Title 9

Volume 1 CHAPTER I SUBCHAP A

Subchapter A - Animal Welfare

9:1.0.1.1.1	PART 1	PART 1 - DEFINITION OF TERMS
9:1.0.1.1.1.0.1.1	SECTION 1.1	1.1 Definitions.
9:1.0.1.1.2	PART 2	PART 2 - REGULATIONS
9:1.0.1.1.2.1	SUBPART A	Subpart A - Licensing
9:1.0.1.1.2.1.1.1	SECTION 2.1	2.1 Requirements and application.
9:1.0.1.1.2.1.1.2	SECTION 2.2	2.2 Acknowledgement of regulations and standards.
9:1.0.1.1.2.1.1.3	SECTION 2.3	2.3 Demonstration of compliance with standards and regulations.
9:1.0.1.1.2.1.1.4	SECTION 2.4	2.4 Non-interference with APHIS officials.
9:1.0.1.1.2.1.1.5	SECTION 2.5	2.5 Duration of license and termination of license.
9:1.0.1.1.2.1.1.6	SECTION 2.6-2.8	2.6-2.8 [Reserved]
9:1.0.1.1.2.1.1.7	SECTION 2.9	2.9 Officers, agents, and employees of licensees whose licenses have been suspended or revoked.
9:1.0.1.1.2.1.1.8	SECTION 2.10	2.10 Licensees whose licenses have been suspended or revoked.
9:1.0.1.1.2.1.1.9	SECTION 2.11	2.11 Denial of license application.
9:1.0.1.1.2.1.1.10	SECTION 2.12	2.12 Termination of a license.
9:1.0.1.1.2.1.1.11	SECTION 2.13	2.13 Appeal of inspection report.
9:1.0.1.1.2.2	SUBPART B	Subpart B - Registration
9:1.0.1.1.2.2.1.1	SECTION 2.25	2.25 Requirements and procedures.
9:1.0.1.1.2.2.1.2	SECTION 2.26	2.26 Acknowledgment of regulations and standards.
9:1.0.1.1.2.2.1.3	SECTION 2.27	2.27 Notification of change of operation.
9:1.0.1.1.2.3	SUBPART C	Subpart C - Research Facilities
9:1.0.1.1.2.3.1.1	SECTION 2.30	2.30 Registration.
9:1.0.1.1.2.3.1.2	SECTION 2.31	2.31 Institutional Animal Care and Use Committee (IACUC).
9:1.0.1.1.2.3.1.3	SECTION 2.32	2.32 Personnel qualifications.
9:1.0.1.1.2.3.1.4	SECTION 2.33	2.33 Attending veterinarian and adequate veterinary care.
9:1.0.1.1.2.3.1.5	SECTION 2.34	2.34 [Reserved]
9:1.0.1.1.2.3.1.6	SECTION 2.35	2.35 Recordkeeping requirements.
9:1.0.1.1.2.3.1.7	SECTION 2.36	2.36 Annual report.
9:1.0.1.1.2.3.1.8	SECTION 2.37	2.37 Federal research facilities.
9:1.0.1.1.2.3.1.9	SECTION 2.38	2.38 Miscellaneous.
9:1.0.1.1.2.4	SUBPART D	Subpart D - Attending Veterinarian and Adequate Veterinary Care
9:1.0.1.1.2.4.1.1	SECTION 2.40	2.40 Attending veterinarian and adequate veterinary care (dealers and exhibitors).
9:1.0.1.1.2.5	SUBPART E	Subpart E - Identification of Animals
9:1.0.1.1.2.5.1.1	SECTION 2.50	2.50 Time and method of identification.
9:1.0.1.1.2.5.1.2	SECTION 2.51	2.51 Form of official tag.
9:1.0.1.1.2.5.1.3	SECTION 2.52	2.52 How to obtain tags.
9:1.0.1.1.2.5.1.4	SECTION 2.53	2.53 Use of tags.
9:1.0.1.1.2.5.1.5	SECTION 2.54	2.54 Lost tags.
9:1.0.1.1.2.5.1.6	SECTION 2.55	2.55 Removal and disposal of tags.
