Title 40

PART 89

Part 89 - Control Of Emissions From New And In-use Nonroad Compression-ignition Engines

PART 89 - CONTROL OF EMISSIONS FROM NEW AND IN-USE NONROAD COMPRESSION-IGNITION ENGINES Authority:42 U.S.C. 7401-7671q. Source:59 FR 31335, June 17, 1994, unless otherwise noted.

40:22.0.1.1.3.1SUBPART A
Subpart A - General
40:22.0.1.1.3.1.1.1SECTION 89.1
   89.1 Applicability.
40:22.0.1.1.3.1.1.2SECTION 89.2
   89.2 Definitions.
40:22.0.1.1.3.1.1.3SECTION 89.3
   89.3 Acronyms and abbreviations.
40:22.0.1.1.3.1.1.4SECTION 89.4
   89.4 [Reserved]
40:22.0.1.1.3.1.1.5SECTION 89.5
   89.5 Table and figure numbering; position.
40:22.0.1.1.3.1.1.6SECTION 89.6
   89.6 Reference materials.
40:22.0.1.1.3.1.1.7SECTION 89.7
   89.7 Treatment of confidential information.
40:22.0.1.1.3.1.1.8.3APPENDIX Appendix A
   Appendix A to Subpart A of Part 89 - State Regulation of Nonroad Internal Combustion Engines
