Title 17

PART 200 SUBPART a

Subpart A - Organization and Program Management Authority:15 U.S.C. 77c, 77o, 77s, 77z-3, 77sss, 78d, 78d-1, 78d-2, 78o-4, 78w, 78ll(d), 78mm, 80a-37, 80b-11, 7202, and 7211 et seq., unless otherwise noted.

Section 200.16a is also issued under Sec. 989B of Pub. L. 111-203 (2010), 124 Stat. 1376; and 5 U.S.C. App. (Inspector General Act of 1978) Sec. 8G.

Sections 200.27 and 200.30-6 are also issued under 15 U.S.C. 77e, 77f, 77g, 77h, 77j, 77q, 77u, 78e, 78g, 78h, 78i, 78k, 78m, 78o, 78o-4, 78q, 78q-1, 78t-1, 78u, 77hhh, 77uuu, 80a-41, 80b-5, and 80b-9.

Section 200.30-1 is also issued under 15 U.S.C. 77f, 77g, 77h, 77j, 78c(b) 78l, 78m, 78n, 78o(d).

Section 200.30-3 is also issued under 15 U.S.C. 78b, 78d, 78f, 78k-1, 78q, 78s, and 78eee.

Section 200.30-5 is also issued under 15 U.S.C. 77f, 77g, 77h, 77j, 78c(b), 78l, 78m, 78n, 78o(d), 80a-8, 80a-20, 80a-24, 80a-29, 80b-3, 80b-4.

Section 240.15l-1 is also issued under Pub. L. 111-203, sec. 913, 124 Stat. 1376, 1827 (2010).

Source:27 FR 12712, Dec. 22, 1962, unless otherwise noted.

• Authority:
• Source:

