Title 12

PART 225 SUBPART i

Subpart I - Financial Holding Companies Source:Reg. Y, 66 FR 415, Jan. 3, 2001, unless otherwise noted.

• 12 U.S.C. 1817(j)(13), 1818, 1828(o), 1831i, 1831p-1, 1843(c)(8), 1844(b), 1972(1), 3106, 3108, 3310, 3331-3351, 3906, 3907, and 3909; 15 U.S.C. 1681s, 1681w, 6801 and 6805.
• Source: Reg. Y, 49 FR 818, Jan. 5, 1984, unless otherwise noted.

12:3.0.1.1.6.9.6	SUBJGRP 6	Interpretations
12:3.0.1.1.6.9.6.1	SECTION 225.81	225.81 What is a financial holding company
12:3.0.1.1.6.9.6.2	SECTION 225.82	225.82 How does a bank holding company elect to become a financial holding company
12:3.0.1.1.6.9.6.3	SECTION 225.83	225.83 What are the consequences of failing to continue to meet applicable capital and management requirements
12:3.0.1.1.6.9.6.4	SECTION 225.84	225.84 What are the consequences of failing to maintain a satisfactory or better rating under the Community Reinvestment Act at all insured depository institution subsidiaries
12:3.0.1.1.6.9.6.5	SECTION 225.85	225.85 Is notice to or approval from the Board required prior to engaging in a financial activity
12:3.0.1.1.6.9.6.6	SECTION 225.86	225.86 What activities are permissible for any financial holding company
12:3.0.1.1.6.9.6.7	SECTION 225.87	225.87 Is notice to the Board required after engaging in a financial activity
12:3.0.1.1.6.9.6.8	SECTION 225.88	225.88 How to request the Board to determine that an activity is financial in nature or incidental to a financial activity
12:3.0.1.1.6.9.6.9	SECTION 225.89	225.89 How to request approval to engage in an activity that is complementary to a financial activity
12:3.0.1.1.6.9.6.10	SECTION 225.90	225.90 What are the requirements for a foreign bank to be treated as a financial holding company
12:3.0.1.1.6.9.6.11	SECTION 225.91	225.91 How may a foreign bank elect to be treated as a financial holding company
12:3.0.1.1.6.9.6.12	SECTION 225.92	225.92 How does an election by a foreign bank become effective
12:3.0.1.1.6.9.6.13	SECTION 225.93	225.93 What are the consequences of a foreign bank failing to continue to meet applicable capital and management requirements
12:3.0.1.1.6.9.6.14	SECTION 225.94	225.94 What are the consequences of an insured branch or depository institution failing to maintain a satisfactory or better rating under the Community Reinvestment Act
12:3.0.1.1.6.9.6.15	SECTION 225.101	225.101 Bank holding company's subsidiary banks owning shares of nonbanking companies.
12:3.0.1.1.6.9.6.16	SECTION 225.102	225.102 Bank holding company indirectly owning nonbanking company through subsidiaries.
12:3.0.1.1.6.9.6.17	SECTION 225.103	225.103 Bank holding company acquiring stock by dividends, stock splits or exercise of rights.
12:3.0.1.1.6.9.6.18	SECTION 225.104	225.104 “Services” under section 4(c)(1) of Bank Holding Company Act.
12:3.0.1.1.6.9.6.19	SECTION 225.107	225.107 Acquisition of stock in small business investment company.
12:3.0.1.1.6.9.6.20	SECTION 225.109	225.109 “Services” under section 4(c)(1) of Bank Holding Company Act.
12:3.0.1.1.6.9.6.21	SECTION 225.111	225.111 Limit on investment by bank holding company system in stock of small business investment companies.
12:3.0.1.1.6.9.6.22	SECTION 225.112	225.112 Indirect control of small business concern through convertible debentures held by small business investment company.
12:3.0.1.1.6.9.6.23	SECTION 225.113	225.113 Services under section 4(a) of Bank Holding Company Act.
12:3.0.1.1.6.9.6.24	SECTION 225.115	225.115 Applicability of Bank Service Corporation Act in certain bank holding company situations.
12:3.0.1.1.6.9.6.25	SECTION 225.118	225.118 Computer services for customers of subsidiary banks.
12:3.0.1.1.6.9.6.26	SECTION 225.121	225.121 Acquisition of Edge corporation affiliate by State member banks of registered bank holding company.
12:3.0.1.1.6.9.6.27	SECTION 225.122	225.122 Bank holding company ownership of mortgage companies.
12:3.0.1.1.6.9.6.28	SECTION 225.123	225.123 Activities closely related to banking.
12:3.0.1.1.6.9.6.29	SECTION 225.124	225.124 Foreign bank holding companies.
12:3.0.1.1.6.9.6.30	SECTION 225.125	225.125 Investment adviser activities.
12:3.0.1.1.6.9.6.31	SECTION 225.126	225.126 Activities not closely related to banking.
12:3.0.1.1.6.9.6.32	SECTION 225.127	225.127 Investment in corporations or projects designed primarily to promote community welfare.
12:3.0.1.1.6.9.6.33	SECTION 225.129	225.129 Activities closely related to banking.
12:3.0.1.1.6.9.6.34	SECTION 225.130	225.130 Issuance and sale of short-term debt obligations by bank holding companies.
12:3.0.1.1.6.9.6.35	SECTION 225.131	225.131 Activities closely related to banking.
12:3.0.1.1.6.9.6.36	SECTION 225.132	225.132 Acquisition of assets.
12:3.0.1.1.6.9.6.37	SECTION 225.133	225.133 Computation of amount invested in foreign corporations under general consent procedures.
12:3.0.1.1.6.9.6.38	SECTION 225.134	225.134 Escrow arrangements involving bank stock resulting in a violation of the Bank Holding Company Act.
12:3.0.1.1.6.9.6.39	SECTION 225.136	225.136 Utilization of foreign subsidiaries to sell long-term debt obligations in foreign markets and to transfer the proceeds to their United States parent(s) for domestic purposes.
12:3.0.1.1.6.9.6.40	SECTION 225.137	225.137 Acquisitions of shares pursuant to section 4(c)(6) of the Bank Holding Company Act.
12:3.0.1.1.6.9.6.41	SECTION 225.138	225.138 Statement of policy concerning divestitures by bank holding companies.
12:3.0.1.1.6.9.6.42	SECTION 225.139	225.139 Presumption of continued control under section 2(g)(3) of the Bank Holding Company Act.
12:3.0.1.1.6.9.6.43	SECTION 225.140	225.140 Disposition of property acquired in satisfaction of debts previously contracted.
12:3.0.1.1.6.9.6.44	SECTION 225.141	225.141 Operations subsidiaries of a bank holding company.
12:3.0.1.1.6.9.6.45	SECTION 225.142	225.142 Statement of policy concerning bank holding companies engaging in futures, forward and options contracts on U.S. Government and agency securities and money market instruments.
12:3.0.1.1.6.9.6.46	SECTION 225.143	225.143 Policy statement on nonvoting equity investments by bank holding companies.
12:3.0.1.1.6.9.6.47	SECTION 225.145	225.145 Limitations established by the Competitive Equality Banking Act of 1987 on the activities and growth of nonbank banks.

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