Title 13

PART 107 SUBPART f

Subpart F - Recordkeeping, Reporting, and Examination Requirements for Licensees

13:1.0.1.1.7.6.48SUBJGRP 48
Recordkeeping Requirements for Licensees
13:1.0.1.1.7.6.48.1SECTION 107.600
   107.600 General requirement for Licensee to maintain and preserve records.
13:1.0.1.1.7.6.48.2SECTION 107.610
   107.610 Required certifications for Loans and Investments.
13:1.0.1.1.7.6.48.3SECTION 107.620
   107.620 Requirements to obtain information from Portfolio Concerns.
13:1.0.1.1.7.6.49SUBJGRP 49
Reporting Requirements for Licensees
13:1.0.1.1.7.6.49.4SECTION 107.630
   107.630 Requirement for Licensees to file financial statements with SBA (Form 468).
13:1.0.1.1.7.6.49.5SECTION 107.640
   107.640 Requirement to file Portfolio Financing Reports (SBA Form 1031).
13:1.0.1.1.7.6.49.6SECTION 107.650
   107.650 Requirement to report portfolio valuations to SBA.
13:1.0.1.1.7.6.49.7SECTION 107.660
   107.660 Other items required to be filed by Licensee with SBA.
13:1.0.1.1.7.6.49.8SECTION 107.665
   107.665 Civil penalties.
13:1.0.1.1.7.6.49.9SECTION 107.670
   107.670 Application for exemption from civil penalty for late filing of reports.
13:1.0.1.1.7.6.49.10SECTION 107.680
   107.680 Reporting changes in Licensee not subject to prior SBA approval.
13:1.0.1.1.7.6.50SUBJGRP 50
Examinations of Licensees by SBA for Regulatory Compliance
13:1.0.1.1.7.6.50.11SECTION 107.690
   107.690 Examinations.
13:1.0.1.1.7.6.50.12SECTION 107.691
   107.691 Responsibilities of Licensee during examination.
13:1.0.1.1.7.6.50.13SECTION 107.692
   107.692 Examination fees.