Subpart A—Organization and Program Management

Sections

• 200.1
  § 200.1 General statement and statutory authority.
• 200.2
  § 200.2 Statutory functions.
• 200.10
  § 200.10 The Commission.
• 200.11
  § 200.11 Headquarters Office—Regional Office relationships.
• 200.12
  § 200.12 Functional responsibilities.
• 200.13
  § 200.13 Chief Operating Officer.
• 200.13a
  § 200.13a The Secretary of the Commission.
• 200.13b
  § 200.13b Director of the Office of Public Affairs.
• 200.14
  § 200.14 Office of Administrative Law Judges.
• 200.15
  § 200.15 Office of International Affairs.
• 200.16
  § 200.16 [Reserved]
• 200.16a
  § 200.16a Inspector General.
• 200.17
  § 200.17 [Reserved]
• 200.18
  § 200.18 Director of Division of Corporation Finance.
• 200.19a
  § 200.19a Director of the Division of Trading and Markets.
• 200.19b
  § 200.19b Director of the Division of Enforcement.
• 200.19c
  § 200.19c Director of the Division of Examinations.
• 200.19d
  § 200.19d Director of the Office of Municipal Securities.
• 200.19e
  § 200.19e Director of the Office of Credit Ratings.
• 200.20a
  § 200.20a [Reserved]
• 200.20b
  § 200.20b Director of Division of Investment Management.
• 200.21
  § 200.21 The General Counsel.
• 200.21a
  § 200.21a The Ethics Counsel.
• 200.22
  § 200.22 The Chief Accountant.
• 200.23a
  § 200.23a Director of the Division of Economic and Risk Analysis and Chief Economist.
• 200.23b
  § 200.23b [Reserved]
• 200.24
  § 200.24 Office of Financial Management.
• 200.24a
  § 200.24a Director of the Office of Investor Education and Advocacy.
• 200.25-200.26
  §§ 200.25-200.26 [Reserved]
• 200.26a
  § 200.26a Office of Information Technology.
• 200.27
  § 200.27 The Regional Directors.
• 200.28
  § 200.28 Issuance of instructions.
• 200.29
  § 200.29 Rules.
• 200.30-1
  § 200.30-1 Delegation of authority to Director of Division of Corporation Finance.
• 200.30-2
  § 200.30-2 Delegation of authority to the Director of the Division of Economic and Risk Analysis and Chief Economist.
• 200.30-3
  § 200.30-3 Delegation of authority to Director of Division of Trading and Markets.
• 200.30-3a
  § 200.30-3a Delegation of authority to Director of the Office of Municipal Securities.
• 200.30-3b
  § 200.30-3b Delegation of authority to Director of the Office of Credit Ratings.
• 200.30-4
  § 200.30-4 Delegation of authority to Director of Division of Enforcement.
• 200.30-5
  § 200.30-5 Delegation of authority to Director of Division of Investment Management.
• 200.30-6
  § 200.30-6 Delegation of authority to Regional Directors.
• 200.30-7
  § 200.30-7 Delegation of authority to Secretary of the Commission.
• 200.30-8
  § 200.30-8 [Reserved]
• 200.30-9
  § 200.30-9 Delegation of authority to hearing officers.
• 200.30-10
  § 200.30-10 Delegation of authority to Chief Administrative Law Judge.
• 200.30-11
  § 200.30-11 Delegation of authority to the Chief Accountant.
• 200.30-12
  § 200.30-12 [Reserved]
• 200.30-13
  § 200.30-13 Delegation of authority to Chief Financial Officer.
• 200.30-14
  § 200.30-14 Delegation of authority to the General Counsel.
• 200.30-15
  § 200.30-15 Delegation of authority to Chief Operating Officer.
• 200.30-16
  § 200.30-16 [Reserved]
• 200.30-17
  § 200.30-17 Delegation of authority to Director of Office of International Affairs.
• 200.30-18
  § 200.30-18 Delegation of authority to Director of the Division of Examinations.
• 200.30-19
  § 200.30-19 Delegation of authority to Director of the EDGAR Business Office.