40:22.0.1.1.3.2SUBPART B
Subpart B - Emission Standards and Certification Provisions
40:22.0.1.1.3.2.1.1SECTION 89.101
   89.101 Applicability.
40:22.0.1.1.3.2.1.2SECTION 89.102
   89.102 Effective dates, optional inclusion, flexibility for equipment manufacturers.
40:22.0.1.1.3.2.1.3SECTION 89.103
   89.103 Definitions.
40:22.0.1.1.3.2.1.4SECTION 89.104
   89.104 Useful life, recall, and warranty periods.
40:22.0.1.1.3.2.1.5SECTION 89.105
   89.105 Certificate of conformity.
40:22.0.1.1.3.2.1.6SECTION 89.106
   89.106 Prohibited controls.
40:22.0.1.1.3.2.1.7SECTION 89.107
   89.107 Defeat devices.
40:22.0.1.1.3.2.1.8SECTION 89.108
   89.108 Adjustable parameters, requirements.
40:22.0.1.1.3.2.1.9SECTION 89.109
   89.109 Maintenance instructions and minimum allowable maintenance intervals.
40:22.0.1.1.3.2.1.10SECTION 89.110
   89.110 Emission control information label.
40:22.0.1.1.3.2.1.11SECTION 89.111
   89.111 Averaging, banking, and trading of exhaust emissions.
40:22.0.1.1.3.2.1.12SECTION 89.112
   89.112 Oxides of nitrogen, carbon monoxide, hydrocarbon, and particulate matter exhaust emission standards.
40:22.0.1.1.3.2.1.13SECTION 89.113
   89.113 Smoke emission standard.
40:22.0.1.1.3.2.1.14SECTION 89.114
   89.114 Special and alternate test procedures.
40:22.0.1.1.3.2.1.15SECTION 89.115
   89.115 Application for certificate.
40:22.0.1.1.3.2.1.16SECTION 89.116
   89.116 Engine families.
40:22.0.1.1.3.2.1.17SECTION 89.117
   89.117 Test fleet selection.
40:22.0.1.1.3.2.1.18SECTION 89.118
   89.118 Deterioration factors and service accumulation.
40:22.0.1.1.3.2.1.19SECTION 89.119
   89.119 Emission tests.
40:22.0.1.1.3.2.1.20SECTION 89.120
   89.120 Compliance with emission standards.
40:22.0.1.1.3.2.1.21SECTION 89.121
   89.121 Certificate of conformity effective dates.
40:22.0.1.1.3.2.1.22SECTION 89.122
   89.122 Certification.
40:22.0.1.1.3.2.1.23SECTION 89.123
   89.123 Amending the application and certificate of conformity.
40:22.0.1.1.3.2.1.24SECTION 89.124
   89.124 Record retention, maintenance, and submission.
40:22.0.1.1.3.2.1.25SECTION 89.125
   89.125 Production engines, annual report.
40:22.0.1.1.3.2.1.26SECTION 89.126
   89.126 Denial, revocation of certificate of conformity.
40:22.0.1.1.3.2.1.27SECTION 89.127
   89.127 Request for hearing.
40:22.0.1.1.3.2.1.28SECTION 89.128
   89.128 Hearing procedures.
40:22.0.1.1.3.2.1.29SECTION 89.129
   89.129 Right of entry.
40:22.0.1.1.3.2.1.30SECTION 89.130
   89.130 Rebuild practices.
40:22.0.1.1.3.3SUBPART C
Subpart C - Averaging, Banking, and Trading Provisions
40:22.0.1.1.3.3.1.1SECTION 89.201
   89.201 Applicability.
40:22.0.1.1.3.3.1.2SECTION 89.202
   89.202 Definitions.
40:22.0.1.1.3.3.1.3SECTION 89.203
   89.203 General provisions.
40:22.0.1.1.3.3.1.4SECTION 89.204
   89.204 Averaging.
40:22.0.1.1.3.3.1.5SECTION 89.205
   89.205 Banking.
40:22.0.1.1.3.3.1.6SECTION 89.206
   89.206 Trading.
40:22.0.1.1.3.3.1.7SECTION 89.207
   89.207 Credit calculation.
40:22.0.1.1.3.3.1.8SECTION 89.208
   89.208 Labeling.
40:22.0.1.1.3.3.1.9SECTION 89.209
   89.209 Certification.
40:22.0.1.1.3.3.1.10SECTION 89.210
   89.210 Maintenance of records.
40:22.0.1.1.3.3.1.11SECTION 89.211
   89.211 End-of-year and final reports.
40:22.0.1.1.3.3.1.12SECTION 89.212
   89.212 Notice of opportunity for hearing.
40:22.0.1.1.3.4SUBPART D
Subpart D - Emission Test Equipment Provisions
40:22.0.1.1.3.4.1.1SECTION 89.301
   89.301 Scope; applicability.
