Title 17

PART 75

Part 75 - Proprietary Trading And Certain Interests In And Relationships With Covered Funds

PART 75 - PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS Authority:12 U.S.C. 1851. Source:79 FR 6048, Jan. 31, 2014, unless otherwise noted.

17:2.0.1.1.10.1SUBPART A
Subpart A - Authority and Definitions
17:2.0.1.1.10.1.1.1SECTION 75.1
   75.1 Authority, purpose, scope, and relationship to other authorities.
17:2.0.1.1.10.1.1.2SECTION 75.2
   75.2 Definitions.
17:2.0.1.1.10.2SUBPART B
Subpart B - Proprietary Trading
17:2.0.1.1.10.2.1.1SECTION 75.3
   75.3 Prohibition on proprietary trading.
17:2.0.1.1.10.2.1.2SECTION 75.4
   75.4 Permitted underwriting and market making-related activities.
17:2.0.1.1.10.2.1.3SECTION 75.5
   75.5 Permitted risk-mitigating hedging activities.
17:2.0.1.1.10.2.1.4SECTION 75.6
   75.6 Other permitted proprietary trading activities.
17:2.0.1.1.10.2.1.5SECTION 75.7
   75.7 Limitations on permitted proprietary trading activities.
17:2.0.1.1.10.2.1.6SECTION 75.8-75.9
   75.8-75.9 [Reserved]
17:2.0.1.1.10.3SUBPART C
Subpart C - Covered Fund Activities and Investments
17:2.0.1.1.10.3.1.1SECTION 75.10
   75.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
17:2.0.1.1.10.3.1.2SECTION 75.11
   75.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
17:2.0.1.1.10.3.1.3SECTION 75.12
   75.12 Permitted investment in a covered fund.
17:2.0.1.1.10.3.1.4SECTION 75.13
   75.13 Other permitted covered fund activities and investments.
17:2.0.1.1.10.3.1.5SECTION 75.14
   75.14 Limitations on relationships with a covered fund.
17:2.0.1.1.10.3.1.6SECTION 75.15
   75.15 Other limitations on permitted covered fund activities.
17:2.0.1.1.10.3.1.7SECTION 75.16
   75.16 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
17:2.0.1.1.10.3.1.8SECTION 75.17-75.19
   75.17-75.19 [Reserved]
17:2.0.1.1.10.4SUBPART D
Subpart D - Compliance Program Requirement; Violations
17:2.0.1.1.10.4.1.1SECTION 75.20
   75.20 Program for compliance; reporting.
17:2.0.1.1.10.4.1.2SECTION 75.21
   75.21 Termination of activities or investments; penalties for violations.
17:2.0.1.1.10.5SUBPART 0
17:2.0.1.1.10.6.1.1.13APPENDIX Appendix A
   Appendix A to Part 75 - Reporting and Recordkeeping Requirements for Covered Trading Activities