Title 12

PART 44 SUBPART B

Subpart B - Proprietary Trading

• 7 U.S.C. 27 et seq., 12 U.S.C. 1, 24, 92a, 93a, 161, 1461, 1462a, 1463, 1464, 1467a, 1813(q), 1818, 1851, 3101 3102, 3108, 5412.
• 79 FR 5779, 5804, Jan. 31, 2014, unless otherwise noted.

12:1.0.1.1.39.2.28.1	SECTION 44.3	44.3 Prohibition on proprietary trading.
12:1.0.1.1.39.2.28.2	SECTION 44.4	44.4 Permitted underwriting and market making-related activities.
12:1.0.1.1.39.2.28.3	SECTION 44.5	44.5 Permitted risk-mitigating hedging activities.
12:1.0.1.1.39.2.28.4	SECTION 44.6	44.6 Other permitted proprietary trading activities.
12:1.0.1.1.39.2.28.5	SECTION 44.7	44.7 Limitations on permitted proprietary trading activities.
12:1.0.1.1.39.2.28.6	SECTION 44.8-44.9	44.8-44.9 [Reserved]

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