40:22.0.1.1.3.4.1.2SECTION 89.302
   89.302 Definitions.
40:22.0.1.1.3.4.1.3SECTION 89.303
   89.303 Symbols/abbreviations.
40:22.0.1.1.3.4.1.4SECTION 89.304
   89.304 Equipment required for gaseous emissions; overview.
40:22.0.1.1.3.4.1.5SECTION 89.305
   89.305 Equipment measurement accuracy/calibration frequency.
40:22.0.1.1.3.4.1.6SECTION 89.306
   89.306 Dynamometer specifications and calibration weights.
40:22.0.1.1.3.4.1.7SECTION 89.307
   89.307 Dynamometer calibration.
40:22.0.1.1.3.4.1.8SECTION 89.308
   89.308 Sampling system requirements for gaseous emissions.
40:22.0.1.1.3.4.1.9SECTION 89.309
   89.309 Analyzers required for gaseous emissions.
40:22.0.1.1.3.4.1.10SECTION 89.310
   89.310 Analyzer accuracy and specifications.
40:22.0.1.1.3.4.1.11SECTION 89.311
   89.311 Analyzer calibration frequency.
40:22.0.1.1.3.4.1.12SECTION 89.312
   89.312 Analytical gases.
40:22.0.1.1.3.4.1.13SECTION 89.313
   89.313 Initial calibration of analyzers.
40:22.0.1.1.3.4.1.14SECTION 89.314
   89.314 Pre- and post-test calibration of analyzers.
40:22.0.1.1.3.4.1.15SECTION 89.315
   89.315 Analyzer bench checks.
40:22.0.1.1.3.4.1.16SECTION 89.316
   89.316 Analyzer leakage and response time.
40:22.0.1.1.3.4.1.17SECTION 89.317
   89.317 NOX converter check.
40:22.0.1.1.3.4.1.18SECTION 89.318
   89.318 Analyzer interference checks.
40:22.0.1.1.3.4.1.19SECTION 89.319
   89.319 Hydrocarbon analyzer calibration.
40:22.0.1.1.3.4.1.20SECTION 89.320
   89.320 Carbon monoxide analyzer calibration.
40:22.0.1.1.3.4.1.21SECTION 89.321
   89.321 Oxides of nitrogen analyzer calibration.
40:22.0.1.1.3.4.1.22SECTION 89.322
   89.322 Carbon dioxide analyzer calibration.
40:22.0.1.1.3.4.1.23SECTION 89.323
   89.323 NDIR analyzer calibration.
40:22.0.1.1.3.4.1.24SECTION 89.324
   89.324 Calibration of other equipment.
40:22.0.1.1.3.4.1.25SECTION 89.325
   89.325 Engine intake air temperature measurement.
40:22.0.1.1.3.4.1.26SECTION 89.326
   89.326 Engine intake air humidity measurement.
40:22.0.1.1.3.4.1.27SECTION 89.327
   89.327 Charge cooling.
40:22.0.1.1.3.4.1.28SECTION 89.328
   89.328 Inlet and exhaust restrictions.
40:22.0.1.1.3.4.1.29SECTION 89.329
   89.329 Engine cooling system.
40:22.0.1.1.3.4.1.30SECTION 89.330
   89.330 Lubricating oil and test fuels.
40:22.0.1.1.3.4.1.31SECTION 89.331
   89.331 Test conditions.
40:22.0.1.1.3.4.1.32.4APPENDIX Appendix A
   Appendix A to Subpart D of Part 89 - Tables
40:22.0.1.1.3.4.1.32.5APPENDIX Appendix B
   Appendix B to Subpart D of Part 89 - Figures
40:22.0.1.1.3.5SUBPART E
Subpart E - Exhaust Emission Test Procedures
40:22.0.1.1.3.5.1.1SECTION 89.401
   89.401 Scope; applicability.
40:22.0.1.1.3.5.1.2SECTION 89.402
   89.402 Definitions.
40:22.0.1.1.3.5.1.3SECTION 89.403
   89.403 Symbols/abbreviations.
40:22.0.1.1.3.5.1.4SECTION 89.404
   89.404 Test procedure overview.
40:22.0.1.1.3.5.1.5SECTION 89.405
   89.405 Recorded information.
40:22.0.1.1.3.5.1.6SECTION 89.406
   89.406 Pre-test procedures.
40:22.0.1.1.3.5.1.7SECTION 89.407
   89.407 Engine dynamometer test run.
40:22.0.1.1.3.5.1.8SECTION 89.408
   89.408 Post-test procedures.
40:22.0.1.1.3.5.1.9SECTION 89.409
   89.409 Data logging.
40:22.0.1.1.3.5.1.10SECTION 89.410
   89.410 Engine test cycle.
40:22.0.1.1.3.5.1.11SECTION 89.411
   89.411 Exhaust sample procedure - gaseous components.
40:22.0.1.1.3.5.1.12SECTION 89.412
   89.412 Raw gaseous exhaust sampling and analytical system description.
