Title 12

PART 240

Part 240 - Retail Foreign Exchange Transactions (regulation Nn)

PART 240 - RETAIL FOREIGN EXCHANGE TRANSACTIONS (REGULATION NN) Authority:7 U.S.C. 2(c)(2)(E), 12 U.S.C. 248, 321-338, 1813(q), 1818, 1844(b), 3106a, 3108. Source:78 FR 21027, Apr. 9, 2013, unless otherwise noted.

• Authority: 7 U.S.C. 2(c)(2)(E), 12 U.S.C. 248, 321-338, 1813(q), 1818, 1844(b), 3106a, 3108.
• Source: 78 FR 21027, Apr. 9, 2013, unless otherwise noted.

12:4.0.1.1.10.0.1.1	SECTION 240.1	240.1 Authority, purpose and scope.
12:4.0.1.1.10.0.1.2	SECTION 240.2	240.2 Definitions.
12:4.0.1.1.10.0.1.3	SECTION 240.3	240.3 Prohibited transactions.
12:4.0.1.1.10.0.1.4	SECTION 240.4	240.4 Notification.
12:4.0.1.1.10.0.1.5	SECTION 240.5	240.5 Application and closing out of offsetting long and short positions.
12:4.0.1.1.10.0.1.6	SECTION 240.6	240.6 Disclosure.
12:4.0.1.1.10.0.1.7	SECTION 240.7	240.7 Recordkeeping.
12:4.0.1.1.10.0.1.8	SECTION 240.8	240.8 Capital requirements.
12:4.0.1.1.10.0.1.9	SECTION 240.9	240.9 Margin requirements
12:4.0.1.1.10.0.1.10	SECTION 240.10	240.10 Required reporting to customers.
12:4.0.1.1.10.0.1.11	SECTION 240.11	240.11 Unlawful representations.
12:4.0.1.1.10.0.1.12	SECTION 240.12	240.12 Authorization to trade.
12:4.0.1.1.10.0.1.13	SECTION 240.13	240.13 Trading and operational standards.
12:4.0.1.1.10.0.1.14	SECTION 240.14	240.14 Supervision.
12:4.0.1.1.10.0.1.15	SECTION 240.15	240.15 Notice of transfers.
12:4.0.1.1.10.0.1.16	SECTION 240.16	240.16 Customer dispute resolution.
12:4.0.1.1.10.0.1.17	SECTION 240.17	240.17 Reservation of authority.

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