Title 13

PART 108 SUBPART h

Subpart H - Recordkeeping, Reporting, and Examination Requirements for NMVC Companies

• 15 U.S.C. 689-689q.
• 66 FR 28609, May 23, 2001, unless otherwise noted.

13:1.0.1.1.8.8.98	SUBJGRP 98	Recordkeeping Requirements for NMVC Companies
13:1.0.1.1.8.8.98.1	SECTION 108.600	108.600 General requirement for NMVC Company to maintain and preserve records.
13:1.0.1.1.8.8.98.2	SECTION 108.610	108.610 Required certifications for Loans and Investments.
13:1.0.1.1.8.8.98.3	SECTION 108.620	108.620 Requirements to obtain information from Portfolio Concerns.
13:1.0.1.1.8.8.99	SUBJGRP 99	Reporting Requirements for NMVC Companies
13:1.0.1.1.8.8.99.4	SECTION 108.630	108.630 Requirement for NMVC companies to file financial statements and supplementary information with SBA (SBA Form 468).
13:1.0.1.1.8.8.99.5	SECTION 108.640	108.640 Requirement to file portfolio financing reports (SBA Form 1031).
13:1.0.1.1.8.8.99.6	SECTION 108.650	108.650 Requirement to report portfolio valuations to SBA.
13:1.0.1.1.8.8.99.7	SECTION 108.660	108.660 Other items required to be filed by NMVC Company with SBA.
13:1.0.1.1.8.8.99.8	SECTION 108.680	108.680 Reporting changes in NMVC Company not subject to prior SBA approval.
13:1.0.1.1.8.8.100	SUBJGRP 100	Examinations of NMVC Companies by SBA for Regulatory Compliance
13:1.0.1.1.8.8.100.9	SECTION 108.690	108.690 Examinations.
13:1.0.1.1.8.8.100.10	SECTION 108.691	108.691 Responsibilities of NMVC Company during examination.
13:1.0.1.1.8.8.100.11	SECTION 108.692	108.692 Examination fees.

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