Program income.
10:4.0.1.3.9.3.20.16SECTION 600.226
     600.226 Non-Federal audit.
10:4.0.1.3.9.3.20.17SECTION 600.230
     600.230 Changes.
10:4.0.1.3.9.3.20.18SECTION 600.231
     600.231 Real property.
10:4.0.1.3.9.3.20.19SECTION 600.232
     600.232 Equipment.
10:4.0.1.3.9.3.20.20SECTION 600.233
     600.233 Supplies.
10:4.0.1.3.9.3.20.21SECTION 600.234
     600.234 Copyrights.
10:4.0.1.3.9.3.20.22SECTION 600.235
     600.235 Subawards to debarred and suspended parties.
10:4.0.1.3.9.3.20.23SECTION 600.236
     600.236 Procurement.
10:4.0.1.3.9.3.20.24SECTION 600.237
     600.237 Subgrants.
10:4.0.1.3.9.3.20.25SECTION 600.240
     600.240 Monitoring and reporting program performance.
10:4.0.1.3.9.3.20.26SECTION 600.241
     600.241 Financial reporting.
10:4.0.1.3.9.3.20.27SECTION 600.242
     600.242 Retention and access requirements for records.
10:4.0.1.3.9.3.20.28SECTION 600.243
     600.243 Enforcement.
10:4.0.1.3.9.3.20.29SECTION 600.244
     600.244 Termination for convenience.
10:4.0.1.3.9.3.20.30SECTION 600.250
     600.250 Closeout.
10:4.0.1.3.9.3.20.31SECTION 600.251
     600.251 Later disallowances and adjustments.
10:4.0.1.3.9.3.20.32SECTION 600.252
     600.252 Collection of amounts due.
10:4.0.1.3.9.4SUBPART D
Subpart D - Administrative Requirements for Grants and Cooperative Agreements With For-Profit Organizations