9:1.0.1.1.2.6	SUBPART F	Subpart F - Stolen Animals
9:1.0.1.1.2.6.1.1	SECTION 2.60	2.60 Prohibition on the purchase, sale, use, or transportation of stolen animals.
9:1.0.1.1.2.7	SUBPART G	Subpart G - Records
9:1.0.1.1.2.7.1.1	SECTION 2.75	2.75 Records: Dealers and exhibitors.
9:1.0.1.1.2.7.1.2	SECTION 2.76	2.76 Records: Operators of auction sales and brokers.
9:1.0.1.1.2.7.1.3	SECTION 2.77	2.77 Records: Carriers and intermediate handlers.
9:1.0.1.1.2.7.1.4	SECTION 2.78	2.78 Health certification and identification.
9:1.0.1.1.2.7.1.5	SECTION 2.79	2.79 C.O.D. shipments.
9:1.0.1.1.2.7.1.6	SECTION 2.80	2.80 Records, disposition.
9:1.0.1.1.2.8	SUBPART H	Subpart H - Compliance With Standards and Holding Period
9:1.0.1.1.2.8.1.1	SECTION 2.100	2.100 Compliance with standards.
9:1.0.1.1.2.8.1.2	SECTION 2.101	2.101 Holding period.
9:1.0.1.1.2.8.1.3	SECTION 2.102	2.102 Holding facility.
9:1.0.1.1.2.9	SUBPART I	Subpart I - Miscellaneous
9:1.0.1.1.2.9.1.1	SECTION 2.125	2.125 Information as to business; furnishing of same by dealers, exhibitors, operators of auction sales, intermediate handlers, and carriers.
9:1.0.1.1.2.9.1.2	SECTION 2.126	2.126 Access and inspection of records and property; submission of itineraries.
9:1.0.1.1.2.9.1.3	SECTION 2.127	2.127 Publication of lists of persons subject to the provisions of this part.
9:1.0.1.1.2.9.1.4	SECTION 2.128	2.128 Inspection for missing animals.
9:1.0.1.1.2.9.1.5	SECTION 2.129	2.129 Confiscation and destruction of animals.
9:1.0.1.1.2.9.1.6	SECTION 2.130	2.130 Minimum age requirements.
9:1.0.1.1.2.9.1.7	SECTION 2.131	2.131 Handling of animals.
9:1.0.1.1.2.9.1.8	SECTION 2.132	2.132 Procurement of dogs, cats, and other animals; dealers.
9:1.0.1.1.2.9.1.9	SECTION 2.133	2.133 Certification for random source dogs and cats.
9:1.0.1.1.2.9.1.10	SECTION 2.134	2.134 Contingency planning.
9:1.0.1.1.2.10	SUBPART J	Subpart J - Importation of Live Dogs
9:1.0.1.1.2.10.1.1	SECTION 2.150	2.150 Import permit.
9:1.0.1.1.2.10.1.2	SECTION 2.151	2.151 Certifications.
9:1.0.1.1.2.10.1.3	SECTION 2.152	2.152 Notification of arrival.
9:1.0.1.1.2.10.1.4	SECTION 2.153	2.153 Dogs refused entry.
9:1.0.1.1.3	PART 3	PART 3 - STANDARDS
9:1.0.1.1.3.1	SUBPART A	Subpart A - Specifications for the Humane Handling, Care, Treatment, and Transportation of Dogs and Cats 1
9:1.0.1.1.3.1.19	SUBJGRP 19	Facilities and Operating Standards
9:1.0.1.1.3.1.19.1	SECTION 3.1	3.1 Housing facilities, general.
9:1.0.1.1.3.1.19.2	SECTION 3.2	3.2 Indoor housing facilities.
9:1.0.1.1.3.1.19.3	SECTION 3.3	3.3 Sheltered housing facilities.
9:1.0.1.1.3.1.19.4	SECTION 3.4	3.4 Outdoor housing facilities.
9:1.0.1.1.3.1.19.5	SECTION 3.5	3.5 Mobile or traveling housing facilities.
