Title 40

PART 1033

Part 1033 - Control Of Emissions From Locomotives

PART 1033 - CONTROL OF EMISSIONS FROM LOCOMOTIVES Authority:42 U.S.C. 7401-7671q. Source:73 FR 37197, June 30, 2008, unless otherwise noted.

40:36.0.1.1.3.1SUBPART A
Subpart A - Overview and Applicability
40:36.0.1.1.3.1.1.1SECTION 1033.1
   1033.1 Applicability.
40:36.0.1.1.3.1.1.2SECTION 1033.5
   1033.5 Exemptions and exclusions.
40:36.0.1.1.3.1.1.3SECTION 1033.10
   1033.10 Organization of this part.
40:36.0.1.1.3.1.1.4SECTION 1033.15
   1033.15 Other regulation parts that apply for locomotives.
40:36.0.1.1.3.1.1.5SECTION 1033.30
   1033.30 Submission of information.
40:36.0.1.1.3.2SUBPART B
Subpart B - Emission Standards and Related Requirements
40:36.0.1.1.3.2.1.1SECTION 1033.101
   1033.101 Exhaust emission standards.
40:36.0.1.1.3.2.1.2SECTION 1033.102
   1033.102 Transition to the standards specified in this subpart.
40:36.0.1.1.3.2.1.3SECTION 1033.110
   1033.110 Emission diagnostics - general requirements.
40:36.0.1.1.3.2.1.4SECTION 1033.112
   1033.112 Emission diagnostics for SCR systems.
40:36.0.1.1.3.2.1.5SECTION 1033.115
   1033.115 Other requirements.
40:36.0.1.1.3.2.1.6SECTION 1033.120
   1033.120 Emission-related warranty requirements.
40:36.0.1.1.3.2.1.7SECTION 1033.125
   1033.125 Maintenance instructions.
40:36.0.1.1.3.2.1.8SECTION 1033.130
   1033.130 Instructions for engine remanufacturing or engine installation.
40:36.0.1.1.3.2.1.9SECTION 1033.135
   1033.135 Labeling.
40:36.0.1.1.3.2.1.10SECTION 1033.140
   1033.140 Rated power.
40:36.0.1.1.3.2.1.11SECTION 1033.150
   1033.150 Interim provisions.
40:36.0.1.1.3.3SUBPART C
Subpart C - Certifying Engine Families
40:36.0.1.1.3.3.1.1SECTION 1033.201
   1033.201 General requirements for obtaining a certificate of conformity.
40:36.0.1.1.3.3.1.2SECTION 1033.205
   1033.205 Applying for a certificate of conformity.
40:36.0.1.1.3.3.1.3SECTION 1033.210
   1033.210 Preliminary approval.
40:36.0.1.1.3.3.1.4SECTION 1033.220
   1033.220 Amending maintenance instructions.
40:36.0.1.1.3.3.1.5SECTION 1033.225
   1033.225 Amending applications for certification.
40:36.0.1.1.3.3.1.6SECTION 1033.230
   1033.230 Grouping locomotives into engine families.
40:36.0.1.1.3.3.1.7SECTION 1033.235
   1033.235 Emission testing required for certification.
40:36.0.1.1.3.3.1.8SECTION 1033.240
   1033.240 Demonstrating compliance with exhaust emission standards.
40:36.0.1.1.3.3.1.9SECTION 1033.245
   1033.245 Deterioration factors.
40:36.0.1.1.3.3.1.10SECTION 1033.250
   1033.250 Reporting and recordkeeping.
40:36.0.1.1.3.3.1.11SECTION 1033.255
   1033.255 EPA decisions.
40:36.0.1.1.3.4SUBPART D
Subpart D - Manufacturer and Remanufacturer Production Line Testing and Audit Programs
40:36.0.1.1.3.4.1.1SECTION 1033.301
   1033.301 Applicability.
40:36.0.1.1.3.4.1.2SECTION 1033.305
   1033.305 General requirements.
40:36.0.1.1.3.4.1.3SECTION 1033.310
   1033.310 Sample selection for testing.
40:36.0.1.1.3.4.1.4SECTION 1033.315
   1033.315 Test procedures.
40:36.0.1.1.3.4.1.5SECTION 1033.320
   1033.320 Calculation and reporting of test results.
40:36.0.1.1.3.4.1.6SECTION 1033.325
   1033.325 Maintenance of records; submittal of information.
40:36.0.1.1.3.4.1.7SECTION 1033.330
   1033.330 Compliance criteria for production line testing.
40:36.0.1.1.3.4.1.8SECTION 1033.335
   1033.335 Remanufactured locomotives: installation audit requirements.
40:36.0.1.1.3.4.1.9SECTION 1033.340
   1033.340 Suspension and revocation of certificates of conformity.
40:36.0.1.1.3.5SUBPART E
Subpart E - In-use Testing
40:36.0.1.1.3.5.1.1SECTION 1033.401
   1033.401 Applicability.
40:36.0.1.1.3.5.1.2SECTION 1033.405
   1033.405 General provisions.
40:36.0.1.1.3.5.1.3SECTION 1033.410
   1033.410 In-use test procedure.
40:36.0.1.1.3.5.1.4SECTION 1033.415
   1033.415 General testing requirements.
40:36.0.1.1.3.5.1.5SECTION 1033.420
   1033.420 Maintenance, procurement and testing of in-use locomotives.
40:36.0.1.1.3.5.1.6SECTION 1033.425
   1033.425 In-use test program reporting requirements.