10:4.0.1.3.9.4.21SUBJGRP 21
  General
10:4.0.1.3.9.4.21.1SECTION 600.301
     600.301 Purpose.
10:4.0.1.3.9.4.21.2SECTION 600.302
     600.302 Definitions.
10:4.0.1.3.9.4.21.3SECTION 600.303
     600.303 Deviations.
10:4.0.1.3.9.4.21.4SECTION 600.304
     600.304 Special award conditions.
10:4.0.1.3.9.4.21.5SECTION 600.305
     600.305 Debarment and suspension.
10:4.0.1.3.9.4.21.6SECTION 600.306
     600.306 Metric system of measurement.
10:4.0.1.3.9.4.22SUBJGRP 22
  Post-Award Requirements
10:4.0.1.3.9.4.22.7SECTION 600.310
     600.310 Purpose of financial and program management.
10:4.0.1.3.9.4.22.8SECTION 600.311
     600.311 Standards for financial management systems.
10:4.0.1.3.9.4.22.9SECTION 600.312
     600.312 Payment.
10:4.0.1.3.9.4.22.10SECTION 600.313
     600.313 Cost sharing or matching.
10:4.0.1.3.9.4.22.11SECTION 600.314
     600.314 Program income.
10:4.0.1.3.9.4.22.12SECTION 600.315
     600.315 Revision of budget and program plans.
10:4.0.1.3.9.4.22.13SECTION 600.316
     600.316 Audits.
10:4.0.1.3.9.4.22.14SECTION 600.317
     600.317 Allowable costs.
10:4.0.1.3.9.4.22.15SECTION 600.318
     600.318 Fee and profit.
10:4.0.1.3.9.4.22.16SECTION 600.320
     600.320 Purpose of property standards.
10:4.0.1.3.9.4.22.17SECTION 600.321
     600.321 Real property and equipment.
10:4.0.1.3.9.4.22.18SECTION 600.322
     600.322 Federally owned property.
10:4.0.1.3.9.4.22.19SECTION 600.323
     600.323 Property management system.
10:4.0.1.3.9.4.22.20SECTION 600.324
     600.324 Supplies.
10:4.0.1.3.9.4.22.21SECTION 600.325
     600.325 Intellectual property.
10:4.0.1.3.9.4.22.22SECTION 600.330
     600.330 Purpose of procurement standards.
10:4.0.1.3.9.4.22.23SECTION 600.331
     600.331 Requirements.
10:4.0.1.3.9.4.22.24SECTION 600.340
     600.340 Purpose of reports and records.
10:4.0.1.3.9.4.22.25SECTION 600.341
     600.341 Monitoring and reporting program and financial performance.
10:4.0.1.3.9.4.22.26SECTION 600.342
     600.342 Retention and access requirements for records.
10:4.0.1.3.9.4.22.27SECTION 600.350
     600.350 Purpose of termination and enforcement.
10:4.0.1.3.9.4.22.28SECTION 600.351
     600.351 Termination.
10:4.0.1.3.9.4.22.29SECTION 600.352
     600.352 Enforcement.
10:4.0.1.3.9.4.22.30SECTION 600.353
     600.353 Disputes and appeals.
10:4.0.1.3.9.4.23SUBJGRP 23
  After-the-Award Requirements
10:4.0.1.3.9.4.23.31SECTION 600.360
     600.360 Purpose.
10:4.0.1.3.9.4.23.32SECTION 600.361
     600.361 Closeout procedures.
10:4.0.1.3.9.4.23.33SECTION 600.362
     600.362 Subsequent adjustments and continuing responsibilities.
10:4.0.1.3.9.4.23.34SECTION 600.363
     600.363 Collection of amounts due.
10:4.0.1.3.9.4.24SUBJGRP 24
  Additional Provisions
10:4.0.1.3.9.4.24.35SECTION 600.380
     600.380 Purpose.
10:4.0.1.3.9.4.24.36SECTION 600.381
     600.381 Special provisions for Small Business Innovation Research Grants.
10:4.0.1.3.9.4.25.37.4APPENDIX Appendix A
  Appendix A to Subpart D of Part 600 - Patent and Data Provisions
10:4.0.1.3.9.4.25.37.5APPENDIX Appendix B
  Appendix B to Subpart D of Part 600 - Contract Provisions
10:4.0.1.3.9.5SUBPART E
Subpart E [Reserved]
10:4.0.1.3.9.6SUBPART F
Subpart F - Eligibility Determination for Certain Financial Assistance Programs - General Statement of Policy