9:1.0.1.1.3.1.19.6	SECTION 3.6	3.6 Primary enclosures.
9:1.0.1.1.3.1.20	SUBJGRP 20	Animal Health and Husbandry Standards
9:1.0.1.1.3.1.20.7	SECTION 3.7	3.7 Compatible grouping.
9:1.0.1.1.3.1.20.8	SECTION 3.8	3.8 Exercise for dogs.
9:1.0.1.1.3.1.20.9	SECTION 3.9	3.9 Feeding.
9:1.0.1.1.3.1.20.10	SECTION 3.10	3.10 Watering.
9:1.0.1.1.3.1.20.11	SECTION 3.11	3.11 Cleaning, sanitization, housekeeping, and pest control.
9:1.0.1.1.3.1.20.12	SECTION 3.12	3.12 Employees.
9:1.0.1.1.3.1.21	SUBJGRP 21	Transportation Standards
9:1.0.1.1.3.1.21.13	SECTION 3.13	3.13 Veterinary care for dogs.
9:1.0.1.1.3.1.21.14	SECTION 3.14	3.14 Consignments to carriers and intermediate handlers.
9:1.0.1.1.3.1.21.15	SECTION 3.15	3.15 Primary enclosures used to transport live dogs and cats.
9:1.0.1.1.3.1.21.16	SECTION 3.16	3.16 Primary conveyances (motor vehicle, rail, air, and marine).
9:1.0.1.1.3.1.21.17	SECTION 3.17	3.17 Food and water requirements.
9:1.0.1.1.3.1.21.18	SECTION 3.18	3.18 Care in transit.
9:1.0.1.1.3.1.21.19	SECTION 3.19	3.19 Terminal facilities.
9:1.0.1.1.3.1.21.20	SECTION 3.20	3.20 Handling.
9:1.0.1.1.3.2	SUBPART B	Subpart B - Specifications for the Humane Handling, Care, Treatment, and Transportation of Guinea Pigs and Hamsters
9:1.0.1.1.3.2.22	SUBJGRP 22	Facilities and Operating Standards
9:1.0.1.1.3.2.22.1	SECTION 3.25	3.25 Facilities, general.
9:1.0.1.1.3.2.22.2	SECTION 3.26	3.26 Facilities, indoor.
9:1.0.1.1.3.2.22.3	SECTION 3.27	3.27 Facilities, outdoor.
9:1.0.1.1.3.2.22.4	SECTION 3.28	3.28 Primary enclosures.
9:1.0.1.1.3.2.23	SUBJGRP 23	Animal Health and Husbandry Standards
9:1.0.1.1.3.2.23.5	SECTION 3.29	3.29 Feeding.
9:1.0.1.1.3.2.23.6	SECTION 3.30	3.30 Watering.
9:1.0.1.1.3.2.23.7	SECTION 3.31	3.31 Sanitation.
9:1.0.1.1.3.2.23.8	SECTION 3.32	3.32 Employees.
9:1.0.1.1.3.2.23.9	SECTION 3.33	3.33 Classification and separation.
9:1.0.1.1.3.2.23.10	SECTION 3.34	3.34 [Reserved]
9:1.0.1.1.3.2.24	SUBJGRP 24	Transportation Standards
9:1.0.1.1.3.2.24.11	SECTION 3.35	3.35 Consignments to carriers and intermediate handlers.
9:1.0.1.1.3.2.24.12	SECTION 3.36	3.36 Primary enclosures used to transport live guinea pigs and hamsters.
9:1.0.1.1.3.2.24.13	SECTION 3.37	3.37 Primary conveyances (motor vehicle, rail, air, and marine).
9:1.0.1.1.3.2.24.14	SECTION 3.38	3.38 Food and water requirements.
9:1.0.1.1.3.2.24.15	SECTION 3.39	3.39 Care in transit.
9:1.0.1.1.3.2.24.16	SECTION 3.40	3.40 Terminal facilities.
9:1.0.1.1.3.2.24.17	SECTION 3.41	3.41 Handling.
