Title 19

PART 111

Part 111 - Customs Brokers

PART 111 - CUSTOMS BROKERS Authority:19 U.S.C. 66, 1202 (General Note 3(i), Harmonized Tariff Schedule of the United States), 1624, 1641.

Section 111.3 also issued under 19 U.S.C. 1484, 1498;

Section 111.96 also issued under 19 U.S.C. 58c, 31 U.S.C. 9701.

Source:T.D. 00-17, 65 FR 13891, Mar. 15, 2000, unless otherwise noted.

19:1.0.1.1.15.0.311.1SECTION 111.0
   111.0 Scope.
19:1.0.1.1.15.1SUBPART A
Subpart A - General Provisions
19:1.0.1.1.15.1.311.1SECTION 111.1
   111.1 Definitions.
19:1.0.1.1.15.1.311.2SECTION 111.2
   111.2 License and district permit required.
19:1.0.1.1.15.1.311.3SECTION 111.3
   111.3 [Reserved]
19:1.0.1.1.15.1.311.4SECTION 111.4
   111.4 Transacting customs business without a license.
19:1.0.1.1.15.1.311.5SECTION 111.5
   111.5 Representation before Government agencies.
19:1.0.1.1.15.2SUBPART B
Subpart B - Procedure To Obtain License or Permit
19:1.0.1.1.15.2.311.1SECTION 111.11
   111.11 Basic requirements for a license.
19:1.0.1.1.15.2.311.2SECTION 111.12
   111.12 Application for license.
19:1.0.1.1.15.2.311.3SECTION 111.13
   111.13 Examination for individual license.
19:1.0.1.1.15.2.311.4SECTION 111.14
   111.14 Investigation of the license applicant.
19:1.0.1.1.15.2.311.5SECTION 111.15
   111.15 Issuance of license.
19:1.0.1.1.15.2.311.6SECTION 111.16
   111.16 Denial of license.
19:1.0.1.1.15.2.311.7SECTION 111.17
   111.17 Review of the denial of a license.
19:1.0.1.1.15.2.311.8SECTION 111.18
   111.18 Reapplication for license.
19:1.0.1.1.15.2.311.9SECTION 111.19
   111.19 Permits.
19:1.0.1.1.15.3SUBPART C
Subpart C - Duties and Responsibilities of Customs Brokers
19:1.0.1.1.15.3.311.1SECTION 111.21
   111.21 Record of transactions.
19:1.0.1.1.15.3.311.2SECTION 111.22
   111.22 [Reserved]
19:1.0.1.1.15.3.311.3SECTION 111.23
   111.23 Retention of records.
19:1.0.1.1.15.3.311.4SECTION 111.24
   111.24 Records confidential.
19:1.0.1.1.15.3.311.5SECTION 111.25
   111.25 Records must be available.
19:1.0.1.1.15.3.311.6SECTION 111.26
   111.26 Interference with examination of records.
19:1.0.1.1.15.3.311.7SECTION 111.27
   111.27 Audit or inspection of records.
19:1.0.1.1.15.3.311.8SECTION 111.28
   111.28 Responsible supervision.
19:1.0.1.1.15.3.311.9SECTION 111.29
   111.29 Diligence in correspondence and paying monies.
19:1.0.1.1.15.3.311.10SECTION 111.30
   111.30 Notification of change of business address, organization, name, or location of business records; status report; termination of brokerage business.
19:1.0.1.1.15.3.311.11SECTION 111.31
   111.31 Conflict of interest.
19:1.0.1.1.15.3.311.12SECTION 111.32
   111.32 False information.
19:1.0.1.1.15.3.311.13SECTION 111.33
   111.33 Government records.
19:1.0.1.1.15.3.311.14SECTION 111.34
   111.34 Undue influence upon Department of Homeland Security employees.
19:1.0.1.1.15.3.311.15SECTION 111.35
   111.35 Acceptance of fees from attorneys.
19:1.0.1.1.15.3.311.16SECTION 111.36
   111.36 Relations with unlicensed persons.
19:1.0.1.1.15.3.311.17SECTION 111.37
   111.37 Misuse of license or permit.
19:1.0.1.1.15.3.311.18SECTION 111.38
   111.38 False representation to procure employment.
19:1.0.1.1.15.3.311.19SECTION 111.39
   111.39 Advice to client.
19:1.0.1.1.15.3.311.20SECTION 111.40
   111.40 Protests.
19:1.0.1.1.15.3.311.21SECTION 111.41
   111.41 Endorsement of checks.
19:1.0.1.1.15.3.311.22SECTION 111.42