40:36.0.1.1.3.6SUBPART F
Subpart F - Test Procedures
40:36.0.1.1.3.6.1.1SECTION 1033.501
   1033.501 General provisions.
40:36.0.1.1.3.6.1.2SECTION 1033.505
   1033.505 Ambient conditions.
40:36.0.1.1.3.6.1.3SECTION 1033.510
   1033.510 Auxiliary power units.
40:36.0.1.1.3.6.1.4SECTION 1033.515
   1033.515 Discrete-mode steady-state emission tests of locomotives and locomotive engines.
40:36.0.1.1.3.6.1.5SECTION 1033.520
   1033.520 Alternative ramped modal cycles.
40:36.0.1.1.3.6.1.6SECTION 1033.525
   1033.525 Smoke testing.
40:36.0.1.1.3.6.1.7SECTION 1033.530
   1033.530 Duty cycles and calculations.
40:36.0.1.1.3.6.1.8SECTION 1033.535
   1033.535 Adjusting emission levels to account for infrequently regenerating aftertreatment devices.
40:36.0.1.1.3.7SUBPART G
Subpart G - Special Compliance Provisions
40:36.0.1.1.3.7.1.1SECTION 1033.601
   1033.601 General compliance provisions.
40:36.0.1.1.3.7.1.2SECTION 1033.610
   1033.610 Small railroad provisions.
40:36.0.1.1.3.7.1.3SECTION 1033.615
   1033.615 Voluntarily subjecting locomotives to the standards of this part.
40:36.0.1.1.3.7.1.4SECTION 1033.620
   1033.620 Hardship provisions for manufacturers and remanufacturers.
40:36.0.1.1.3.7.1.5SECTION 1033.625
   1033.625 Special certification provisions for non-locomotive-specific engines.
40:36.0.1.1.3.7.1.6SECTION 1033.630
   1033.630 Staged-assembly and delegated assembly exemptions.
40:36.0.1.1.3.7.1.7SECTION 1033.640
   1033.640 Provisions for repowered and refurbished locomotives.
40:36.0.1.1.3.7.1.8SECTION 1033.645
   1033.645 Non-OEM component certification program.
40:36.0.1.1.3.7.1.9SECTION 1033.650
   1033.650 Incidental use exemption for Canadian and Mexican locomotives.
40:36.0.1.1.3.7.1.10SECTION 1033.652
   1033.652 Special provisions for exported locomotives.
40:36.0.1.1.3.7.1.11SECTION 1033.655
   1033.655 Special provisions for certain Tier 0/Tier 1 locomotives.
40:36.0.1.1.3.8SUBPART H
Subpart H - Averaging, Banking, and Trading for Certification
40:36.0.1.1.3.8.1.1SECTION 1033.701
   1033.701 General provisions.
40:36.0.1.1.3.8.1.2SECTION 1033.705
   1033.705 Calculating emission credits.
40:36.0.1.1.3.8.1.3SECTION 1033.710
   1033.710 Averaging emission credits.
40:36.0.1.1.3.8.1.4SECTION 1033.715
   1033.715 Banking emission credits.
40:36.0.1.1.3.8.1.5SECTION 1033.720
   1033.720 Trading emission credits.
40:36.0.1.1.3.8.1.6SECTION 1033.722
   1033.722 Transferring emission credits.
40:36.0.1.1.3.8.1.7SECTION 1033.725
   1033.725 Requirements for your application for certification.
40:36.0.1.1.3.8.1.8SECTION 1033.730
   1033.730 ABT reports.
40:36.0.1.1.3.8.1.9SECTION 1033.735
   1033.735 Required records.
40:36.0.1.1.3.8.1.10SECTION 1033.740
   1033.740 Credit restrictions.
40:36.0.1.1.3.8.1.11SECTION 1033.745
   1033.745 Compliance with the provisions of this subpart.
40:36.0.1.1.3.8.1.12SECTION 1033.750
   1033.750 Changing a locomotive's FEL at remanufacture.
40:36.0.1.1.3.9SUBPART I
Subpart I - Requirements for Owners and Operators
40:36.0.1.1.3.9.1.1SECTION 1033.801
   1033.801 Applicability.
40:36.0.1.1.3.9.1.2SECTION 1033.805
   1033.805 Remanufacturing requirements.
40:36.0.1.1.3.9.1.3SECTION 1033.810
   1033.810 In-use testing program.
40:36.0.1.1.3.9.1.4SECTION 1033.815
   1033.815 Maintenance, operation, and repair.
40:36.0.1.1.3.9.1.5SECTION 1033.820
   1033.820 In-use locomotives.
40:36.0.1.1.3.9.1.6SECTION 1033.825
   1033.825 Refueling requirements.
40:36.0.1.1.3.10SUBPART J
Subpart J - Definitions and Other Reference Information
40:36.0.1.1.3.10.1.1SECTION 1033.901
   1033.901 Definitions.
40:36.0.1.1.3.10.1.2SECTION 1033.905
   1033.905 Symbols, acronyms, and abbreviations.
40:36.0.1.1.3.10.1.3SECTION 1033.915
   1033.915 Confidential information.
40:36.0.1.1.3.10.1.4SECTION 1033.920
   1033.920 How to request a hearing.
40:36.0.1.1.3.10.1.5SECTION 1033.925
   1033.925 Reporting and recordkeeping requirements.
40:36.0.1.1.3.10.1.6.1APPENDIX Appendix I
   Appendix I to Part 1033 - Original Standards for Tier 0, Tier 1 and Tier 2 Locomotives