9:1.0.1.1.3.3	SUBPART C	Subpart C - Specifications for the Humane Handling, Care, Treatment and Transportation of Rabbits
9:1.0.1.1.3.3.25	SUBJGRP 25	Facilities and Operating Standards
9:1.0.1.1.3.3.25.1	SECTION 3.50	3.50 Facilities, general.
9:1.0.1.1.3.3.25.2	SECTION 3.51	3.51 Facilities, indoor.
9:1.0.1.1.3.3.25.3	SECTION 3.52	3.52 Facilities, outdoor.
9:1.0.1.1.3.3.25.4	SECTION 3.53	3.53 Primary enclosures.
9:1.0.1.1.3.3.26	SUBJGRP 26	Animal Health and Husbandry Standards
9:1.0.1.1.3.3.26.5	SECTION 3.54	3.54 Feeding.
9:1.0.1.1.3.3.26.6	SECTION 3.55	3.55 Watering.
9:1.0.1.1.3.3.26.7	SECTION 3.56	3.56 Sanitation.
9:1.0.1.1.3.3.26.8	SECTION 3.57	3.57 Employees.
9:1.0.1.1.3.3.26.9	SECTION 3.58	3.58 Classification and separation.
9:1.0.1.1.3.3.26.10	SECTION 3.59	3.59 [Reserved]
9:1.0.1.1.3.3.27	SUBJGRP 27	Transportation Standards
9:1.0.1.1.3.3.27.11	SECTION 3.60	3.60 Consignments to carriers and intermediate handlers.
9:1.0.1.1.3.3.27.12	SECTION 3.61	3.61 Primary enclosures used to transport live rabbits.
9:1.0.1.1.3.3.27.13	SECTION 3.62	3.62 Primary conveyances (motor vehicle, rail, air, and marine).
9:1.0.1.1.3.3.27.14	SECTION 3.63	3.63 Food and water requirements.
9:1.0.1.1.3.3.27.15	SECTION 3.64	3.64 Care in transit.
9:1.0.1.1.3.3.27.16	SECTION 3.65	3.65 Terminal facilities.
9:1.0.1.1.3.3.27.17	SECTION 3.66	3.66 Handling.
9:1.0.1.1.3.4	SUBPART D	Subpart D - Specifications for the Humane Handling, Care, Treatment, and Transportation of Nonhuman Primates 2
9:1.0.1.1.3.4.28	SUBJGRP 28	Facilities and Operating Standards
9:1.0.1.1.3.4.28.1	SECTION 3.75	3.75 Housing facilities, general.
9:1.0.1.1.3.4.28.2	SECTION 3.76	3.76 Indoor housing facilities.
9:1.0.1.1.3.4.28.3	SECTION 3.77	3.77 Sheltered housing facilities.
9:1.0.1.1.3.4.28.4	SECTION 3.78	3.78 Outdoor housing facilities.
9:1.0.1.1.3.4.28.5	SECTION 3.79	3.79 Mobile or traveling housing facilities.
9:1.0.1.1.3.4.28.6	SECTION 3.80	3.80 Primary enclosures.
9:1.0.1.1.3.4.28.7	SECTION 3.81	3.81 Environment enhancement to promote psychological well-being.
9:1.0.1.1.3.4.29	SUBJGRP 29	Animal Health and Husbandry Standards
9:1.0.1.1.3.4.29.8	SECTION 3.82	3.82 Feeding.
9:1.0.1.1.3.4.29.9	SECTION 3.83	3.83 Watering.
9:1.0.1.1.3.4.29.10	SECTION 3.84	3.84 Cleaning, sanitization, housekeeping, and pest control.
9:1.0.1.1.3.4.29.11	SECTION 3.85	3.85 Employees.
9:1.0.1.1.3.4.30	SUBJGRP 30	Transportation Standards
9:1.0.1.1.3.4.30.12	SECTION 3.86	3.86 Consignments to carriers and intermediate handlers.
9:1.0.1.1.3.4.30.13	SECTION 3.87	3.87 Primary enclosures used to transport nonhuman primates.
9:1.0.1.1.3.4.30.14	SECTION 3.88	3.88 Primary conveyances (motor vehicle, rail, air, and marine).
