Title 7

PART 4290 SUBPART i

Subpart I - Financing of Enterprises by RBICs

7:15.1.17.2.9.9.95SUBJGRP 95
Determining Eligibility of an Enterprise for RBIC Financing
7:15.1.17.2.9.9.95.1SECTION 4290.700
   4290.700 Requirements concerning types of enterprises to receive financing.
7:15.1.17.2.9.9.95.2SECTION 4290.720
   4290.720 Enterprises that may be ineligible for Financing.
7:15.1.17.2.9.9.95.3SECTION 4290.730
   4290.730 Financings which constitute conflicts of interest.
7:15.1.17.2.9.9.95.4SECTION 4290.740
   4290.740 Portfolio diversification (“overline” limitation).
7:15.1.17.2.9.9.95.5SECTION 4290.760
   4290.760 How a change in size or activity of a Portfolio Concern affects the RBIC and the Portfolio Concern.
7:15.1.17.2.9.9.96SUBJGRP 96
Structuring RBIC Financing of Eligible Enterprises - Types of Financings
7:15.1.17.2.9.9.96.6SECTION 4290.800
   4290.800 Financings in the form of Equity Securities.
7:15.1.17.2.9.9.96.7SECTION 4290.810
   4290.810 Financings in the form of Loans.
7:15.1.17.2.9.9.96.8SECTION 4290.815
   4290.815 Financings in the form of Debt Securities.
7:15.1.17.2.9.9.96.9SECTION 4290.820
   4290.820 Financings in the form of guarantees.
7:15.1.17.2.9.9.96.10SECTION 4290.825
   4290.825 Purchasing securities from an underwriter or other third party.
7:15.1.17.2.9.9.96.11SECTION 4290.830
   4290.830 Minimum term of Financing.
7:15.1.17.2.9.9.96.12SECTION 4290.835
   4290.835 Exceptions to minimum term of Financing.
7:15.1.17.2.9.9.96.13SECTION 4290.840
   4290.840 Maximum term of Financing.
7:15.1.17.2.9.9.96.14SECTION 4290.845
   4290.845 Maximum rate of amortization on Loans and Debt Securities.
7:15.1.17.2.9.9.96.15SECTION 4290.850
   4290.850 Restrictions on redemption of Equity Securities.
7:15.1.17.2.9.9.96.16SECTION 4290.860
   4290.860 Financing fees and expense reimbursements a RBIC may receive from an Enterprise.
7:15.1.17.2.9.9.96.17SECTION 4290.880
   4290.880 Assets acquired in liquidation of Portfolio securities.
7:15.1.17.2.9.9.97SUBJGRP 97
Limitations on Disposition of Assets
7:15.1.17.2.9.9.97.18SECTION 4290.885
   4290.885 Disposition of assets to RBIC's Associates or to competitors of Portfolio Concerns.
7:15.1.17.2.9.9.97.19SECTION 4290.900
   4290.900 Management fees for services provided to an Enterprise by RBIC or its Associate.