10:4.0.1.3.9.6.25.1SECTION 600.500
     600.500 Purpose and scope.
10:4.0.1.3.9.6.25.2SECTION 600.501
     600.501 Definitions.
10:4.0.1.3.9.6.25.3SECTION 600.502
     600.502 What must DOE determine.
10:4.0.1.3.9.6.25.4SECTION 600.503
     600.503 Determining the economic interest of the United States.
10:4.0.1.3.9.6.25.5SECTION 600.504
     600.504 Information an applicant must submit.
10:4.0.1.3.9.6.25.6SECTION 600.505
     600.505 Other information DOE may consider.
10:4.0.1.3.9.6.25.7.6APPENDIX Appendix A
  Appendix A to Part 600 - Generally Applicable Requirements
10:4.0.1.3.9.6.25.7.7APPENDIX Appendix B
  Appendix B to Part 600 - Audit Report Distributees
10:4.0.1.3.10PART 601
PART 601 - NEW RESTRICTIONS ON LOBBYING
10:4.0.1.3.10.1SUBPART A
Subpart A - General
10:4.0.1.3.10.1.25.1SECTION 601.100
     601.100 Conditions on use of funds.
10:4.0.1.3.10.1.25.2SECTION 601.105
     601.105 Definitions.
10:4.0.1.3.10.1.25.3SECTION 601.110
     601.110 Certification and disclosure.
10:4.0.1.3.10.2SUBPART B
Subpart B - Activities by Own Employees
10:4.0.1.3.10.2.25.1SECTION 601.200
     601.200 Agency and legislative liaison.
10:4.0.1.3.10.2.25.2SECTION 601.205
     601.205 Professional and technical services.
10:4.0.1.3.10.2.25.3SECTION 601.210
     601.210 Reporting.
10:4.0.1.3.10.3SUBPART C
Subpart C - Activities by Other Than Own Employees
10:4.0.1.3.10.3.25.1SECTION 601.300
     601.300 Professional and technical services.
10:4.0.1.3.10.4SUBPART D
Subpart D - Penalties and Enforcement
10:4.0.1.3.10.4.25.1SECTION 601.400
     601.400 Penalties.
10:4.0.1.3.10.4.25.2SECTION 601.405
     601.405 Penalty procedures.
10:4.0.1.3.10.4.25.3SECTION 601.410
     601.410 Enforcement.
10:4.0.1.3.10.5SUBPART E
Subpart E - Exemptions
10:4.0.1.3.10.5.25.1SECTION 601.500
     601.500 Secretary of Defense.
10:4.0.1.3.10.6SUBPART F
Subpart F - Agency Reports
10:4.0.1.3.10.6.25.1SECTION 601.600
     601.600 Semi-annual compilation.
10:4.0.1.3.10.6.25.2SECTION 601.605
     601.605 Inspector General report.
10:4.0.1.3.10.6.25.3.8APPENDIX Appendix A
  Appendix A to Part 601 - Certification Regarding Lobbying
10:4.0.1.3.10.6.25.3.9APPENDIX Appendix B
  Appendix B to Part 601 - Disclosure Form To Report Lobbying
10:4.0.1.3.11PART 602
PART 602 - EPIDEMIOLOGY AND OTHER HEALTH STUDIES FINANCIAL ASSISTANCE PROGRAM
10:4.0.1.3.11.0.25.1SECTION 602.1
     602.1 Purpose and scope.
10:4.0.1.3.11.0.25.2SECTION 602.2
     602.2 Applicability.
10:4.0.1.3.11.0.25.3SECTION 602.3
     602.3 Definitions.
10:4.0.1.3.11.0.25.4SECTION 602.4
     602.4 Exceptions.
10:4.0.1.3.11.0.25.5SECTION 602.5
     602.5 Epidemiology and Other Health Studies Financial Assistance Program.
10:4.0.1.3.11.0.25.6SECTION 602.6
     602.6 Eligibility.
10:4.0.1.3.11.0.25.7SECTION 602.7
     602.7 Solicitation.
10:4.0.1.3.11.0.25.8SECTION 602.8
     602.8 Application requirements.
10:4.0.1.3.11.0.25.9SECTION 602.9
     602.9 Application evaluation and selection.
10:4.0.1.3.11.0.25.10SECTION 602.10
     602.10 Additional requirements.
10:4.0.1.3.11.0.25.11SECTION 602.11
     602.11 Funding.
10:4.0.1.3.11.0.25.12SECTION 602.12
     602.12 Cost sharing.
10:4.0.1.3.11.0.25.13SECTION 602.13
     602.13 Limitation of DOE liability.
10:4.0.1.3.11.0.25.14SECTION 602.14
     602.14 Fee.
10:4.0.1.3.11.0.25.15SECTION 602.15
     602.15 Indirect cost limitations.
10:4.0.1.3.11.0.25.16SECTION 602.16
     602.16 National security.
10:4.0.1.3.11.0.25.17SECTION 602.17
     602.17 Continuation funding and reporting requirements.
10:4.0.1.3.11.0.25.18SECTION 602.18
     602.18 Dissemination of results.
10:4.0.1.3.11.0.25.19SECTION 602.19
     602.19 Records and data.
10:4.0.1.3.11.0.25.20.10APPENDIX Appendix A
  Appendix A to Part 602 - Schedule of Renewal Applications and Reports
10:4.0.1.3.12PART 603
PART 603 - TECHNOLOGY INVESTMENT AGREEMENTS
10:4.0.1.3.12.1SUBPART A