9:1.0.1.1.3.4.30.15	SECTION 3.89	3.89 Food and water requirements.
9:1.0.1.1.3.4.30.16	SECTION 3.90	3.90 Care in transit.
9:1.0.1.1.3.4.30.17	SECTION 3.91	3.91 Terminal facilities.
9:1.0.1.1.3.4.30.18	SECTION 3.92	3.92 Handling.
9:1.0.1.1.3.5	SUBPART E	Subpart E - Specifications for the Humane Handling, Care, Treatment, and Transportation of Marine Mammals
9:1.0.1.1.3.5.31	SUBJGRP 31	Facilities and Operating Standards
9:1.0.1.1.3.5.31.1	SECTION 3.100	3.100 Special considerations regarding compliance and/or variance.
9:1.0.1.1.3.5.31.2	SECTION 3.101	3.101 Facilities, general.
9:1.0.1.1.3.5.31.3	SECTION 3.102	3.102 Facilities, indoor.
9:1.0.1.1.3.5.31.4	SECTION 3.103	3.103 Facilities, outdoor.
9:1.0.1.1.3.5.31.5	SECTION 3.104	3.104 Space requirements.
9:1.0.1.1.3.5.32	SUBJGRP 32	Animal Health and Husbandry Standards
9:1.0.1.1.3.5.32.6	SECTION 3.105	3.105 Feeding.
9:1.0.1.1.3.5.32.7	SECTION 3.106	3.106 Water quality.
9:1.0.1.1.3.5.32.8	SECTION 3.107	3.107 Sanitation.
9:1.0.1.1.3.5.32.9	SECTION 3.108	3.108 Employees or attendants.
9:1.0.1.1.3.5.32.10	SECTION 3.109	3.109 Separation.
9:1.0.1.1.3.5.32.11	SECTION 3.110	3.110 Veterinary care.
9:1.0.1.1.3.5.32.12	SECTION 3.111	3.111 Swim-with-the-dolphin programs.
9:1.0.1.1.3.5.33	SUBJGRP 33	Transportation Standards
9:1.0.1.1.3.5.33.13	SECTION 3.112	3.112 Consignments to carriers and intermediate handlers.
9:1.0.1.1.3.5.33.14	SECTION 3.113	3.113 Primary enclosures used to transport marine mammals.
9:1.0.1.1.3.5.33.15	SECTION 3.114	3.114 Primary conveyances (motor vehicle, rail, air and marine).
9:1.0.1.1.3.5.33.16	SECTION 3.115	3.115 Food and drinking water requirements.
9:1.0.1.1.3.5.33.17	SECTION 3.116	3.116 Care in transit.
9:1.0.1.1.3.5.33.18	SECTION 3.117	3.117 Terminal facilities.
9:1.0.1.1.3.5.33.19	SECTION 3.118	3.118 Handling.
9:1.0.1.1.3.6	SUBPART F	Subpart F - Specifications for the Humane Handling, Care, Treatment, and Transportation of Warmblooded Animals Other Than Dogs, Cats, Rabbits, Hamsters, Guinea Pigs, Nonhuman Primates, and Marine Mammals
9:1.0.1.1.3.6.34	SUBJGRP 34	Facilities and Operating Standards
9:1.0.1.1.3.6.34.1	SECTION 3.125	3.125 Facilities, general.
9:1.0.1.1.3.6.34.2	SECTION 3.126	3.126 Facilities, indoor.
9:1.0.1.1.3.6.34.3	SECTION 3.127	3.127 Facilities, outdoor.
9:1.0.1.1.3.6.34.4	SECTION 3.128	3.128 Space requirements.
9:1.0.1.1.3.6.35	SUBJGRP 35	Animal Health and Husbandry Standards
9:1.0.1.1.3.6.35.5	SECTION 3.129	3.129 Feeding.
9:1.0.1.1.3.6.35.6	SECTION 3.130	3.130 Watering.
9:1.0.1.1.3.6.35.7	SECTION 3.131	3.131 Sanitation.
9:1.0.1.1.3.6.35.8	SECTION 3.132	3.132 Employees.