40:22.0.1.1.3.5.1.13SECTION 89.413
   89.413 Raw sampling procedures.
40:22.0.1.1.3.5.1.14SECTION 89.414
   89.414 Air flow measurement specifications.
40:22.0.1.1.3.5.1.15SECTION 89.415
   89.415 Fuel flow measurement specifications.
40:22.0.1.1.3.5.1.16SECTION 89.416
   89.416 Raw exhaust gas flow.
40:22.0.1.1.3.5.1.17SECTION 89.417
   89.417 Data evaluation for gaseous emissions.
40:22.0.1.1.3.5.1.18SECTION 89.418
   89.418 Raw emission sampling calculations.
40:22.0.1.1.3.5.1.19SECTION 89.419
   89.419 Dilute gaseous exhaust sampling and analytical system description.
40:22.0.1.1.3.5.1.20SECTION 89.420
   89.420 Background sample.
40:22.0.1.1.3.5.1.21SECTION 89.421
   89.421 Exhaust gas analytical system; CVS bag sample.
40:22.0.1.1.3.5.1.22SECTION 89.422
   89.422 Dilute sampling procedures - CVS calibration.
40:22.0.1.1.3.5.1.23SECTION 89.423
   89.423 [Reserved]
40:22.0.1.1.3.5.1.24SECTION 89.424
   89.424 Dilute emission sampling calculations.
40:22.0.1.1.3.5.1.25SECTION 89.425
   89.425 [Reserved]
40:22.0.1.1.3.5.1.26.6APPENDIX Appendix A
   Appendix A to Subpart E of Part 89 - Figures
40:22.0.1.1.3.5.1.26.7APPENDIX Appendix B
   Appendix B to Subpart E of Part 89 - Tables
40:22.0.1.1.3.6SUBPART F
Subpart F - Selective Enforcement Auditing
40:22.0.1.1.3.6.1.1SECTION 89.501
   89.501 Applicability.
40:22.0.1.1.3.6.1.2SECTION 89.502
   89.502 Definitions.
40:22.0.1.1.3.6.1.3SECTION 89.503
   89.503 Test orders.
40:22.0.1.1.3.6.1.4SECTION 89.504
   89.504 Testing by the Administrator.
40:22.0.1.1.3.6.1.5SECTION 89.505
   89.505 Maintenance of records; submittal of information.
40:22.0.1.1.3.6.1.6SECTION 89.506
   89.506 Right of entry and access.
40:22.0.1.1.3.6.1.7SECTION 89.507
   89.507 Sample selection.
40:22.0.1.1.3.6.1.8SECTION 89.508
   89.508 Test procedures.
40:22.0.1.1.3.6.1.9SECTION 89.509
   89.509 Calculation and reporting of test results.
40:22.0.1.1.3.6.1.10SECTION 89.510
   89.510 Compliance with acceptable quality level and passing and failing criteria for selective enforcement audits.
40:22.0.1.1.3.6.1.11SECTION 89.511
   89.511 Suspension and revocation of certificates of conformity.
40:22.0.1.1.3.6.1.12SECTION 89.512
   89.512 Request for public hearing.
40:22.0.1.1.3.6.1.13SECTION 89.513
   89.513 Administrative procedures for public hearing.
40:22.0.1.1.3.6.1.14SECTION 89.514
   89.514 Hearing procedures.
40:22.0.1.1.3.6.1.15SECTION 89.515
   89.515 Appeal of hearing decision.
40:22.0.1.1.3.6.1.16SECTION 89.516
   89.516 Treatment of confidential information.
40:22.0.1.1.3.6.1.17.8APPENDIX Appendix A
   Appendix A to Subpart F of Part 89 - Sampling Plans for Selective Enforcement Auditing of Nonroad Engines
40:22.0.1.1.3.7SUBPART G
Subpart G - Importation of Nonconforming Nonroad Engines
40:22.0.1.1.3.7.1.1SECTION 89.601
   89.601 Applicability.
40:22.0.1.1.3.7.1.2SECTION 89.602
   89.602 Definitions.
40:22.0.1.1.3.7.1.3SECTION 89.603
   89.603 General requirements for importation of nonconforming nonroad engines.
40:22.0.1.1.3.7.1.4SECTION 89.604
   89.604 Conditional admission.
40:22.0.1.1.3.7.1.5SECTION 89.605
   89.605 Final admission of certified nonroad engines.
40:22.0.1.1.3.7.1.6SECTION 89.606
   89.606 Inspection and testing of imported nonroad engines.
40:22.0.1.1.3.7.1.7SECTION 89.607
   89.607 Maintenance of independent commercial importer's records.
40:22.0.1.1.3.7.1.8SECTION 89.608
   89.608 “In Use” inspections and recall requirements.