   111.42 Relations with person who is notoriously disreputable or whose license is under suspension, canceled “with prejudice,” or revoked.
19:1.0.1.1.15.3.311.23SECTION 111.43-111.44
   111.43-111.44 [Reserved]
19:1.0.1.1.15.3.311.24SECTION 111.45
   111.45 Revocation by operation of law.
19:1.0.1.1.15.4SUBPART D
Subpart D - Cancellation, Suspension, or Revocation of License or Permit, and Monetary Penalty in Lieu of Suspension or Revocation
19:1.0.1.1.15.4.311.1SECTION 111.50
   111.50 General.
19:1.0.1.1.15.4.311.2SECTION 111.51
   111.51 Cancellation of license or permit.
19:1.0.1.1.15.4.311.3SECTION 111.52
   111.52 Voluntary suspension of license or permit.
19:1.0.1.1.15.4.311.4SECTION 111.53
   111.53 Grounds for suspension or revocation of license or permit.
19:1.0.1.1.15.4.311.5SECTION 111.54
   111.54 [Reserved]
19:1.0.1.1.15.4.311.6SECTION 111.55
   111.55 Investigation of complaints.
19:1.0.1.1.15.4.311.7SECTION 111.56
   111.56 Review of report on investigation.
19:1.0.1.1.15.4.311.8SECTION 111.57
   111.57 Determination by Assistant Commissioner.
19:1.0.1.1.15.4.311.9SECTION 111.58
   111.58 Content of statement of charges.
19:1.0.1.1.15.4.311.10SECTION 111.59
   111.59 Preliminary proceedings.
19:1.0.1.1.15.4.311.11SECTION 111.60
   111.60 Request for additional information.
19:1.0.1.1.15.4.311.12SECTION 111.61
   111.61 Decision on preliminary proceedings.
19:1.0.1.1.15.4.311.13SECTION 111.62
   111.62 Contents of notice of charges.
19:1.0.1.1.15.4.311.14SECTION 111.63
   111.63 Service of notice and statement of charges.
19:1.0.1.1.15.4.311.15SECTION 111.64
   111.64 Service of notice of hearing and other papers.
19:1.0.1.1.15.4.311.16SECTION 111.65
   111.65 Extension of time for hearing.
19:1.0.1.1.15.4.311.17SECTION 111.66
   111.66 Failure to appear.
19:1.0.1.1.15.4.311.18SECTION 111.67
   111.67 Hearing.
19:1.0.1.1.15.4.311.19SECTION 111.68
   111.68 Proposed findings and conclusions.
19:1.0.1.1.15.4.311.20SECTION 111.69
   111.69 Recommended decision by hearing officer.
19:1.0.1.1.15.4.311.21SECTION 111.70
   111.70 Additional submissions.
19:1.0.1.1.15.4.311.22SECTION 111.71
   111.71 Immaterial mistakes.
19:1.0.1.1.15.4.311.23SECTION 111.72
   111.72 Dismissal subject to new proceedings.
19:1.0.1.1.15.4.311.24SECTION 111.73
   111.73 [Reserved]
19:1.0.1.1.15.4.311.25SECTION 111.74
   111.74 Decision and notice of suspension or revocation or monetary penalty.
19:1.0.1.1.15.4.311.26SECTION 111.75
   111.75 Appeal from the Secretary's decision.
19:1.0.1.1.15.4.311.27SECTION 111.76
   111.76 Reopening the case.
19:1.0.1.1.15.4.311.28SECTION 111.77
   111.77 Notice of vacated or modified order.
19:1.0.1.1.15.4.311.29SECTION 111.78
   111.78 Reprimands.
19:1.0.1.1.15.4.311.30SECTION 111.79
   111.79 Employment of broker who has lost license.
19:1.0.1.1.15.4.311.31SECTION 111.80
   111.80 [Reserved]
19:1.0.1.1.15.4.311.32SECTION 111.81
   111.81 Settlement and compromise.
19:1.0.1.1.15.5SUBPART E
Subpart E - Monetary Penalty and Payment of Fees
19:1.0.1.1.15.5.311.1SECTION 111.91
   111.91 Grounds for imposition of a monetary penalty; maximum penalty.
19:1.0.1.1.15.5.311.2SECTION 111.92
   111.92 Notice of monetary penalty.
19:1.0.1.1.15.5.311.3SECTION 111.93
   111.93 Petition for relief from monetary penalty.
19:1.0.1.1.15.5.311.4SECTION 111.94
   111.94 Decision on monetary penalty.
19:1.0.1.1.15.5.311.5SECTION 111.95
   111.95 Supplemental petition for relief from monetary penalty.
19:1.0.1.1.15.5.311.6SECTION 111.96
   111.96 Fees.