Subpart A - General
10:4.0.1.3.12.1.42.1SECTION 603.100
     603.100 Purpose.
10:4.0.1.3.12.1.42.2SECTION 603.105
     603.105 Description.
10:4.0.1.3.12.1.42.3SECTION 603.110
     603.110 Use of TIAs.
10:4.0.1.3.12.1.42.4SECTION 603.115
     603.115 Approval requirements.
10:4.0.1.3.12.1.42.5SECTION 603.120
     603.120 Contracting officer warrant requirements.
10:4.0.1.3.12.1.42.6SECTION 603.125
     603.125 Applicability of other parts of the DOE Assistance Regulations.
10:4.0.1.3.12.2SUBPART B
Subpart B - Appropriate Use of Technology Investment Agreements
10:4.0.1.3.12.2.42.1SECTION 603.200
     603.200 Contracting officer responsibilities.
10:4.0.1.3.12.2.42.2SECTION 603.205
     603.205 Nature of the project.
10:4.0.1.3.12.2.42.3SECTION 603.210
     603.210 Recipients.
10:4.0.1.3.12.2.42.4SECTION 603.215
     603.215 Recipient's commitment and cost sharing.
10:4.0.1.3.12.2.42.5SECTION 603.220
     603.220 Government participation.
10:4.0.1.3.12.2.42.6SECTION 603.225
     603.225 Benefits of using a TIA.
10:4.0.1.3.12.2.42.7SECTION 603.230
     603.230 Fee or profit.
10:4.0.1.3.12.3SUBPART C
Subpart C - Requirements for Expenditure-Based and Fixed-Support Technology Investment Agreements
10:4.0.1.3.12.3.42.1SECTION 603.300
     603.300 Difference between an expenditure-based and a fixed-support TIA.
10:4.0.1.3.12.3.42.2SECTION 603.305
     603.305 Use of a fixed-support TIA.
10:4.0.1.3.12.3.42.3SECTION 603.310
     603.310 Use of an expenditure-based TIA.
10:4.0.1.3.12.3.42.4SECTION 603.315
     603.315 Advantages of a fixed-support TIA.
10:4.0.1.3.12.4SUBPART D
Subpart D - Competition Phase
10:4.0.1.3.12.4.42.1SECTION 603.400
     603.400 Competitive procedures.
10:4.0.1.3.12.4.42.2SECTION 603.405
     603.405 Announcement format.
10:4.0.1.3.12.4.42.3SECTION 603.410
     603.410 Announcement content.
10:4.0.1.3.12.4.42.4SECTION 603.415
     603.415 Cost sharing.
10:4.0.1.3.12.4.42.5SECTION 603.420
     603.420 Disclosure of information.
10:4.0.1.3.12.5SUBPART E
Subpart E - Pre-Award Business Evaluation
10:4.0.1.3.12.5.42SUBJGRP 42
  Recipient Qualification
10:4.0.1.3.12.5.42.1SECTION 603.500
     603.500 Pre-award business evaluation.
10:4.0.1.3.12.5.42.2SECTION 603.505
     603.505 Program resources.
10:4.0.1.3.12.5.42.3SECTION 603.510
     603.510 Recipient qualifications.
10:4.0.1.3.12.5.42.4SECTION 603.515
     603.515 Qualification of a consortium.
10:4.0.1.3.12.5.43SUBJGRP 43
  Total Funding
10:4.0.1.3.12.5.43.5SECTION 603.520
     603.520 Reasonableness of total project funding.
10:4.0.1.3.12.5.44SUBJGRP 44
  Cost Sharing
10:4.0.1.3.12.5.44.6SECTION 603.525
     603.525 Value and reasonableness of the recipient's cost sharing contribution.
10:4.0.1.3.12.5.44.7SECTION 603.530
     603.530 Acceptable cost sharing.
10:4.0.1.3.12.5.44.8SECTION 603.535
     603.535 Value of proposed real property or equipment.
10:4.0.1.3.12.5.44.9SECTION 603.540
     603.540 Acceptability of fully depreciated real property or equipment.
10:4.0.1.3.12.5.44.10SECTION 603.545
     603.545 Acceptability of costs of prior RD&D.
10:4.0.1.3.12.5.44.11SECTION 603.550
     603.550 Acceptability of intellectual property.
10:4.0.1.3.12.5.44.12SECTION 603.555
     603.555 Value of other contributions.
10:4.0.1.3.12.5.45SUBJGRP 45
  Fixed-Support or Expenditure-Based Approach
10:4.0.1.3.12.5.45.13SECTION 603.560
     603.560 Estimate of project expenditures.
10:4.0.1.3.12.5.45.14SECTION 603.565
     603.565 Use of a hybrid instrument.
10:4.0.1.3.12.5.46SUBJGRP 46
  Accounting, Payments, and Recovery of Funds
10:4.0.1.3.12.5.46.15SECTION 603.570
     603.570 Determining milestone payment amounts.
10:4.0.1.3.12.5.46.16SECTION 603.575
     603.575 Repayment of Federal cost share.
10:4.0.1.3.12.6SUBPART F
Subpart F - Award Terms Affecting Participants' Financial, Property, and Purchasing Systems