9:1.0.1.1.3.6.35.9	SECTION 3.133	3.133 Separation.
9:1.0.1.1.3.6.35.10	SECTION 3.134-3.135	3.134-3.135 [Reserved]
9:1.0.1.1.3.6.36	SUBJGRP 36	Transportation Standards
9:1.0.1.1.3.6.36.11	SECTION 3.136	3.136 Consignments to carriers and intermediate handlers.
9:1.0.1.1.3.6.36.12	SECTION 3.137	3.137 Primary enclosures used to transport live animals.
9:1.0.1.1.3.6.36.13	SECTION 3.138	3.138 Primary conveyances (motor vehicle, rail, air, and marine).
9:1.0.1.1.3.6.36.14	SECTION 3.139	3.139 Food and water requirements.
9:1.0.1.1.3.6.36.15	SECTION 3.140	3.140 Care in transit.
9:1.0.1.1.3.6.36.16	SECTION 3.141	3.141 Terminal facilities.
9:1.0.1.1.3.6.36.17	SECTION 3.142	3.142 Handling.
9:1.0.1.1.4	PART 4	PART 4 - RULES OF PRACTICE GOVERNING PROCEEDINGS UNDER THE ANIMAL WELFARE ACT
9:1.0.1.1.4.1	SUBPART A	Subpart A - General
9:1.0.1.1.4.1.37.1	SECTION 4.1	4.1 Scope and applicability of rules of practice.
9:1.0.1.1.4.2	SUBPART B	Subpart B - Supplemental Rules of Practice
9:1.0.1.1.4.2.37.1	SECTION 4.10	4.10 Summary action.
9:1.0.1.1.4.2.37.2	SECTION 4.11	4.11 Stipulations.
9:1.0.1.1.5	PART 11	PART 11 - HORSE PROTECTION REGULATIONS
9:1.0.1.1.5.0.37.1	SECTION 11.1	11.1 Definitions.
9:1.0.1.1.5.0.37.2	SECTION 11.2	11.2 Prohibitions concerning exhibitors.
9:1.0.1.1.5.0.37.3	SECTION 11.3	11.3 Scar rule.
9:1.0.1.1.5.0.37.4	SECTION 11.4	11.4 Inspection and detention of horses.
9:1.0.1.1.5.0.37.5	SECTION 11.5	11.5 Access to premises and records.
9:1.0.1.1.5.0.37.6	SECTION 11.6	11.6 Inspection space and facility requirements.
9:1.0.1.1.5.0.37.7	SECTION 11.7	11.7 Certification and licensing of designated qualified persons (DQP's).
9:1.0.1.1.5.0.37.8	SECTION 11.20	11.20 Responsibilities and liabilities of management.
9:1.0.1.1.5.0.37.9	SECTION 11.21	11.21 Inspection procedures for designated qualified persons (DQPs).
9:1.0.1.1.5.0.37.10	SECTION 11.22	11.22 Records required and disposition thereof.
9:1.0.1.1.5.0.37.11	SECTION 11.23	11.23 Inspection of records.
9:1.0.1.1.5.0.37.12	SECTION 11.24	11.24 Reporting by management.
9:1.0.1.1.5.0.37.13	SECTION 11.25	11.25 Minimum penalties to be assessed and enforced by HIOs that license DQPs.
9:1.0.1.1.5.0.37.14	SECTION 11.40	11.40 Prohibitions and requirements concerning persons involved in transportation of certain horses.
9:1.0.1.1.5.0.37.15	SECTION 11.41	11.41 Reporting required of horse industry organizations or associations.
9:1.0.1.1.6	PART 12	PART 12 - RULES OF PRACTICE GOVERNING PROCEEDINGS UNDER THE HORSE PROTECTION ACT
9:1.0.1.1.6.1	SUBPART A	Subpart A - General
9:1.0.1.1.6.1.37.1	SECTION 12.1	12.1 Scope and applicability of rules of practice.
9:1.0.1.1.6.2	SUBPART B	Subpart B - Supplemental Rules of Practice
9:1.0.1.1.6.2.37.1	SECTION 12.10	12.10 Stipulations.

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