40:22.0.1.1.3.7.1.9SECTION 89.609
   89.609 Final admission of modification nonroad engines and test nonroad engines.
40:22.0.1.1.3.7.1.10SECTION 89.610
   89.610 Maintenance instructions, warranties, emission labeling.
40:22.0.1.1.3.7.1.11SECTION 89.611
   89.611 Exemptions and exclusions.
40:22.0.1.1.3.7.1.12SECTION 89.612
   89.612 Prohibited acts; penalties.
40:22.0.1.1.3.7.1.13SECTION 89.613
   89.613 Treatment of confidential information.
40:22.0.1.1.3.8SUBPART H
Subpart H - Recall Regulations
40:22.0.1.1.3.8.1.1SECTION 89.701
   89.701 Applicability.
40:22.0.1.1.3.8.1.2SECTION 89.702
   89.702 Definitions.
40:22.0.1.1.3.8.1.3SECTION 89.703
   89.703 Applicability of part 85, subpart S.
40:22.0.1.1.3.9SUBPART I
Subpart I - Emission Defect Reporting Requirements
40:22.0.1.1.3.9.1.1SECTION 89.801
   89.801 Applicability.
40:22.0.1.1.3.9.1.2SECTION 89.802
   89.802 Definitions.
40:22.0.1.1.3.9.1.3SECTION 89.803
   89.803 Applicability of part 85, subpart T.
40:22.0.1.1.3.10SUBPART J
Subpart J - Exemption Provisions
40:22.0.1.1.3.10.1.1SECTION 89.901
   89.901 Applicability.
40:22.0.1.1.3.10.1.2SECTION 89.902
   89.902 Definitions.
40:22.0.1.1.3.10.1.3SECTION 89.903
   89.903 Application of section 216(10) of the Act.
40:22.0.1.1.3.10.1.4SECTION 89.904
   89.904 Who may request an exemption.
40:22.0.1.1.3.10.1.5SECTION 89.905
   89.905 Testing exemption.
40:22.0.1.1.3.10.1.6SECTION 89.906
   89.906 Manufacturer-owned exemption and precertification exemption.
40:22.0.1.1.3.10.1.7SECTION 89.907
   89.907 Display exemption.
40:22.0.1.1.3.10.1.8SECTION 89.908
   89.908 National security exemption.
40:22.0.1.1.3.10.1.9SECTION 89.909
   89.909 Export exemptions.
40:22.0.1.1.3.10.1.10SECTION 89.910
   89.910 Granting of exemptions.
40:22.0.1.1.3.10.1.11SECTION 89.911
   89.911 Submission of exemption requests.
40:22.0.1.1.3.10.1.12SECTION 89.912
   89.912 Treatment of confidential information.
40:22.0.1.1.3.10.1.13SECTION 89.913
   89.913 What provisions apply to engines certified under the motor-vehicle program
40:22.0.1.1.3.10.1.14SECTION 89.914
   89.914 What provisions apply to vehicles certified under the motor-vehicle program
40:22.0.1.1.3.10.1.15SECTION 89.915
   89.915 Staged-assembly exemption.
40:22.0.1.1.3.10.1.16SECTION 89.916
   89.916 Emergency-vessel exemption for marine engines below 37 kW.
40:22.0.1.1.3.11SUBPART K
Subpart K - General Enforcement Provisions and Prohibited Acts
40:22.0.1.1.3.11.1.1SECTION 89.1001
   89.1001 Applicability.
40:22.0.1.1.3.11.1.2SECTION 89.1002
   89.1002 Definitions.
40:22.0.1.1.3.11.1.3SECTION 89.1003
   89.1003 Prohibited acts.
40:22.0.1.1.3.11.1.4SECTION 89.1004
   89.1004 General enforcement provisions.
40:22.0.1.1.3.11.1.5SECTION 89.1005
   89.1005 Injunction proceedings for prohibited acts.
40:22.0.1.1.3.11.1.6SECTION 89.1006
   89.1006 Penalties.
40:22.0.1.1.3.11.1.7SECTION 89.1007
   89.1007 Warranty provisions.
40:22.0.1.1.3.11.1.8SECTION 89.1008
   89.1008 In-use compliance provisions.
40:22.0.1.1.3.11.1.9SECTION 89.1009
   89.1009 What special provisions apply to branded engines