10:4.0.1.3.12.6.47SUBJGRP 47
  Financial Matters
10:4.0.1.3.12.6.47.1SECTION 603.600
     603.600 Administrative matters.
10:4.0.1.3.12.6.47.2SECTION 603.605
     603.605 General policy.
10:4.0.1.3.12.6.47.3SECTION 603.610
     603.610 Flow down requirements.
10:4.0.1.3.12.6.47.4SECTION 603.615
     603.615 Financial management standards for-profit firms.
10:4.0.1.3.12.6.47.5SECTION 603.620
     603.620 Financial management standards for nonprofit participants.
10:4.0.1.3.12.6.47.6SECTION 603.625
     603.625 Cost principles or standards applicable to for-profit participants.
10:4.0.1.3.12.6.47.7SECTION 603.630
     603.630 Use Federally approved indirect cost rates for for-profit firms.
10:4.0.1.3.12.6.47.8SECTION 603.635
     603.635 Cost principles for nonprofit participants.
10:4.0.1.3.12.6.47.9SECTION 603.640
     603.640 Audits of for-profit participants.
10:4.0.1.3.12.6.47.10SECTION 603.645
     603.645 Periodic audits and award-specific audits of for-profit participants.
10:4.0.1.3.12.6.47.11SECTION 603.650
     603.650 Designation of auditor for for-profit participants.
10:4.0.1.3.12.6.47.12SECTION 603.655
     603.655 Frequency of periodic audits of for-profit participants.
10:4.0.1.3.12.6.47.13SECTION 603.660
     603.660 Other audit requirements.
10:4.0.1.3.12.6.47.14SECTION 603.665
     603.665 Periodic audits of nonprofit participants.
10:4.0.1.3.12.6.47.15SECTION 603.670
     603.670 Flow down audit requirements to subrecipients.
10:4.0.1.3.12.6.47.16SECTION 603.675
     603.675 Reporting use of IPA for subawards.
10:4.0.1.3.12.6.48SUBJGRP 48
  Property
10:4.0.1.3.12.6.48.17SECTION 603.680
     603.680 Purchase of real property and equipment by for-profit firms.
10:4.0.1.3.12.6.48.18SECTION 603.685
     603.685 Management of real property and equipment by nonprofit participants.
10:4.0.1.3.12.6.48.19SECTION 603.690
     603.690 Requirements for Federally-owned property.
10:4.0.1.3.12.6.48.20SECTION 603.695
     603.695 Requirements for supplies.
10:4.0.1.3.12.6.49SUBJGRP 49
  Purchasing
10:4.0.1.3.12.6.49.21SECTION 603.700
     603.700 Standards for purchasing systems of for-profit firms.
10:4.0.1.3.12.6.49.22SECTION 603.705
     603.705 Standards for purchasing systems of nonprofit organizations.
10:4.0.1.3.12.7SUBPART G
Subpart G - Award Terms Related to Other Administrative Matters
10:4.0.1.3.12.7.50SUBJGRP 50
  Payments
10:4.0.1.3.12.7.50.1SECTION 603.800
     603.800 Scope.
10:4.0.1.3.12.7.50.2SECTION 603.805
     603.805 Payment methods.
10:4.0.1.3.12.7.50.3SECTION 603.810
     603.810 Method and frequency of payment requests.
10:4.0.1.3.12.7.50.4SECTION 603.815
     603.815 Withholding payments.
10:4.0.1.3.12.7.50.5SECTION 603.820
     603.820 Interest on advance payments.
10:4.0.1.3.12.7.51SUBJGRP 51
  Revision of Budget and Program Plans
10:4.0.1.3.12.7.51.6SECTION 603.825
     603.825 Government approval of changes in plans.
10:4.0.1.3.12.7.51.7SECTION 603.830
     603.830 Pre-award costs.
10:4.0.1.3.12.7.52SUBJGRP 52
  Program Income
10:4.0.1.3.12.7.52.8SECTION 603.835
     603.835 Program income requirements.
10:4.0.1.3.12.7.53SUBJGRP 53
  Intellectual Property
