Title 16

Volume 1 CHAPTER I SUBCHAP H

Subchapter H - Rules, Regulations, Statements And Interpretations Under The Hart-scott-rodino Antitrust Improvements Act Of 1976

16:1.0.1.8.85PART 801
PART 801 - COVERAGE RULES
16:1.0.1.8.85.0.40.1SECTION 801.1
     801.1 Definitions.
16:1.0.1.8.85.0.40.2SECTION 801.2
     801.2 Acquiring and acquired persons.
16:1.0.1.8.85.0.40.3SECTION 801.3
     801.3 Activities in or affecting commerce.
16:1.0.1.8.85.0.40.4SECTION 801.4
     801.4 Secondary acquisitions.
16:1.0.1.8.85.0.40.5SECTION 801.10
     801.10 Value of voting securities, non-corporate interests and assets to be acquired.
16:1.0.1.8.85.0.40.6SECTION 801.11
     801.11 Annual net sales and total assets.
16:1.0.1.8.85.0.40.7SECTION 801.12
     801.12 Calculating percentage of voting securities.
16:1.0.1.8.85.0.40.8SECTION 801.13
     801.13 Aggregation of voting securities, assets and non-corporate interests.
16:1.0.1.8.85.0.40.9SECTION 801.14
     801.14 Aggregate total amount of voting securities and assets.
16:1.0.1.8.85.0.40.10SECTION 801.15
     801.15 Aggregation of voting securities, non-corporate interests and assets the acquisition of which was exempt.
16:1.0.1.8.85.0.40.11SECTION 801.20
     801.20 Acquisitions subsequent to exceeding threshold.
16:1.0.1.8.85.0.40.12SECTION 801.21
     801.21 Securities and cash not considered assets when acquired.
16:1.0.1.8.85.0.40.13SECTION 801.30
     801.30 Tender offers and acquisitions of voting securities and non-corporate interests from third parties.
16:1.0.1.8.85.0.40.14SECTION 801.31
     801.31 Acquisitions of voting securities by offerees in tender offers.
16:1.0.1.8.85.0.40.15SECTION 801.32
     801.32 Conversion and acquisition.
16:1.0.1.8.85.0.40.16SECTION 801.33
     801.33 Consummation of an acquisition by acceptance of tendered shares of payment.
16:1.0.1.8.85.0.40.17SECTION 801.40
     801.40 Formation of joint venture or other corporations.
16:1.0.1.8.85.0.40.18SECTION 801.50
     801.50 Formation of unincorporated entities.
16:1.0.1.8.85.0.40.19SECTION 801.90
     801.90 Transactions or devices for avoidance.
16:1.0.1.8.86PART 802
PART 802 - EXEMPTION RULES
16:1.0.1.8.86.0.40.1SECTION 802.1
     802.1 Acquisitions of goods in the ordinary course of business.
16:1.0.1.8.86.0.40.2SECTION 802.2
     802.2 Certain acquisitions of real property assets.
16:1.0.1.8.86.0.40.3SECTION 802.3
     802.3 Acquisitions of carbon-based mineral reserves.
16:1.0.1.8.86.0.40.4SECTION 802.4
     802.4 Acquisitions of voting securities of issuers or non-corporate interests in unincorporated entities holding certain assets the acquisition of which is exempt.
16:1.0.1.8.86.0.40.5SECTION 802.5
     802.5 Acquisitions of investment rental property assets.
16:1.0.1.8.86.0.40.6SECTION 802.6
     802.6 Federal agency approval.
16:1.0.1.8.86.0.40.7SECTION 802.8
     802.8 Certain supervisory acquisitions.
16:1.0.1.8.86.0.40.8SECTION 802.9
     802.9 Acquisition solely for the purpose of investment.
16:1.0.1.8.86.0.40.9SECTION 802.10
     802.10 Stock dividends and splits; reorganizations.
16:1.0.1.8.86.0.40.10SECTION 802.20
     802.20 [Reserved]
16:1.0.1.8.86.0.40.11SECTION 802.21
     802.21 Acquisitions of voting securities not meeting or exceeding greater notification threshold (as adjusted).
16:1.0.1.8.86.0.40.12SECTION 802.23
     802.23 Amended or renewed tender offers.
16:1.0.1.8.86.0.40.13SECTION 802.30