17:3.0.1.1.1.1.2	SUBJGRP 2	General Organization
17:3.0.1.1.1.1.2.1	SECTION 200.1	200.1 General statement and statutory authority.
17:3.0.1.1.1.1.2.2	SECTION 200.2	200.2 Statutory functions.
17:3.0.1.1.1.1.2.3	SECTION 200.10	200.10 The Commission.
17:3.0.1.1.1.1.2.4	SECTION 200.11	200.11 Headquarters Office - Regional Office relationships.
17:3.0.1.1.1.1.2.5	SECTION 200.12	200.12 Functional responsibilities.
17:3.0.1.1.1.1.2.6	SECTION 200.13	200.13 Chief Operating Officer.
17:3.0.1.1.1.1.2.7	SECTION 200.13a	200.13a The Secretary of the Commission.
17:3.0.1.1.1.1.2.8	SECTION 200.13b	200.13b Director of the Office of Public Affairs.
17:3.0.1.1.1.1.2.9	SECTION 200.14	200.14 Office of Administrative Law Judges.
17:3.0.1.1.1.1.2.10	SECTION 200.15	200.15 Office of International Affairs.
17:3.0.1.1.1.1.2.11	SECTION 200.16	200.16 [Reserved]
17:3.0.1.1.1.1.2.12	SECTION 200.16a	200.16a Inspector General.
17:3.0.1.1.1.1.2.13	SECTION 200.17	200.17 [Reserved]
17:3.0.1.1.1.1.2.14	SECTION 200.18	200.18 Director of Division of Corporation Finance.
17:3.0.1.1.1.1.2.15	SECTION 200.19a	200.19a Director of the Division of Trading and Markets.
17:3.0.1.1.1.1.2.16	SECTION 200.19b	200.19b Director of the Division of Enforcement.
17:3.0.1.1.1.1.2.17	SECTION 200.19c	200.19c Director of the Division of Examinations.
17:3.0.1.1.1.1.2.18	SECTION 200.19d	200.19d Director of the Office of Municipal Securities.
17:3.0.1.1.1.1.2.19	SECTION 200.19e	200.19e Director of the Office of Credit Ratings.
17:3.0.1.1.1.1.2.20	SECTION 200.20a	200.20a [Reserved]
17:3.0.1.1.1.1.2.21	SECTION 200.20b	200.20b Director of Division of Investment Management.
17:3.0.1.1.1.1.2.22	SECTION 200.21	200.21 The General Counsel.
17:3.0.1.1.1.1.2.23	SECTION 200.21a	200.21a The Ethics Counsel.
17:3.0.1.1.1.1.2.24	SECTION 200.22	200.22 The Chief Accountant.
17:3.0.1.1.1.1.2.25	SECTION 200.23a	200.23a Director of the Division of Economic and Risk Analysis and Chief Economist.
17:3.0.1.1.1.1.2.26	SECTION 200.23b	200.23b [Reserved]
17:3.0.1.1.1.1.2.27	SECTION 200.24	200.24 Office of Financial Management.
17:3.0.1.1.1.1.2.28	SECTION 200.24a	200.24a Director of the Office of Investor Education and Advocacy.
17:3.0.1.1.1.1.2.29	SECTION 200.25-200.26	200.25-200.26 [Reserved]
17:3.0.1.1.1.1.2.30	SECTION 200.26a	200.26a Office of Information Technology.
17:3.0.1.1.1.1.2.31	SECTION 200.27	200.27 The Regional Directors.
17:3.0.1.1.1.1.2.32	SECTION 200.28	200.28 Issuance of instructions.
17:3.0.1.1.1.1.2.33	SECTION 200.29	200.29 Rules.
17:3.0.1.1.1.1.2.34	SECTION 200.30-1	200.30-1 Delegation of authority to Director of Division of Corporation Finance.
17:3.0.1.1.1.1.2.35	SECTION 200.30-2	200.30-2 Delegation of authority to the Director of the Division of Economic and Risk Analysis and Chief Economist.
17:3.0.1.1.1.1.2.36	SECTION 200.30-3	200.30-3 Delegation of authority to Director of Division of Trading and Markets.
17:3.0.1.1.1.1.2.37	SECTION 200.30-3a	200.30-3a Delegation of authority to Director of the Office of Municipal Securities.
17:3.0.1.1.1.1.2.38	SECTION 200.30-3b	200.30-3b Delegation of authority to Director of the Office of Credit Ratings.
17:3.0.1.1.1.1.2.39	SECTION 200.30-4	200.30-4 Delegation of authority to Director of Division of Enforcement.
17:3.0.1.1.1.1.2.40	SECTION 200.30-5	200.30-5 Delegation of authority to Director of Division of Investment Management.
17:3.0.1.1.1.1.2.41	SECTION 200.30-6	200.30-6 Delegation of authority to Regional Directors.
17:3.0.1.1.1.1.2.42	SECTION 200.30-7	200.30-7 Delegation of authority to Secretary of the Commission.
17:3.0.1.1.1.1.2.43	SECTION 200.30-8	200.30-8 [Reserved]
17:3.0.1.1.1.1.2.44	SECTION 200.30-9	200.30-9 Delegation of authority to hearing officers.
17:3.0.1.1.1.1.2.45	SECTION 200.30-10	200.30-10 Delegation of authority to Chief Administrative Law Judge.
17:3.0.1.1.1.1.2.46	SECTION 200.30-11	200.30-11 Delegation of authority to the Chief Accountant.
17:3.0.1.1.1.1.2.47	SECTION 200.30-12	200.30-12 [Reserved]
17:3.0.1.1.1.1.2.48	SECTION 200.30-13	200.30-13 Delegation of authority to Chief Financial Officer.
17:3.0.1.1.1.1.2.49	SECTION 200.30-14	200.30-14 Delegation of authority to the General Counsel.
17:3.0.1.1.1.1.2.50	SECTION 200.30-15	200.30-15 Delegation of authority to Chief Operating Officer.
17:3.0.1.1.1.1.2.51	SECTION 200.30-16	200.30-16 [Reserved]
17:3.0.1.1.1.1.2.52	SECTION 200.30-17	200.30-17 Delegation of authority to Director of Office of International Affairs.
17:3.0.1.1.1.1.2.53	SECTION 200.30-18	200.30-18 Delegation of authority to Director of the Division of Examinations.
17:3.0.1.1.1.1.2.54	SECTION 200.30-19	200.30-19 Delegation of authority to Director of the EDGAR Business Office.

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