10:4.0.1.3.12.7.53.9SECTION 603.840
     603.840 Negotiating data and patent rights.
10:4.0.1.3.12.7.53.10SECTION 603.845
     603.845 Data rights requirements.
10:4.0.1.3.12.7.53.11SECTION 603.850
     603.850 Marking of data.
10:4.0.1.3.12.7.53.12SECTION 603.855
     603.855 Protected data.
10:4.0.1.3.12.7.53.13SECTION 603.860
     603.860 Rights to inventions.
10:4.0.1.3.12.7.53.14SECTION 603.865
     603.865 March-in rights.
10:4.0.1.3.12.7.53.15SECTION 603.870
     603.870 Marking of documents related to inventions.
10:4.0.1.3.12.7.53.16SECTION 603.875
     603.875 Foreign access to technology and U.S. competitiveness provisions.
10:4.0.1.3.12.7.54SUBJGRP 54
  Financial and Programmatic Reporting
10:4.0.1.3.12.7.54.17SECTION 603.880
     603.880 Reports requirements.
10:4.0.1.3.12.7.54.18SECTION 603.885
     603.885 Updated program plans and budgets.
10:4.0.1.3.12.7.54.19SECTION 603.890
     603.890 Final performance report.
10:4.0.1.3.12.7.54.20SECTION 603.895
     603.895 Protection of information in programmatic reports.
10:4.0.1.3.12.7.54.21SECTION 603.900
     603.900 Receipt of final performance report.
10:4.0.1.3.12.7.55SUBJGRP 55
  Records Retention and Access Requirements
10:4.0.1.3.12.7.55.22SECTION 603.905
     603.905 Record retention requirements.
10:4.0.1.3.12.7.55.23SECTION 603.910
     603.910 Access to a for-profit participant's records.
10:4.0.1.3.12.7.55.24SECTION 603.915
     603.915 Access to a nonprofit participant's records.
10:4.0.1.3.12.7.56SUBJGRP 56
  Termination and Enforcement
10:4.0.1.3.12.7.56.25SECTION 603.920
     603.920 Termination and enforcement requirements.
10:4.0.1.3.12.8SUBPART H
Subpart H - Executing the Award
10:4.0.1.3.12.8.57SUBJGRP 57
  The Award Document
10:4.0.1.3.12.8.57.1SECTION 603.1000
     603.1000 Contracting officer's responsibilities at time of award.
10:4.0.1.3.12.8.57.2SECTION 603.1005
     603.1005 General responsibilities.
10:4.0.1.3.12.8.57.3SECTION 603.1010
     603.1010 Substantive issues.
10:4.0.1.3.12.8.57.4SECTION 603.1015
     603.1015 Execution.
10:4.0.1.3.12.8.58SUBJGRP 58
  Reporting Information About the Award
10:4.0.1.3.12.8.58.5SECTION 603.1020
     603.1020 File documents.
10:4.0.1.3.12.9SUBPART I
Subpart I - Post-Award Administration
10:4.0.1.3.12.9.59.1SECTION 603.1100
     603.1100 Contracting officer's post-award responsibilities.
10:4.0.1.3.12.9.59.2SECTION 603.1105
     603.1105 Advance payments or payable milestones.
10:4.0.1.3.12.9.59.3SECTION 603.1110
     603.1110 Other payment responsibilities.
10:4.0.1.3.12.9.59.4SECTION 603.1115
     603.1115 Single audits.
10:4.0.1.3.12.9.59.5SECTION 603.1120
     603.1120 Award-specific audits.
10:4.0.1.3.12.10SUBPART J
Subpart J - Definitions of Terms Used in this Part
10:4.0.1.3.12.10.59.1SECTION 603.1200
     603.1200 Definitions.
10:4.0.1.3.12.10.59.2SECTION 603.1205
     603.1205 Advance.
10:4.0.1.3.12.10.59.3SECTION 603.1210
     603.1210 Articles of collaboration.
10:4.0.1.3.12.10.59.4SECTION 603.1215
     603.1215 Assistance.
10:4.0.1.3.12.10.59.5SECTION 603.1220
     603.1220 Award-specific audit.
10:4.0.1.3.12.10.59.6SECTION 603.1225