     802.30 Intraperson transactions.
16:1.0.1.8.86.0.40.14SECTION 802.31
     802.31 Acquisitions of convertible voting securities.
16:1.0.1.8.86.0.40.15SECTION 802.35
     802.35 Acquisitions by employee trusts.
16:1.0.1.8.86.0.40.16SECTION 802.40
     802.40 Exempt formation of corporations or unincorporated entities.
16:1.0.1.8.86.0.40.17SECTION 802.41
     802.41 Corporations or unincorporated entities at time of formation.
16:1.0.1.8.86.0.40.18SECTION 802.42
     802.42 Partial exemption for acquisitions in connection with the formation of certain joint ventures or other corporations.
16:1.0.1.8.86.0.40.19SECTION 802.50
     802.50 Acquisitions of foreign assets.
16:1.0.1.8.86.0.40.20SECTION 802.51
     802.51 Acquisitions of voting securities of a foreign issuer.
16:1.0.1.8.86.0.40.21SECTION 802.52
     802.52 Acquisitions by or from foreign governmental entities.
16:1.0.1.8.86.0.40.22SECTION 802.53
     802.53 Certain foreign banking transactions.
16:1.0.1.8.86.0.40.23SECTION 802.60
     802.60 Acquisitions by securities underwriters.
16:1.0.1.8.86.0.40.24SECTION 802.63
     802.63 Certain acquisitions by creditors and insurers.
16:1.0.1.8.86.0.40.25SECTION 802.64
     802.64 Acquisitions of voting securities by certain institutional investors.
16:1.0.1.8.86.0.40.26SECTION 802.65
     802.65 Exempt acquisition of non-corporate interests in financing transactions.
16:1.0.1.8.86.0.40.27SECTION 802.70
     802.70 Acquisitions subject to order.
16:1.0.1.8.86.0.40.28SECTION 802.71
     802.71 Acquisitions by gift, intestate succession or devise, or by irrevocable trust.
16:1.0.1.8.86.0.40.29SECTION 802.80
     802.80 Transitional rule for transactions investigated by the agencies.
16:1.0.1.8.87PART 803
PART 803 - TRANSMITTAL RULES
16:1.0.1.8.87.0.40.1SECTION 803.1
     803.1 Notification and Report Form.
16:1.0.1.8.87.0.40.2SECTION 803.2
     803.2 Instructions applicable to Notification and Report Form.
16:1.0.1.8.87.0.40.3SECTION 803.3
     803.3 Statement of reasons for noncompliance.
16:1.0.1.8.87.0.40.4SECTION 803.4
     803.4 Foreign persons refusing to file notification.
16:1.0.1.8.87.0.40.5SECTION 803.5
     803.5 Affidavits required.
16:1.0.1.8.87.0.40.6SECTION 803.6
     803.6 Certification.
16:1.0.1.8.87.0.40.7SECTION 803.7
     803.7 Expiration of notification.
16:1.0.1.8.87.0.40.8SECTION 803.8
     803.8 Foreign language documents.
16:1.0.1.8.87.0.40.9SECTION 803.9
     803.9 Filing fee.
16:1.0.1.8.87.0.40.10SECTION 803.10
     803.10 Running of time.
16:1.0.1.8.87.0.40.11SECTION 803.11
     803.11 Termination of waiting period.
16:1.0.1.8.87.0.40.12SECTION 803.12
     803.12 Withdraw and refile notification.
16:1.0.1.8.87.0.40.13SECTION 803.20
     803.20 Requests for additional information or documentary material.
16:1.0.1.8.87.0.40.14SECTION 803.21
     803.21 Additional information shall be supplied within reasonable time.
16:1.0.1.8.87.0.40.15SECTION 803.30
     803.30 Formal and informal interpretations of requirements under the Act and the rules.
16:1.0.1.8.87.0.40.16SECTION 803.90
     803.90 Separability.
16:1.0.1.8.87.0.40.17.60APPENDIX Appendix A
  Appendix A to Part 803 - Notification and Report Form for Certain Mergers and Acquisitions
16:1.0.1.8.87.0.40.17.61APPENDIX Appendix B
  Appendix B to Part 803 - Instructions to the Notification and Report Form for Certain Mergers and Acquisitions