Schedule A to Part 286
17:4.0.1.1.28.0.148.5.5 :
Schedule A to Part 286
This schedule specifies the information and documents to be
furnished in a report pursuant to § 286.3 with respect to a
proposed distribution of primary obligations of the Bank.
Information not available at the time of filing the report shall be
filed as promptly thereafter as possible.
Item 1. Description of obligations
As to each issue of primary obligations of the Bank which is to
be distributed, furnish the following information:
(a) The title and date of the issue.
(b) The interest rate and interest payment dates.
(c) The maturity date or, if serial, the plan of serial
maturities. If the maturity of the obligation may be accelerated,
state the circumstances under which it may be so accelerated.
(d) A brief outline of (1) any redemption provisions and (2) any
amortization, sinking fund or retirement provisions, stating the
annual amount, if any, which the Bank will be under obligation to
apply for the satisfaction of such provisions.
(e) If secured by any lien, the kind and priority thereof, and
the nature of the property subject to the lien; if any other
indebtedness is secured by an equal or prior lien on the same
property, state the nature of such other liens.
(f) If any obligations issued or to be issued by the Bank will,
as the payment of interest or principal, rank prior to the
obligations to be distributed, describe the nature and extent of
such priority.
(g) Outline briefly any provisions of the governing instruments
under which the terms of the obligations to be distributed may be
amended or modified by the holders thereof or otherwise.
(h) Outline briefly any other material provisions of the
governing instruments pertaining to the rights of the holders of
the obligations to be distributed or pertaining to the duties of
the Bank with respect thereto.
(i) The name and address4 of the fiscal or paying agent of the
Bank, if any.
Item 2. Distribution of obligations
(a) Outline briefly the plan of distribution of the obligations
and state the amount of the participation of each principal
underwriter, if any.
(b) Describe any arrangements known to the Bank or to any
principal underwriter named above designed to stabilize the market
for the obligations for the account of the Bank or the principal
underwriters as a group and indicate whether any transactions have
already been effected to accomplish that purpose.
(c) Describe any arrangements for withholding commissions, or
otherwise, to hold each underwriter or dealer responsible for the
distribution of his participation.
Item 3. Distribution spread
The following information shall be given, in substantially the
tabular form indicated, as to all obligations which are to be
offered for cash (estimate, if necessary):
|
Price to the public |
Selling discounts and
commissions |
Proceeds to the bank |
| Per unit |
|
|
|
| Total |
|
|
|
Item 4. Discounts and commissions to sub-underwriters and dealers
State briefly the discounts and commissions to be allowed or
paid to dealers. If any dealers are to act in the capacity of
sub-underwriters and are to be allowed or paid any additional
discounts or commissions for acting in such capacity, a general
statement to that effect will suffice, without giving the
additional amounts to be so paid.
Item 5. Other expenses of distribution
Furnish a reasonably itemized statement of all expenses of the
Bank in connection with the issuance and distribution of the
obligations, except underwriters' or dealers' discounts and
commissions.
Instruction. Insofar as practicable, the itemization
shall include transfer agents' fees, cost of printing and
engraving, and legal and accounting fees. The information may be
given as subject to future contingencies. If the amounts of any
items are not known, estimates, designated as such, shall be
given.
Item 6. Application of proceeds
Make a reasonably itemized statement of the purposes, so far as
determinable, for which the net proceeds to the Bank from the
obligations are to be used, and state the approximate amount to be
used for each such purpose.
Item 7. Exhibits to be furnished
The following documents shall be attached to or otherwise
furnished as a part of the report:
(a) Copies of the constituent instruments defining the rights
evidenced by the obligations.
(b) Copies of an opinion of counsel, in the English language, as
to the legality of the obligations.
(c) Copies of all material contracts pertaining to the issuance
or distributions of the obligations, to which the Bank or any
principal underwriter of the obligations is or is to be a party,
except selling group agreements.
(d) Copies of any prospectus or other sales literature to be
provided by the Bank or any of the principal underwriters for
general use in connection with the initial distribution of the
obligations to the public.