     603.1225 Cash contributions.
10:4.0.1.3.12.10.59.7SECTION 603.1230
     603.1230 Commercial firm.
10:4.0.1.3.12.10.59.8SECTION 603.1235
     603.1235 Consortium.
10:4.0.1.3.12.10.59.9SECTION 603.1240
     603.1240 Cooperative agreement.
10:4.0.1.3.12.10.59.10SECTION 603.1245
     603.1245 Cost sharing.
10:4.0.1.3.12.10.59.11SECTION 603.1250
     603.1250 Data.
10:4.0.1.3.12.10.59.12SECTION 603.1255
     603.1255 Equipment.
10:4.0.1.3.12.10.59.13SECTION 603.1260
     603.1260 Expenditure-based award.
10:4.0.1.3.12.10.59.14SECTION 603.1265
     603.1265 Expenditures or outlays.
10:4.0.1.3.12.10.59.15SECTION 603.1270
     603.1270 Grant.
10:4.0.1.3.12.10.59.16SECTION 603.1275
     603.1275 In-kind contributions.
10:4.0.1.3.12.10.59.17SECTION 603.1280
     603.1280 Institution of higher education.
10:4.0.1.3.12.10.59.18SECTION 603.1285
     603.1285 Intellectual property.
10:4.0.1.3.12.10.59.19SECTION 603.1290
     603.1290 Participant.
10:4.0.1.3.12.10.59.20SECTION 603.1295
     603.1295 Periodic audit.
10:4.0.1.3.12.10.59.21SECTION 603.1300
     603.1300 Procurement contract.
10:4.0.1.3.12.10.59.22SECTION 603.1305
     603.1305 Program income.
10:4.0.1.3.12.10.59.23SECTION 603.1310
     603.1310 Program official.
10:4.0.1.3.12.10.59.24SECTION 603.1315
     603.1315 Property.
10:4.0.1.3.12.10.59.25SECTION 603.1320
     603.1320 Real property.
10:4.0.1.3.12.10.59.26SECTION 603.1325
     603.1325 Recipient.
10:4.0.1.3.12.10.59.27SECTION 603.1330
     603.1330 Supplies.
10:4.0.1.3.12.10.59.28SECTION 603.1335
     603.1335 Termination.
10:4.0.1.3.12.10.59.29SECTION 603.1340
     603.1340 Technology investment agreement.
10:4.0.1.3.12.10.59.30.11APPENDIX Appendix A
  Appendix A to Part 603 - Applicable Federal Statutes, Executive Orders, and Government-wide Regulations
10:4.0.1.3.12.10.59.30.12APPENDIX Appendix B
  Appendix B to Part 603 - Flow Down Requirements for Purchases of Goods and Services
10:4.0.1.3.13PART 605
PART 605 - THE OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM
10:4.0.1.3.13.0.59.1SECTION 605.1
     605.1 Purpose and scope.
10:4.0.1.3.13.0.59.2SECTION 605.2
     605.2 Applicability.
10:4.0.1.3.13.0.59.3SECTION 605.3
     605.3 Definitions.
10:4.0.1.3.13.0.59.4SECTION 605.4
     605.4 Exceptions.
10:4.0.1.3.13.0.59.5SECTION 605.5
     605.5 The Office of Science Financial Assistance Program.
10:4.0.1.3.13.0.59.6SECTION 605.6
     605.6 Eligibility.
10:4.0.1.3.13.0.59.7SECTION 605.7
     605.7 [Reserved]
10:4.0.1.3.13.0.59.8SECTION 605.8
     605.8 Solicitation.
10:4.0.1.3.13.0.59.9SECTION 605.9
     605.9 Application requirements.
10:4.0.1.3.13.0.59.10SECTION 605.10
     605.10 Application evaluation and selection.
10:4.0.1.3.13.0.59.11SECTION 605.11
     605.11 Additional requirements.
10:4.0.1.3.13.0.59.12SECTION 605.12
     605.12 Funding.
10:4.0.1.3.13.0.59.13SECTION 605.13
     605.13 Cost sharing.
10:4.0.1.3.13.0.59.14SECTION 605.14
     605.14 Limitation of DOE liability.
10:4.0.1.3.13.0.59.15SECTION 605.15
     605.15 Fee.
10:4.0.1.3.13.0.59.16SECTION 605.16
     605.16 Indirect cost limitations.
10:4.0.1.3.13.0.59.17SECTION 605.17
     605.17 [Reserved]
10:4.0.1.3.13.0.59.18SECTION 605.18
     605.18 National security.
10:4.0.1.3.13.0.59.19SECTION 605.19
     605.19 Continuation funding and reporting requirements.
10:4.0.1.3.13.0.59.20SECTION 605.20
     605.20 Dissemination of results.
10:4.0.1.3.13.0.59.21.13APPENDIX Appendix A
  Appendix A to Part 605 - The Energy Research Program Office Descriptions
10:4.0.1.3.14PART 609
PART 609 - LOAN GUARANTEES FOR PROJECTS THAT EMPLOY INNOVATIVE TECHNOLOGIES
10:4.0.1.3.14.0.59.1SECTION 609.1
     609.1 Purpose and scope.
10:4.0.1.3.14.0.59.2SECTION 609.2
     609.2 Definitions and interpretation.
10:4.0.1.3.14.0.59.3SECTION 609.3
     609.3 Solicitations.
10:4.0.1.3.14.0.59.4SECTION 609.4
     609.4 Submission of applications.
10:4.0.1.3.14.0.59.5SECTION 609.5
     609.5 Programmatic, technical and financial evaluation of applications.
10:4.0.1.3.14.0.59.6SECTION 609.6
     609.6 Term sheets and conditional commitments.
10:4.0.1.3.14.0.59.7SECTION 609.7
     609.7 Closing on the loan guarantee agreement.
10:4.0.1.3.14.0.59.8SECTION 609.8
     609.8 Loan guarantee agreement.
10:4.0.1.3.14.0.59.9SECTION 609.9
     609.9 Lender servicing requirements.
10:4.0.1.3.14.0.59.10SECTION 609.10
     609.10 Project costs.
10:4.0.1.3.14.0.59.11SECTION 609.11
     609.11 Fees and charges.
10:4.0.1.3.14.0.59.12SECTION 609.12
     609.12 Full faith and credit and incontestability.
10:4.0.1.3.14.0.59.13SECTION 609.13
     609.13 Default, demand, payment, and foreclosure on collateral.
10:4.0.1.3.14.0.59.14SECTION 609.14
     609.14 Preservation of collateral.
10:4.0.1.3.14.0.59.15SECTION 609.15
     609.15 Audit and access to records.
10:4.0.1.3.14.0.59.16SECTION 609.16
     609.16 Deviations.
10:4.0.1.3.15PART 611
PART 611 - ADVANCED TECHNOLOGY VEHICLES MANUFACTURER ASSISTANCE PROGRAM
10:4.0.1.3.15.1SUBPART A
Subpart A - General
10:4.0.1.3.15.1.59.1SECTION 611.1
     611.1 Purpose.
10:4.0.1.3.15.1.59.2SECTION 611.2
     611.2 Definitions.
10:4.0.1.3.15.1.59.3SECTION 611.3
     611.3 Advanced technology vehicle.
10:4.0.1.3.15.2SUBPART B
Subpart B - Direct Loan Program
10:4.0.1.3.15.2.59.1SECTION 611.100
     611.100 Eligible applicant.
10:4.0.1.3.15.2.59.2SECTION 611.101
     611.101 Application.
10:4.0.1.3.15.2.59.3SECTION 611.102
     611.102 Eligible project costs.
10:4.0.1.3.15.2.59.4SECTION 611.103
     611.103 Application evaluation.
10:4.0.1.3.15.2.59.5SECTION 611.104
     611.104 [Reserved]
10:4.0.1.3.15.2.59.6SECTION 611.105
     611.105 Agreement.
10:4.0.1.3.15.2.59.7SECTION 611.106
     611.106 Environmental requirements.
10:4.0.1.3.15.2.59.8SECTION 611.107
     611.107 Loan terms.
10:4.0.1.3.15.2.59.9SECTION 611.108
     611.108 Perfection of liens and preservation of collateral.
10:4.0.1.3.15.2.59.10SECTION 611.109
     611.109 Audit and access to records.
10:4.0.1.3.15.2.59.11SECTION 611.110
     611.110 Assignment or transfer of loans.
10:4.0.1.3.15.2.59.12SECTION 611.111
     611.111 Default, demand, payment, and collateral liquidation.
10:4.0.1.3.15.2.59.13SECTION 611.112
     611.112 Termination of obligations.
10:4.0.1.3.15.3SUBPART C
Subpart C - Facility/Funding Awards
10:4.0.1.3.15.3.59.1SECTION 611.200
     611.200 Purpose and scope.
10:4.0.1.3.15.3.59.2SECTION 611.201
     611.201 Applicability.
10:4.0.1.3.15.3.59.3SECTION 611.202
     611.202 Advanced Technology Vehicle Manufacturing Facility Award Program.
10:4.0.1.3.15.3.59.4SECTION 611.203
     611.203 Eligibility.
10:4.0.1.3.15.3.59.5SECTION 611.204
     611.204 Awards.
10:4.0.1.3.15.3.59.6SECTION 611.205
     611.205 Period of award availability.
10:4.0.1.3.15.3.59.7SECTION 611.206
     611.206 Existing facilities.
10:4.0.1.3.15.3.59.8SECTION 611.207
     611.207 Small automobile and component manufacturers.
10:4.0.1.3.15.3.59.9SECTION 611.208-611.209
     611.208-611.209 [Reserved]